 |
| 17-May-13 08:02AM | InPlay: Capital Southwest Corp CEO Gary Martin announces retirement; names new President and CEO Briefing.com |
| 08:00AM | Capital Southwest Corporation Names New President and CEO; Gary L. Martin Announces Retirement GlobeNewswire |
| 01:00AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Change in Directors or Principal Officers, Financial Statements and Exhibi EDGAR Online |
| 15-May-13 01:35PM | Get In On The Ground Floor Like A VC With Public BDCs at Seeking Alpha |
| 13-May-13 12:26PM | Reminder - Capital Southwest Corporation (CSWC) Goes Ex-Dividend Soon at TheStreet |
| 29-Apr-13 05:00PM | Capital Southwest Corporation Announces 3/31/2013 Net Asset Value GlobeNewswire |
| 10:02AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 10:02AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex at Reuters |
| 17-Apr-13 09:14AM | InPlay: Capital Southwest Corp. Board of Directors recommends four-for-one split to be effected in the form of a dividend to shareholders Briefing.com |
| 09:00AM | Capital Southwest Corporation Board of Directors Recommends Four-for-One Split GlobeNewswire |
| 02:01AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events, Financial Statements and Exhibits EDGAR Online |
| 02:01AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events, Financial Statements and Exhibits at Reuters |
| 16-Apr-13 05:00PM | Capital Southwest Corporation Declares Regular Dividend GlobeNewswire |
| 10:01AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events EDGAR Online |
| 10:01AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events at Reuters |
| 01-Apr-13 11:27AM | Wall Street Transcript Interview with Gary L. Martin, Chairman, President and CEO of Capital Southwest Corporation (CSWC) Wall Street Transcript |
| 19-Mar-13 02:05PM | Capital Southwest Corporation: $1.00 For $0.61 at Seeking Alpha |
| 11-Mar-13 11:38AM | Capital Southwest Corporation About To Put More Money In Your Pocket at Forbes |
| 25-Feb-13 09:54AM | This Stock Has A 4.80% Yield And Sells For Less Than Book at Forbes |
| 19-Feb-13 07:01AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events, Financial Statements and Exhibits EDGAR Online |
| 07:00AM | Capital Southwest Corporation Declares Capital Gain Dividend to Shareholders GlobeNewswire |
| 13-Feb-13 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 08-Feb-13 08:33AM | Capital Southwest Corporation: A Texas Berkshire Hathaway On Sale at Seeking Alpha |
| 07-Feb-13 05:01PM | CAPITAL SOUTHWEST CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 31-Jan-13 05:33PM | InPlay: Capital Southwest Corp. announces December 31, 2012 AUM of $628.09 mln Briefing.com |
| 05:30PM | Capital Southwest Corporation Announces 12/31/2012 Net Asset Value GlobeNewswire |
| 05:21PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 30-Jan-13 05:01PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events EDGAR Online |
| 05:00PM | Capital Southwest Corporation Announces Sale of Heelys, Inc. GlobeNewswire |
| 15-Jan-13 03:46PM | M&A roundup: Lamons expands Brazilian presence at bizjournals.com |
| 17-Dec-12 11:23AM | BDCs are the Stars of Specialty Finance Stocks: a Wall Street Transcript Interview with Mike Turner, Senior Vice President and Research Analyst for Commercial Finance at Compass Point Research & Trading Wall Street Transcript |
| 10-Dec-12 04:46PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events EDGAR Online |
| 30-Nov-12 05:01PM | Capital Southwest Corporation Announces New Vice Presidents GlobeNewswire |
| 16-Nov-12 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 15-Nov-12 07:08AM | Triangle Capital Corporation: Tempest In A TCAP at Seeking Alpha |
| 05:21AM | Why BDCs Should Be Included In Your Dividend Portfolio at Seeking Alpha |
| 09-Nov-12 05:01PM | CAPITAL SOUTHWEST CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 03:22PM | BDC Review Redux Part X: Stragglers And A Few Final Thoughts at Seeking Alpha |
| 24-Oct-12 05:26PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Other Events EDGAR Online |
| 23-Oct-12 05:45PM | Capital Southwest Corporation Announces 9/30/12 Net Asset Value GlobeNewswire |
