 |
| 20-Feb-13 | Reiterated |
FBR Capital |
Outperform |
$68 → $63 |
|
| 18-Jan-13 | Reiterated |
FBR Capital |
Outperform |
$72 → $68 |
|
| 19-Oct-12 | Reiterated |
FBR Capital |
Outperform |
$70 → $72 |
|
| 12-Oct-12 | Initiated |
Robert W. Baird |
Outperform |
$70 |
|
| 08-May-12 | Upgrade |
Argus |
Sell → Hold |
|
|
| 20-Apr-12 | Reiterated |
FBR Capital |
Outperform |
$60 → $70 |
|
| 18-Apr-12 | Reiterated |
Stifel Nicolaus |
Buy |
$60 → $71 |
|
| 15-Mar-12 | Reiterated |
RBC Capital Mkts |
Outperform |
$61 → $63 |
|
| 21-Oct-11 | Reiterated |
RBC Capital Mkts |
Outperform |
$56 → $60 |
|
| 18-Oct-11 | Initiated |
William Blair |
Mkt Perform |
|
|
| 10-Oct-11 | Reiterated |
Oppenheimer |
Outperform |
$53 → $55 |
|
| 07-Sep-11 | Upgrade |
Oppenheimer |
Perform → Outperform |
$55 |
|
| 12-Aug-11 | Upgrade |
RBC Capital Mkts |
Sector Perform → Outperform |
$49 → $56 |
|
| 20-Jun-11 | Reiterated |
Barclays Capital |
Overweight |
$65 → $68 |
|
| 25-Apr-11 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$39 → $45 |
|
| 25-Apr-11 | Reiterated |
FBR Capital |
Outperform |
$53 → $60 |
|
| 05-Apr-11 | Reiterated |
Stifel Nicolaus |
Buy |
$60 → $64 |
|
| 21-Jan-11 | Reiterated |
RBC Capital Mkts |
Sector Perform |
$36 → $39 |
|
| 12-Jan-11 | Reiterated |
Barclays Capital |
Overweight |
$50 → $55 |
|
| 10-Dec-10 | Upgrade |
FBR Capital |
Mkt Perform → Outperform |
$45 → $53 |
|
|
 |
| 20-May-13 01:25PM | 2 Fast-Growing Financial Stocks You Can Buy Today at Motley Fool |
| 01:16PM | Midday Glance: Credit Card companies AP |
| 12:51PM | Banking Round-Up: Price-To-Book Ratio Comparisons at Seeking Alpha |
| 11:23AM | GE Capital to Pay $6.5 Billion Dividends to GE (Update 1) at TheStreet |
| 10:31AM | Early Glance: Credit Card companies AP |
| 08:09AM | GE Capital to Pay $6.5 Billion in Dividends to Parent in 2013 at TheStreet |
| 08:09AM | GE Capital to Pay $6.5 Billion Dividends to GE at TheStreet |
| 18-May-13 01:00PM | 2 Companies Disrupting the Traditional Banking Industry at Motley Fool |
| 17-May-13 10:30PM | Gas Export Approval Not Seen Signaling U.S. Permit Flood at Bloomberg |
| 06:03PM | Final Glance: Credit Card companies AP |
| 04:26PM | Big Banks: Friday Financial Winners at TheStreet |
| 03:39PM | Insiders are crazy about these stocks at MarketWatch |
| 01:33PM | Midday Glance: Credit Card companies AP |
| 10:25AM | Early Glance: Credit Card companies AP |
| 08:42AM | InPlay: Capital One commences exchange offer for any and all 6.750% senior notes due 2017 Briefing.com |
| 08:41AM | Capital One Financial Corporation Commences Exchange Offer For Any and All 6.750% Senior Notes due 2017 PR Newswire |
| 02:04AM | CAPITAL ONE FINANCIAL CORP Files SEC form 8-K, Other Events, Financial Statements and Exhibits EDGAR Online |
| 16-May-13 06:03PM | Final Glance: Credit Card companies AP |
| 04:13PM | Capital One Plans to Fire 26 in New York Operations Center at Bloomberg |
| 01:29PM | Midday Glance: Credit Card companies AP |
| 10:35AM | Early Glance: Credit Card companies AP |
| 15-May-13 06:02PM | Final Glance: Credit Card companies AP |
| 04:33PM | After-Hours Buzz: CSCO, AAPL, TSLA & More at CNBC |
| 03:41PM | Delinquency rates fall at major U.S. banks in April at Reuters |
| 01:26PM | Midday Glance: Credit Card companies AP |
| 01:04PM | CAPITAL ONE FINANCIAL CORP Financials EDGAR Online Financials |
| 11:46AM | HSBC Signals 14,000 Job Cuts in $3 Billion Savings Plan at Bloomberg |
| 10:24AM | Early Glance: Credit Card companies AP |
| 09:22AM | What I Bought and Sold This Quarter at Motley Fool |
