 |
| 15-Mar-13 | Downgrade |
Compass Point |
Neutral → Sell |
$15 |
|
| 04-Feb-13 | Downgrade |
UBS |
Buy → Neutral |
$15 → $17 |
|
| 09-Jan-13 | Reiterated |
Barclays |
Equal Weight |
$14 → $15 |
|
| 19-Dec-12 | Resumed |
William Blair |
Outperform |
|
|
| 16-Nov-12 | Initiated |
Compass Point |
Neutral |
$13.50 |
|
| 24-Apr-12 | Downgrade |
Stifel Nicolaus |
Buy → Hold |
|
|
| 06-Jan-12 | Downgrade |
Deutsche Bank |
Buy → Hold |
$14 → $13 |
|
| 30-Aug-11 | Reiterated |
Stifel Nicolaus |
Buy |
$21 → $15 |
|
| 27-Jul-11 | Downgrade |
Ticonderoga |
Buy → Neutral |
|
|
| 19-Jul-11 | Reiterated |
Barclays Capital |
Equal Weight |
$18 → $17 |
|
| 21-Apr-11 | Upgrade |
Ticonderoga |
Neutral → Buy |
$22 |
|
| 15-Mar-11 | Initiated |
Ticonderoga |
Neutral |
|
|
| 18-Jan-11 | Reiterated |
FBR Capital |
Mkt Perform |
$17 → $18 |
|
| 10-Nov-10 | Downgrade |
FBR Capital |
Outperform → Mkt Perform |
$17 |
|
| 20-Oct-10 | Reiterated |
UBS |
Buy |
$21 → $18 |
|
| 18-Oct-10 | Reiterated |
Barclays Capital |
Equal Weight |
$17 → $16 |
|
| 01-Oct-10 | Reiterated |
Barclays Capital |
Equal Weight |
$18 → $17 |
|
| 15-Jun-10 | Reiterated |
UBS |
Buy |
$24 → $23 |
|
| 03-Jun-10 | Upgrade |
FBR Capital |
Mkt Perform → Outperform |
$16 → $20 |
|
| 06-Apr-10 | Initiated |
UBS |
Buy |
|
|
|
 |
| 21-May-13 10:00AM | Charles Schwab Corp Stock Buy Recommendation Reiterated (SCHW) at TheStreet |
| 08:17AM | Early Movers: HD, BBY, URBN, DELL & More at CNBC |
| 07:00AM | Opening a Coverdell May Require Shopping Around Morningstar |
| 06:20AM | Normalized Fed Policy Is a Good Thing: Sonders at Bloomberg |
| 20-May-13 11:00AM | George B. Bolton, Chief Investment Officer and a Portfolio Manager at WestEnd Capital Management, LLC, Interviews with The Wall Street Transcript: Investing in Health, Cloud Computing and Mobile Wall Street Transcript |
| 09:00AM | Schwab Celebrates Culture of Service Through 10th Annual Employee Volunteer Event Business Wire |
| 08:00AM | Early Movers: YHOO, CPB, BA, GE & More at CNBC |
| 05:37AM | Charles Schwab downgraded to Underperform from Market Perform at Keefe Bruyette theflyonthewall.com |
| 19-May-13 10:15PM | How to Invest $1,000 Right Now at Motley Fool |
| 18-May-13 10:10PM | Got $100? Here's How to Start Investing at Motley Fool |
| 17-May-13 06:45PM | How Your Online Broker Can Help Make You a Lot Richer at Motley Fool |
| 06:29PM | Stocks rise on hopeful signs for the US economy AP |
| 05:40PM | Stocks rise on hopeful signs for the US economy AP |
| 04:39PM | Stocks rise on hopeful signs for the US economy AP |
| 04:25PM | Money Fund 2.0 Will Be 'Ultra Short,' Or An ETF at Barrons.com |
| 03:44PM | Stocks rise on hopeful signs for the US economy AP |
| 01:58PM | Stocks rise on hopeful signs for the US economy AP |
| 11:50AM | Stocks rise on hopeful signs for the US economy AP |
| 10:32AM | Retail Is Back: Buy the Brokers? at Motley Fool |
| 09:16AM | [$$] Schwab Eliminates Class-Action Waiver Requirement for Clients at The Wall Street Journal |
| 08:17AM | [$$] Schwab Eliminates Class-Action Waiver Requirement for Clients at The Wall Street Journal |