| 05:31PM | Capital Southwest Corporation Announces 9/30/12 Net Asset Value GlobeNewswire |
| 05:24PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 16-Oct-12 05:00PM | Capital Southwest Corporation Declares Regular Dividend GlobeNewswire |
| 15-Oct-12 02:29PM | BDC Review Redux IV: 5 Unusual BDC Opportunities at Seeking Alpha |
| 01-Sep-12 04:29PM | 5 High Profit Financial Stocks Keeping Down The Debt at Seeking Alpha |
| 11-Aug-12 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 06-Aug-12 05:23PM | CAPITAL SOUTHWEST CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 24-Jul-12 05:41PM | Capital Southwest Corporation Announces 6/30/12 Net Asset Value GlobeNewswire |
| 05:30PM | Capital Southwest Corporation Announces 6/30/12 Net Asset Value GlobeNewswire |
| 05:21PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 19-Jul-12 04:20PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Submission of Matters to a Vote of Security Holders EDGAR Online |
| 27-Jun-12 01:39PM | Capital Southwest: Patient Capital That Performes at Seeking Alpha |
| 09-Jun-12 04:41AM | [$$] 13D Filings at Barrons.com |
| 08-Jun-12 02:32PM | CFO Moves: Dunkin' Brands, Capital Southwest, Hibbett Sports at The Wall Street Journal |
| 07-Jun-12 05:03PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Change in Directors or Principal Officers, Financial Statements and Exhibi EDGAR Online |
| 05:02PM | InPlay: Capital Southwest names Glenn M. Neblett to Chief Investment Officer and Tracy L. Morris to Chief Operating Officer Briefing.com |
| 05:00PM | Capital Southwest Corporation Announces Promotions GlobeNewswire |
| 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 01-Jun-12 05:03PM | CAPITAL SOUTHWEST CORP Files SEC form 10-K, Annual Report EDGAR Online |
| 25-May-12 01:00PM | Capital Southwest Corporation Announces Two New Directors GlobeNewswire |
| 12:31PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Change in Directors or Principal Officers, Financial Statements and Exhibi EDGAR Online |
| 24-May-12 01:38PM | Nasdaq stocks posting largest percentage decreases AP |
| 23-May-12 06:03PM | Nasdaq stocks posting largest percentage decreases AP |
| 01:18PM | Nasdaq stocks posting largest percentage decreases AP |
| 22-May-12 06:03PM | Nasdaq stocks posting largest percentage decreases AP |
| 05:12PM | Financial Sector Wrap at Fox Business |
| 15-May-12 06:05PM | Nasdaq stocks posting largest percentage increases AP +17.18% |
| 01:20PM | Nasdaq stocks posting largest percentage increases AP |
| 06:04AM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Completion of Acquisition or Disposition of Assets, Financial Statements a EDGAR Online |
| 14-May-12 05:13PM | InPlay: Capital Southwest's Board has declared a cash dividend in the amount of $17.59 per share of common stock Briefing.com |
| 05:08PM | Capital Southwest Corp board approves cash dividend of $17.59 per share theflyonthewall.com |
| 04:56PM | Capital Southwest Corporation Approves the Sale of Encore Wire Shares Held by Subsidiary and Declares Capital Gain Dividend to Shareholders GlobeNewswire |
| 07-May-12 05:24PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Change in Directors or Principal Officers, Financial Statements and Exhibi EDGAR Online |
| 01-May-12 05:21PM | Capital Southwest Corporation Announces 3/31/12 Net Asset Value GlobeNewswire |
| 05:03PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 05:00PM | Capital Southwest Corporation Announces 3/31/12 Net Asset Value GlobeNewswire |
| 17-Apr-12 05:00PM | Capital Southwest Corporation Declares Regular Dividend GlobeNewswire |
| 14-Feb-12 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 08-Feb-12 05:03PM | CAPITAL SOUTHWEST CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 30-Jan-12 02:23AM | 20 Low Volatility Stocks Being Snapped Up By Insiders at Seeking Alpha |
| 24-Jan-12 06:16PM | Capital Southwest Corporation Announces 12/31/11 Net Asset Value GlobeNewswire |
| 05:45PM | InPlay: Capital Southwest reported total net assets for December of $551,750,226, up 7.4% YoY Briefing.com |
| 05:30PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 05:30PM | Capital Southwest Corporation Announces 12/31/11 Net Asset Value GlobeNewswire |