| 14-May-13 11:06PM | CAPITAL ONE FINANCIAL CORP Files SEC form 8-K, Regulation FD Disclosure, Financial Statements and Exhibits EDGAR Online |
| 07:52PM | Capital Ones Fairbank Enacts Plan to Sell Shares at Bloomberg |
| 06:27PM | Rising Card Charge-Off Rates Are A Major Source Of Concern For Capital One at Seeking Alpha |
| 06:02PM | Final Glance: Credit Card companies AP |
| 02:11PM | Midday Glance: Credit Card companies AP |
| 02:05PM | This Stock Has A 2.05% Yield, Sells For Less Than Book, and Insiders Have Been Buying at Forbes |
| 12:01PM | Why You Should Keep an Eye on This Hedge Fund's Holdings at Motley Fool |
| 10:36AM | Early Glance: Credit Card companies AP |
| 10:11AM | CAPITAL ONE FINANCIAL CORP Files SEC form 8-K, Other Events EDGAR Online |
| 13-May-13 06:03PM | Final Glance: Credit Card companies AP |
| 05:01PM | Capital One Financial Corp (COF): Today's Featured Financial Laggard at TheStreet |
| 03:37PM | JPMorgan Says It Faces Enforcement on Consumer Practices at Bloomberg |
| 02:31PM | Capital One Financial Series B Preferred Stock Ex-Dividend Reminder - 5/15/13 at Forbes |
| 01:18PM | Midday Glance: Credit Card companies AP |
| 01:04PM | 5 Financial Stocks Dragging The Sector Down at TheStreet |
| 10:55AM | USB's a Bank Stock Bargain at TheStreet |
| 10:23AM | Early Glance: Credit Card companies AP |
| 08:00AM | Encore Capital Tops Earnings Est, Lags Revs Zacks |
| 10-May-13 06:02PM | Final Glance: Credit Card companies AP |
| 01:20PM | Midday Glance: Credit Card companies AP |
| 10:31AM | Early Glance: Credit Card companies AP |
| 09-May-13 06:03PM | Final Glance: Credit Card companies AP |
| 04:11PM | 5 Reasons To Buy Citigroup Right Now at Seeking Alpha |
| 03:46PM | Chicago Fed Exclusive: Market Makers (05/09) at Bloomberg |
| 03:19PM | 4 Dividend-Paying Financial Companies With Upside Potential at Seeking Alpha |
| 03:12PM | Does It Make Sense For Citigroup To Buy GE's Portfolio Estimated At Near $31 Billion? at Seeking Alpha |
| 01:21PM | Midday Glance: Credit Card companies AP |
| 01:03PM | 5 Financial Stocks Dragging The Sector Down at TheStreet |
| 11:45AM | Corporations: Reform Taxes, but Keep Our Loopholes at Bloomberg |
| 11:34AM | Lawmakers With Tiny Victory Margins Step Up Fundraising at Bloomberg |
| 10:40AM | Early Glance: Credit Card companies AP |
| 07:59AM | CAPITAL ONE FINANCIAL CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 12:00AM | Lawmakers With Tiny Victory Margins Step Up Fundraising at Bloomberg |
| 08-May-13 06:03PM | Final Glance: Credit Card companies AP |
| 05:20PM | The Next Too-Big-to-Fail Banks at Motley Fool |
| 01:28PM | Midday Glance: Credit Card companies AP |
| 10:36AM | Early Glance: Credit Card companies AP |
| 10:30AM | Cash Dividend On The Way From Capital One Financial at Forbes |
| 09:52AM | Capital One Financial Stock To Go Ex-dividend Tomorrow (COF) at TheStreet |
| 09:47AM | CAPITAL ONE FINANCIAL CORP Files SEC form 8-K, Submission of Matters to a Vote of Security Holders EDGAR Online |
| 09:10AM | Insiders Are Crazy About This Financial Stock at Motley Fool |
| 07-May-13 06:02PM | Final Glance: Credit Card companies AP |
| 03:01PM | Midday Glance: Credit Card companies AP |
| 11:45AM | HSBC Profit Almost Doubles as Impairments Decline With Costs at Bloomberg |
| 10:32AM | Early Glance: Credit Card companies AP |
| 04:21AM | HSBC Says Quarterly Profit Almost Doubles on Cost-Cutting Plan at Bloomberg |
| 06-May-13 07:06PM | Hackers Threaten to Take Banks, Government Offline Tuesday at CNBC |
| 07:06PM | Hacker Warning: Cyberattacks Coming on Tuesday at CNBC |
| 06:02PM | Final Glance: Credit Card companies AP |