| 08:13AM | Missed out on Facebook IPO and couldn't be happier at CNNMoney.com |
| 16-May-13 10:01PM | The Charles Schwab Corporation - Shareholder/Analyst Call at Seeking Alpha |
| 06:54PM | [$$] Shareholders Approve Pay at Schwab at The Wall Street Journal |
| 06:49PM | Schwab reverses ban on client class-action lawsuits Reuters |
| 06:07PM | [$$] Shareholders Approve Pay at Schwab at The Wall Street Journal |
| 05:31PM | Schwab reverses ban on client class-action lawsuits Reuters |
| 05:21PM | Exchange-traded funds entering new phase of growth AP |
| 03:52PM | Schwab Declares Preferred Stock Dividend Business Wire |
| 03:06PM | Exchange-traded funds entering new phase of growth AP |
| 02:11PM | The Facebook Money Wall Street Doesn't Want at CNBC |
| 01:23PM | [$$] 'No' Vote Urged on Schwab Pay at The Wall Street Journal |
| 09:00AM | E*TRADE's April DARTs Swing Up Zacks |
| 08:12AM | Rising Real Estate Fees Predict Pop in Home Prices at Bloomberg |
| 15-May-13 06:10PM | Schwab's April DATs Rise Y/Y Zacks |
| 09:53AM | [video] Cramer's Six in 60: Safeway, Schwab, and AbbVie at CNBC |
| 09:32AM | Strange Days: Roaring Markets but Sketchy Data at CNBC |
| 09:24AM | Report: SEC Looks to Hire Schwab Exec for Key Post at Fox Business |
| 12:59AM | PRESS DIGEST - Wall Street Journal - May 15 at Reuters |
| 14-May-13 07:06PM | Charles Schwab executive eyed for SEC post, WSJ reports theflyonthewall.com |
| 06:02PM | [$$] SEC Eyes Charles Schwab Executive for Top Post at The Wall Street Journal |
| 05:41PM | [$$] SEC Eyes Charles Schwab Exec For Top Post at The Wall Street Journal |
| 10:45AM | [video] Schwab: Junk Frothy, Munis Cheap at TheStreet |
| 10:43AM | Charles Schwab Stock Hits New 52-Week High (SCHW) at TheStreet |
| 08:46AM | InPlay: Charles Schwab announced net new assets brought to the co by new and existing clients in April 2013 totaled $22 million Briefing.com |
| 08:45AM | Schwab Reports Monthly Activity Highlights Business Wire |
| 07:00AM | Blackrock: My Preferred Way To Play Rising Markets at Seeking Alpha |
| 13-May-13 07:18PM | Are You Overlooking These Winning Stocks? at Motley Fool |
| 05:05PM | [$$] Charles Schwab Founder's $25.4 Million Sale at Barrons.com |
| 02:33PM | Ex-Div Reminder for Charles Schwab's Series B Preferred Stock at Forbes |
| 10:01AM | Congress to SEC: We Have Our Eyes On You at CNBC |
| 05:14AM | Buyers want to run Schwab higher optionMONSTER |
| 11-May-13 01:04PM | SCHWAB CHARLES CORP Financials EDGAR Online Financials |
| 12:00PM | These Commercials Aren't Out to Help You: Thoughts on Day Trading at Motley Fool |
| 11:00AM | The Single Biggest Misconception About Your Brokerage and Bank Accounts at Motley Fool |
| 10-May-13 05:00PM | Charles Schwab Corp (SCHW): Today's Featured Financial Services Winner at TheStreet |
| 11:33AM | In 2013, Echo of 1995 Rally Dares Bulls to Dream Michael Santoli |
| 10:00AM | Charles Schwab Corp Stock Buy Recommendation Reiterated (SCHW) at TheStreet |