| 05-Jan-12 12:08PM | InPlay: Capital Southwest Corp. announced that Jeff Kilpatrick was named president and chief executive officer of the company on January 3, 2012 Briefing.com |
| 04-Jan-12 03:23AM | 15 Small Cap Stocks With High Cash Relative To Expenses at Seeking Alpha |
| 04-Nov-11 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 02-Nov-11 08:58AM | Micro Cap Investment Companies I'm Following at Seeking Alpha |
| 28-Oct-11 04:20PM | CAPITAL SOUTHWEST CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 25-Oct-11 05:08PM | InPlay: Capital Southwest Corp. reported total net assets of $133.75 per share, $143.68 per share as of Mar 31 2011 Briefing.com |
| 05:03PM | CAPITAL SOUTHWEST CORP Files SEC form 8-K, Results of Operations and Financial Condition, Financial Statements and Ex EDGAR Online |
| 05:00PM | Capital Southwest Corporation Announces 9/30/11 Net Asset Value GlobeNewswire |
| 17-Oct-11 05:06PM | Capital Southwest Corporation Declares Regular Dividend GlobeNewswire |
| 04-Oct-11 12:48PM | BDCs See Improvement In Loan Quality - John Stilmar - SunTrust Robinson Humphrey Wall Street Transcript +10.21% |
| 29-Sep-11 11:54AM | Pico Holdings: 5 Reasons To Own This Little Known Company at Investopedia |
| 07-Sep-11 04:49PM | BDC Review: Part 4 - 5 Unusual BDCs Offer Investors Some Unique Opportunities at Seeking Alpha |
| 15-Aug-11 09:39PM | Stocks Dropping to 52-Week Lows as Markets Continue the Rebound Higher Wall St. Cheat Sheet |
| 12-Aug-11 01:04PM | CAPITAL SOUTHWEST CORP Financials EDGAR Online Financials |
| 05-Aug-11 02:20PM | CAPITAL SOUTHWEST CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 26-Jul-11 05:06PM | InPlay: Capital Southwest Corp. reported total net assets at June 30, 2011 of $527,521,588 equivalent to $140.56 per share Briefing.com |
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| Capital Southwest Corporation is a public investment firm specializing in venture capital and private equity investments in small and medium sized businesses. It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. The firm provides equity financing for expansion, growth capital, acquisition financings, management buyouts, and minority recapitalizations. It also provides capital to early stage, mid venture, late venture, industry consolidation, middle market, and mature companies. The firm invests in diverse industries that includes value added distribution; niche manufacturing; technology enabled business service; aerospace; healthcare services; building products; specialty chemical and products including adhesives, coatings and sealants, catalysts and absorbents, cosmeceuticals, fine chemicals, flavors and fragrances, performance lubricants, polymers, and plastics and composites; industrial technology including Automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, Measurement, monitoring and testing, Professional tools, and sensors and instrumentation; and energy services and products including Drilling and completion chemicals, consumable products, equipment and tool rental, and differentiated products and services. Within aerospace, the firm considers avionics, airframe systems, components, materials, power systems, and production areas. The firm invests in platform companies across the United States with a focus on the Southwest, Southeast, Midwest, and Mountain region. It seeks to invest between $2 million and $20 million and can co-invest up to $40 million. The firm prefers to invest in companies with revenues approaching above $10 million and enterprise values between $5 million and $100 million and an EBITDA between -$1 million and $20 million. It prefers to take long term position of 20 years in its portfolio companies and also acquires minority ownership stakes between 20 percent and 45 percent. The firm leaves the control with the current business owner. It also provides follow-on financing and seeks a Board seat in the portfolio companies. Capital Southwest Corporation was founded in 1961 and is based in Dallas, Texas. |