| 04:25PM | 10 Cheapest Bank Stocks to Forward Earnings (Update 3) at TheStreet |
| 04:11PM | Fitch: U.S. Auto Lender Asset Quality to Weaken Moving into '14 at Reuters |
| 01:27PM | Midday Glance: Credit Card companies AP |
| 12:58PM | 10 Cheapest Bank Stocks to Forward Earnings (Update 2) at TheStreet |
| 12:06PM | Consider These Financial Giants for Your Portfolio at Motley Fool |
| 10:35AM | Early Glance: Credit Card companies AP |
| 09:59AM | 10 Cheapest Bank Stocks to Forward Earnings (Update 1) at TheStreet |
| 09:30AM | Why Minimum Payment on a Credit Card Costs You So Much at TheStreet |
| 07:00AM | 10 Cheapest Bank Stocks to Forward Earnings at TheStreet |
| 04-May-13 07:07PM | 3 Tips for Negotiating Down Your Debt at Motley Fool |
| 01:15PM | The Mad Dash for Deposits That Spurred Too Big to Fail at Motley Fool |
| 03-May-13 06:06PM | Final Glance: Credit Card companies AP |
| 01:17PM | Midday Glance: Credit Card companies AP |
| 12:12PM | Early Glance: Credit Card companies AP |
| 08:33AM | Why Capital One Financial is a Top 25 Socially Responsible Dividend Stock (COF) at Forbes |
| 06:30AM | InPlay: Capital One Correction: Board of Directors approved plan to raise quarterly dividend 500% to $0.30/share Briefing.com |
| 02-May-13 09:10PM | Capital One Sharply Raises Dividend at Motley Fool |
| 05:48PM | 5 stocks insiders are buying at MarketWatch |
| 05:00PM | Capital One Financial Corp (COF): Today's Featured Financial Services Winner at TheStreet |
| 04:05PM | Capital One Announces Dividend Increase Business Wire |
| 01-May-13 06:08PM | Final Glance: Credit Card companies AP |
| 05:28PM | Visa card use up but 2Q profit slips nearly 2 pct. AP |
|
 |
| Capital One Financial Corporation operates as the bank holding company for the Capital One Bank (USA), National Association (COBNA); and Capital One, National Association (CONA), which provide various financial products and services in the United States. The company operates in three segments: Credit Card, Consumer Banking, and Commercial Banking. It offers consumer and small business card lending, small business lending, closed end installment lending, and the international card lending businesses in Canada and the United Kingdom. The company also provides various non-interest bearing and interest-bearing deposits, including demand deposits, money market deposits, negotiable order of withdrawal accounts, savings accounts, certificates of deposit, and other consumer time deposits. Its loan portfolio comprises credit card loans consisting of domestic and international credit card loans, as well as installment loans; consumer loans, such as auto, home, and retail banking loans; and commercial loans, including commercial and multifamily real estate, commercial and industrial, and small-ticket commercial real estate loans. In addition, the company provides treasury management and depository services. It primarily serves consumers, small businesses, and commercial clients through the Internet and branch locations primarily in New York, New Jersey, Texas, Louisiana, Maryland, Virginia, and the District of Columbia. Capital One Financial Corporation was founded in 1993 and is headquartered in McLean, Virginia. |