| 09-May-13 08:01PM | SEC Money-Fund Rule Would Make Riskiest Funds Float Share Value at Bloomberg |
| 04:32PM | The Cheapest Stock Funds at Forbes |
| 03:11PM | Advisory firm Sontag stops taking fees from Schwab and Fidelity at Reuters |
| 01:03PM | 5 Stocks Moving The Financial Sector Upward at TheStreet |
| 08-May-13 04:58PM | CBOE expects to be fined by U.S. SEC for shortcomings at Reuters |
| 03:28PM | US meat packers, union seek new visa allowing year-round workers at Reuters |
| 03:28PM | CBOE expects to be fined by U.S. SEC for regulatory shortcomings at Reuters |
| 02:38PM | Stern Advice: A tax strategy for all seasons at Reuters |
| 02:37PM | Stern Advice: A tax strategy for all seasons Reuters |
| 12:22PM | Danger Zone For This Week: Charles Schwab at Seeking Alpha |
| 07-May-13 06:26PM | SEC has internally released money market fund draft rule-sources at Reuters |
| 12:55PM | Liz Ann Sonders: Why Not To Worry About Inflation at The Wall Street Journal |
| 11:48AM | Chuck Is Far From Cheap In A Cut-Throat Business at Forbes |
| 09:53AM | Charles Schwab Stock To Go Ex-dividend Tomorrow (SCHW) at TheStreet |
| 06:25AM | SCHWAB CHARLES CORP Files SEC form 10-Q, Quarterly Report EDGAR Online |
| 06-May-13 12:52PM | Big U.S. brokerage firms are thriving, not diving -report at Reuters |
| 11:34AM | Cash Dividend On The Way From Charles Schwab at Forbes |
| 11:30AM | Schwab Performance Technologies Launches PortfolioCenter Hosted for Independent Registered Investment Advisors Business Wire |
| 11:30AM | Schwab Intelligent Technologies Announces Launch of Schwab OpenView MarketSquare Business Wire |
| 08:06AM | Today's Market News To Trade On: 5 Stocks Moving On News at Seeking Alpha |
| 05-May-13 06:33PM | A New Era for Do-It-Yourself Investing at The Wall Street Journal |
| 06:33PM | Companies Add to Lineups of 'Free' ETFs at The Wall Street Journal |
| 03-May-13 05:51PM | States urge SEC to halt forced investor arbitrations Reuters +6.29% |
| 05:48PM | States urge U.S. SEC to halt forced investor arbitrations at Reuters |
| 05:15PM | Today's 3 Best Stocks at Motley Fool |
| 04:55PM | Charles Schwab Moves Up In Market Cap Rank, Passing WellPoint at Forbes |
| 04:18PM | Fridays movers: Regeneron, LinkedIn at MarketWatch |
| 03:48PM | [video] Best Performing Sectors at CNBC |
| 03:38PM | Big four U.S. brokerage firms are thriving, not diving: report Reuters |
| 03:34PM | Big 4 U.S. brokerage firms are thriving, not diving -report at Reuters |
| 11:26AM | SEC's White: Twitter hack shows need for 'state of the art' safeguards at MarketWatch |
| 01-May-13 04:27PM | Ion Trading Seeks Loans; Invescos ETF Reports Biggest 13 Trade at Bloomberg |
| 01:04PM | 5 Financial Services Stocks Dragging The Industry Down at TheStreet |
| 12:31PM | Getting Dividends with Lower Risk and Unlevered Balance Sheets: An Expert Portfolio Manager Shares His Top Nonbank Financial Service Stock Picks in an Exclusive Interview Wall Street Transcript |
| 11:40AM | X Factor: 5 Stocks Reaching Their Ex-Dividend Date on May 8 at Minyanville |
| 06:05AM | On the Fly: Periodicals Wrap-Up at theflyonthewall.com |
