| Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, buyouts, recapitalizations, turnaround, growth capital, development, cash flow term loans, and bridge transactions. The fund makes secured debt, senior debt, unitranche debt, first-lien and second lien, mezzanine debt, and equity investments in private and microcap public businesses. It typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. The fund invests in oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, real estate, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $250 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals. |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Stark Eugene S | Director | May 08 | Buy | 10.88 | 500 | 5,440 | 12,988 | May 09 09:00 AM | | OSWALD BRIAN H | CFO,CCO,Treasury and Secretary | Nov 16 | Buy | 10.15 | 19,500 | 197,919 | 70,000 | Nov 20 04:05 PM | | Stark Eugene S | Director | Nov 14 | Buy | 10.00 | 500 | 5,000 | 12,488 | Nov 16 04:05 PM | | Eliasek M Grier | Chief Operating Officer | Nov 12 | Buy | 10.56 | 9,057 | 95,642 | 123,396 | Nov 14 04:05 PM | | Eliasek M Grier | Chief Operating Officer | Sep 11 | Buy | 25.15 | 810 | 20,371 | 36,030 | Sep 12 04:01 PM | | Eliasek M Grier | Chief Operating Officer | Sep 10 | Buy | 25.10 | 35,220 | 884,022 | 35,220 | Sep 11 04:08 PM | | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Sep 07 | Buy | 11.73 | 148 | 1,736 | 50,500 | Sep 10 04:01 PM | | OSWALD BRIAN H | CFO, CCO, Treasury & Secretary | Sep 06 | Buy | 11.69 | 23,352 | 272,985 | 50,352 | Sep 10 04:01 PM |
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