 |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | May 03 | Sale | 59.00 | 22,259 | 1,313,281 | 51,784 | May 07 05:08 PM | | Blackley Richard Scott | Principal Accounting Officer | Apr 29 | Sale | 57.49 | 2,160 | 124,178 | 15,286 | Apr 30 08:44 PM | | RASKIND PETER E | Director | Apr 26 | Buy | 57.17 | 2,000 | 114,340 | 6,385 | Apr 30 08:43 PM | | JENKINS BENJAMIN P III | Director | Apr 26 | Buy | 56.82 | 2,192 | 124,549 | 2,993 | Apr 30 08:42 PM | | FAIRBANK RICHARD D | Chairman, CEO and President | Mar 11 | Option Exercise | 0.00 | 179,973 | 0 | 2,746,753 | Mar 12 05:28 PM | | Witter Jonathan W. | President, Retail Banking | Feb 15 | Option Exercise | 0.00 | 33,039 | 0 | 73,895 | Feb 19 05:34 PM | | Schneider Ryan M. | President, Card | Feb 10 | Option Exercise | 0.00 | 9,521 | 0 | 176,404 | Feb 12 07:17 PM | | PERLIN GARY L | Chief Financial Officer | Feb 10 | Option Exercise | 0.00 | 13,131 | 0 | 120,844 | Feb 12 07:17 PM | | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Feb 10 | Option Exercise | 0.00 | 6,708 | 0 | 83,699 | Feb 12 07:17 PM | | FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Feb 10 | Option Exercise | 0.00 | 8,872 | 0 | 122,780 | Feb 12 07:17 PM | | Borgmann Kevin S. | Chief Risk Officer | Feb 10 | Option Exercise | 0.00 | 2,459 | 0 | 41,489 | Feb 12 07:17 PM | | Alexander Robert M. | Chief Information Officer | Feb 10 | Option Exercise | 0.00 | 6,304 | 0 | 114,233 | Feb 12 07:17 PM | | Sanjiv Yajnik | President, Financial Services | Feb 10 | Option Exercise | 0.00 | 8,006 | 0 | 115,511 | Feb 12 07:17 PM | | Berson Jory A | Chief Human Resources Officer | Feb 10 | Option Exercise | 0.00 | 8,104 | 0 | 112,121 | Feb 12 07:17 PM | | Witter Jonathan W. | President, Retail Banking | Feb 10 | Option Exercise | 0.00 | 6,951 | 0 | 50,120 | Feb 12 07:17 PM | | Slocum Michael | President, Commercial Banking | Feb 10 | Option Exercise | 0.00 | 5,099 | 0 | 46,384 | Feb 12 07:17 PM | | RASKIND PETER E | Director | Jan 31 | Option Exercise | 0.00 | 1,240 | 0 | 4,385 | Feb 01 05:25 PM | | Slocum Michael | President, Commercial Banking | Jan 31 | Sale | 56.64 | 7,947 | 450,118 | 26,370 | Feb 01 05:27 PM | | FAIRBANK RICHARD D | Chairman, CEO and President | Jan 27 | Option Exercise | 0.00 | 136,799 | 0 | 2,703,578 | Jan 29 05:26 PM | | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Jan 26 | Option Exercise | 0.00 | 4,597 | 0 | 68,374 | Jan 29 05:26 PM | | Sanjiv Yajnik | President, Financial Services | Jan 26 | Option Exercise | 0.00 | 6,706 | 0 | 94,669 | Jan 29 05:26 PM | | Slocum Michael | President, Commercial Banking | Jan 26 | Option Exercise | 0.00 | 4,078 | 0 | 44,030 | Jan 29 05:26 PM | | Schneider Ryan M. | President, Card | Jan 26 | Option Exercise | 0.00 | 7,974 | 0 | 163,472 | Jan 29 05:26 PM | | SCHNALL PETER A | Chief Risk Officer | Jan 26 | Option Exercise | 0.00 | 8,119 | 0 | 204,030 | Jan 29 05:26 PM | | PERLIN GARY L | Chief Financial Officer | Jan 26 | Option Exercise | 0.00 | 11,744 | 0 | 98,541 | Jan 29 05:27 PM | | FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Jan 26 | Option Exercise | 0.00 | 7,938 | 0 | 101,227 | Jan 29 05:26 PM | | Berson Jory A | Chief Human Resources Officer | Jan 26 | Option Exercise | 0.00 | 7,250 | 0 | 97,815 | Jan 29 05:26 PM | | Alexander Robert M. | Chief Information Officer | Jan 26 | Option Exercise | 0.00 | 5,528 | 0 | 101,146 | Jan 29 05:26 PM | | PERLIN GARY L | Chief Financial Officer | Jan 07 | Sale | 62.00 | 24,421 | 1,514,102 | 86,797 | Jan 09 04:38 PM | | Sanjiv Yajnik | President, Financial Services | Jan 02 | Option Exercise | 38.16 | 119,884 | 4,574,264 | 238,938 | Jan 04 06:17 PM | | Sanjiv Yajnik | President, Financial Services | Jan 02 | Sale | 60.00 | 150,975 | 9,058,500 | 87,963 | Jan 04 06:17 PM | | Slocum Michael | President, Commercial Banking | Dec 15 | Option Exercise | 0.00 | 8,809 | 0 | 48,761 | Dec 18 05:13 PM | | SCHNALL PETER A | Chief Risk Officer | Dec 15 | Option