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| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| SCHWERTNER RAY D. | Vice President | May 07 | Sale | 123.94 | 259 | 32,100 | 500 | May 08 01:37 PM | | SCHWERTNER RAY D. | Vice President | May 06 | Sale | 122.51 | 399 | 48,880 | 759 | May 08 01:37 PM | | Morgan Thomas Duane | Director | May 02 | Buy | 115.45 | 250 | 28,863 | 250 | May 06 10:20 AM | | SCHWERTNER RAY D. | Vice President | Mar 21 | Sale | 119.20 | 200 | 23,840 | 1,158 | Mar 25 10:08 AM | | SCHWERTNER RAY D. | Vice President | Mar 19 | Option Exercise | 95.79 | 250 | 23,948 | 1,358 | Mar 21 03:09 PM | | NEBLETT GLENN M. | Chief Investment Officer | Mar 11 | Option Exercise | 88.20 | 403 | 35,545 | 603 | Mar 12 03:03 PM | | NEBLETT GLENN M. | Chief Investment Officer | Mar 11 | Sale | 123.72 | 403 | 49,861 | 200 | Mar 12 03:03 PM | | MARTIN GARY L | Chief Executive Officer | Mar 08 | Option Exercise | 76.74 | 3,750 | 287,775 | 101,573 | Mar 12 01:09 PM | | SCHWERTNER RAY D. | Vice President | Mar 06 | Sale | 124.00 | 200 | 24,800 | 1,108 | Mar 07 04:26 PM | | Morris Tracy L. | CFO | Mar 05 | Option Exercise | 80.38 | 1,220 | 98,062 | 1,420 | Mar 06 12:02 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Mar 05 | Option Exercise | 93.49 | 2,000 | 186,980 | 3,750 | Mar 07 09:24 AM | | ASHBAUGH WILLIAM M | Senior Vice President | Mar 05 | Sale | 123.79 | 2,000 | 247,580 | 1,750 | Mar 07 09:24 AM | | Morris Tracy L. | CFO | Mar 05 | Sale | 124.06 | 1,220 | 151,353 | 200 | Mar 06 12:02 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Mar 04 | Option Exercise | 76.74 | 1,000 | 76,740 | 2,750 | Mar 06 10:26 AM | | ASHBAUGH WILLIAM M | Senior Vice President | Mar 04 | Sale | 124.08 | 1,000 | 124,080 | 1,750 | Mar 06 10:26 AM | | SCHWERTNER RAY D. | Vice President | Mar 01 | Option Exercise | 95.79 | 300 | 28,737 | 1,308 | Mar 04 03:06 PM | | SCHWERTNER RAY D. | Vice President | Feb 28 | Sale | 116.00 | 300 | 34,800 | 1,008 | Mar 01 09:35 AM | | ASHBAUGH WILLIAM M | Senior Vice President | Dec 18 | Sale | 107.57 | 718 | 77,235 | 1,500 | Dec 19 12:25 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Dec 17 | Sale | 105.99 | 2,500 | 264,975 | 2,218 | Dec 19 12:25 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Dec 14 | Sale | 105.77 | 1,000 | 105,770 | 4,718 | Dec 17 04:25 PM | | Gohlke Henry James | Vice President | Nov 06 | Buy | 107.98 | 111 | 11,986 | 2,000 | Nov 07 10:16 AM | | Gohlke Henry James | Vice President | Nov 05 | Buy | 108.00 | 174 | 18,792 | 174 | Nov 06 03:03 PM | | Strup Richard F. | Director | Oct 31 | Buy | 109.41 | 400 | 43,766 | 500 | Nov 01 02:30 PM | | SCHWERTNER RAY D. | Vice President | Oct 26 | Option Exercise | 95.79 | 300 | 28,737 | 1,046 | Oct 29 12:58 PM | | PETERSON JEFFREY G | Vice President | Jun 22 | Sale | 104.07 | 4,500 | 468,327 | 0 | Jun 25 12:03 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Jun 19 | Sale | 101.00 | 3,808 | 384,608 | 5,718 | Jun 20 04:28 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Jun 18 | Sale | 101.30 | 1,692 | 171,400 | 9,526 | Jun 20 04:28 PM | | ASHBAUGH WILLIAM M | Senior Vice President | Jun 15 | Sale | 102.74 | 500 | 51,370 | 11,218 | Jun 19 04:55 PM | | PETERSON JEFFREY G | Vice President | Jun 13 | Sale | 99.21 | 2,250 | 223,223 | 4,500 | Jun 15 04:31 PM | | Thomas William R III | Vice President | May 30 | Sale | 86.50 | 8,090 | 699,785 | 6,768 | Jun 01 12:16 PM | | Thomas William R III | Vice President | May 23 | Option Exercise | 98.44 | 6,090 | 599,500 | 14,858 | May 24 04:46 PM | | NEBLETT GLENN M. | Vice President | May 21 | Option Exercise | 88.20 | 2,000 | 176,400 | 2,000 | May 22 05:02 PM | | SCHWERTNER RAY D. | Vice President | May 21 | Option Exercise | 95.79 | 300 | 28,737 | 746 | May 22 05:12 PM | | BELA MARQUEZ D | Vice President | May 21 | Option Exercise | 88.20 | 1,000 | 88,200 | 1,000 | May 22 05:03 PM | | PETERSON JEFFREY G | Vice President | May 21 | Sale | 102.00 | 1,500 | 153,000 | 6,750 | May 22 05:34 PM | | NEBLETT GLENN M. | Vice President | May 21 | Sale | 102.00 | 2,000 | 204,000 | 0 | May 22 05:02 PM | | BELA MARQUEZ D | Vice President | May 21 | Sale | 103.02 | 1,000 | 103,020 | 0 | May 22 05:03 PM |
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