Exercise | 0.00 | 15,591 | 0 | 211,502 | Dec 18 05:13 PM | | PERLIN GARY L | Chief Financial Officer | Dec 15 | Option Exercise | 0.00 | 21,886 | 0 | 133,104 | Dec 18 05:13 PM | | Schneider Ryan M. | President, Card | Dec 15 | Option Exercise | 0.00 | 17,460 | 0 | 172,958 | Dec 18 05:13 PM | | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 15 | Option Exercise | 0.00 | 11,738 | 0 | 75,515 | Dec 18 05:13 PM | | FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Dec 15 | Option Exercise | 0.00 | 15,230 | 0 | 108,520 | Dec 18 05:13 PM | | Berson Jory A | Chief Human Resources Officer | Dec 15 | Option Exercise | 0.00 | 13,509 | 0 | 104,074 | Dec 18 05:13 PM | | Alexander Robert M. | Chief Information Officer | Dec 15 | Option Exercise | 0.00 | 11,033 | 0 | 106,651 | Dec 18 05:13 PM | | Sanjiv Yajnik | President, Financial Services | Dec 15 | Option Exercise | 0.00 | 14,279 | 0 | 133,333 | Dec 18 05:13 PM | | Witter Jonathan W. | President, Retail Banking | Dec 15 | Option Exercise | 0.00 | 13,115 | 0 | 35,735 | Dec 18 05:13 PM | | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 03 | Option Exercise | 34.13 | 4,934 | 168,397 | 68,711 | Dec 05 05:00 PM | | LaPrade,III Frank G. | Chief Enterprise Srvcs Officer | Dec 03 | Sale | 57.91 | 4,934 | 285,728 | 63,777 | Dec 05 05:00 PM | | Slocum Michael | President, Commercial Banking | Nov 30 | Sale | 58.10 | 4,822 | 280,158 | 39,952 | Dec 03 05:18 PM | | Blackley Richard Scott | Principal Accounting Officer | Nov 15 | Sale | 55.34 | 63 | 3,486 | 10,249 | Dec 05 04:58 PM | | PERLIN GARY L | Chief Financial Officer | Nov 02 | Option Exercise | 18.28 | 53,910 | 985,475 | 165,128 | Nov 05 05:20 PM | | PERLIN GARY L | Chief Financial Officer | Nov 02 | Sale | 61.50 | 53,910 | 3,315,465 | 111,218 | Nov 05 05:20 PM | | PERLIN GARY L | Chief Financial Officer | Nov 01 | Sale | 60.50 | 28,314 | 1,712,997 | 111,218 | Nov 05 05:20 PM | | PERLIN GARY L | Chief Financial Officer | Oct 26 | Sale | 59.48 | 10,707 | 636,852 | 139,532 | Oct 30 05:16 PM | | Alexander Robert M. | Chief Information Officer | Oct 22 | Option Exercise | 18.28 | 12,000 | 219,360 | 115,616 | Oct 24 05:29 PM | | Alexander Robert M. | Chief Information Officer | Oct 22 | Sale | 61.26 | 20,000 | 1,225,200 | 95,616 | Oct 24 05:29 PM | | Berson Jory A | Chief Human Resources Officer | Oct 19 | Option Exercise | 31.44 | 25,046 | 787,529 | 133,477 | Oct 23 04:59 PM | | Berson Jory A | Chief Human Resources Officer | Oct 19 | Sale | 60.00 | 42,915 | 2,574,900 | 90,562 | Oct 23 04:59 PM | | Blackley Richard Scott | Principal Accounting Officer | Oct 15 | Sale | 57.27 | 42 | 2,405 | 10,312 | Dec 05 04:58 PM | | PERLIN GARY L | Chief Financial Officer | Sep 17 | Option Exercise | 38.06 | 153,910 | 5,858,475 | 304,149 | Sep 19 04:41 PM | | PERLIN GARY L | Chief Financial Officer | Sep 17 | Sale | 58.97 | 153,910 | 9,076,612 | 150,239 | Sep 19 04:41 PM | | Alexander Robert M. | Chief Information Officer | Sep 13 | Option Exercise | 18.28 | 5,000 | 91,400 | 122,802 | Sep 17 04:55 PM | | Alexander Robert M. | Chief Information Officer | Sep 13 | Sale | 59.00 | 19,186 | 1,131,974 | 103,616 | Sep 17 04:55 PM | | Berson Jory A | Chief Human Resources Officer | Aug 27 | Option Exercise | 18.28 | 10,000 | 182,800 | 128,691 | Aug 29 04:35 PM | | Berson Jory A | Chief Human Resources Officer | Aug 27 | Sale | 56.64 | 20,386 | 1,154,663 | 108,305 | Aug 29 04:35 PM | | FINNERAN JOHN G JR | Gen. Counsel & Corp. Secretary | Aug 14 | Sale | 55.10 | 90,635 | 4,993,989 | 0 | Aug 16 04:28 PM |
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