| 30-Apr-13 08:43PM | Schwab Sues BofA and Other Banks Over Libor Manipulation at Bloomberg |
| 08:14PM | How to Help America Save for Retirement at Motley Fool |
| 06:36PM | IBM pulls the stock market out of a morning slump AP |
| 05:14PM | IBM pulls the stock market out of a morning slump AP |
| 01:47PM | Stocks flip between gains and losses AP |
| 12:36PM | Stocks flip between gains and losses AP |
|
 |
| The Charles Schwab Corporation, through its subsidiaries, provides securities brokerage, banking, money management, and financial advisory services to individuals and institutional clients. The company operates through two segments, Investor Services and Institutional Services. It provides various banking products and services, including checking accounts linked to brokerage accounts, savings accounts, certificates of deposit, demand deposit accounts, first mortgages, home equity lines of credit, personal loans collateralized by securities, and entity lending products. The company also offers various brokerage products and services, such as brokerage accounts with check-writing features, debit cards, and billpay services; individual retirement accounts; 529 college savings accounts; designated brokerage accounts; equity incentive plan accounts; and margin loans, as well as access to fixed income securities, equity and debt offerings, options, and futures. In addition, the company provides third-party mutual funds, such as no-load mutual funds, proprietary mutual funds, and other third-party mutual funds, as well as mutual fund trading and clearing services to broker dealers; and third-party and proprietary exchange-traded funds. Further, it offers advice solutions, which include separately managed accounts, customized personal advice for tailored portfolios, and planning and portfolio management; and trust custody services, personal trust reporting services, and administrative trustee services. Additionally, the company provides research, analytic tools, performance reports, market analysis, and educational materials; custodial, trading, technology, practice management, trust asset, and other support services to independent investment advisors; retirement plan products; and specialty brokerage services. It operates primarily in the United States, the United Kingdom, and Hong Kong. The company was founded in 1971 and is headquartered in San Francisco, California. |
 |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Allen Jay L | EVP - Human Resources | May 15 | Sale | 18.87 | 10,500 | 198,136 | 30,967 | May 16 12:17 PM | | BECHTLE NANCY H | Director | May 10 | Option Exercise | 9.31 | 5,244 | 48,845 | 232,877 | May 13 03:10 PM | | HERRINGER FRANK C | Director | May 06 | Option Exercise | 9.31 | 5,244 | 48,845 | 90,788 | May 07 01:10 PM | | SCHWAB CHARLES R | Chairman | May 03 | Sale | 17.18 | 1,051,079 | 18,054,804 | 1,384,790 | May 06 12:41 PM | | SCHWAB CHARLES R | Chairman | May 02 | Sale | 16.47 | 448,921 | 7,393,055 | 2,435,869 | May 06 12:41 PM | | SNEED PAULA A | Director | Apr 26 | Option Exercise | 9.19 | 10,488 | 96,341 | 54,384 | Apr 29 03:31 PM | | SNEED PAULA A | Director | Apr 26 | Sale | 16.73 | 8,215 | 137,453 | 46,169 | Apr 29 03:31 PM | | WILSON ROBERT N | Director | Apr 02 | Option Exercise | 8.89 | 10,488 | 93,241 | 125,180 | Apr 03 11:59 AM | | Dwyer Carrie E | EVP and General Counsel | Mar 21 | Sale | 17.63 | 6,079 | 107,154 | 108,067 | Mar 22 11:48 AM | | Clark Bernard J. | EVP - Advisor Services | Mar 13 | Sale | 18.00 | 5,000 | 90,001 | 78,826 | Mar 14 12:21 PM | | Clark Bernard J. | EVP - Advisor Services | Feb 15 | Sale | 16.82 | 7,000 | 117,747 | 78,667 | Feb 19 11:07 AM | | Clendening John S | EVP - Investor Services | Feb 07 | Option Exercise | 13.12 | 39,333 | 515,990 | 82,631 | Feb 11 12:45 PM | | Clendening John S | EVP - Investor Services | Feb 07 | Sale | 16.88 | 39,333 | 664,020 | 43,298 | Feb 11 12:45 PM | | Dwyer Carrie E | EVP and General Counsel | Jan 31 | Sale | 16.56 | 7,000 | 115,944 | 109,692 | Feb 01 12:01 PM | | Allen Jay L | EVP - Human Resources | Jan 29 | Option Exercise | 8.93 | 2,622 | 23,423 | 40,478 | Jan 30 01:31 PM | | Allen Jay L | EVP - Human Resources | Jan 29 | Sale | 16.51 | 2,622 | 43,276 | 37,856 | Jan 30 01:31 PM | | Clendening John S | EVP - Investor Services | Jan 28 | Option Exercise | 13.12 | 13,111 | 171,997 | 56,409 | Jan 29 11:43 AM | | Clendening John S | EVP - Investor Services | Jan 28 | Sale | 16.11 | 13,111 | 211,271 | 43,298 | Jan 29 11:43 AM | | MCLIN STEPHEN T | Director | Jan 02 | Option Exercise | 11.71 | 2,998 | 35,099 | 144,509 | Jan 03 12:20 PM | | BECHTLE NANCY H | Director | Dec 24 | Option Exercise | 11.71 | 2,772 | 32,453 | 229,904 | Dec 26 02:35 PM | | WALTHER ROGER O | Director | Dec 20 | Option Exercise | 11.71 | 2,817 | 32,980 | 244,681 | Dec 21 12:29 PM | | BUTCHER C PRESTON | Director | Dec 06 | Option Exercise | 8.91 | 10,176 | 90,693 | 950,877 | Dec 07 11:19 AM | | HERRINGER FRANK C | Director | Dec 04 | Option Exercise | 11.71 | 2,680 | 31,376 | 87,967 | Dec 06 12:16 PM | | Allen Jay L | EVP - Human Resources | Nov 21 | Option Exercise | 8.93 | 2,622 | 23,423 | 40,160 | Nov 21 04:05 PM | | Allen Jay L | EVP - Human Resources | Nov 21 | Sale | 12.97 | 2,622 | 33,999 | 37,538 | Nov 21 04:05 PM | | SCHWAB CHARLES R | Chairman | Nov 13 | Sale | 12.85 | 500,000 | 6,423,350 | 2,931,381 | Nov 14 04:08 PM | | SCHWAB CHARLES R | Chairman | Nov 12 | Sale | 12.96 | 500,000 | 6,481,600 | 3,431,381 | Nov 14 04:08 PM | | SCHWAB CHARLES R | Chairman | Nov 09 | Sale | 13.18 | 500,000 | 6,590,550 | 3,931,381 | Nov 09 05:35 PM | | Gill George A. | EVP - Investor Services | Nov 05 | Option Exercise | 0.00 | 517 | 0 | 38,790 | Nov 07 01:57 PM | | Gill George A. | EVP - Investor Services | Nov 02 | Option Exercise | 0.00 | 578 | 0 | 38,273 | Nov 06 03:04 PM | | SCHWAB CHARLES R | Chairman | Nov 02 | Sale | 13.73 | 750,000 | 10,298,400 | 122,643,412 | Nov 05 02:21 PM | | SCHWAB CHARLES R | Chairman | Nov 01 | Sale | 13.59 | 1,000,000 | 13,590,500 | 123,393,412 | Nov 05 02:21 PM | | SCHWAB CHARLES R | Chairman | Oct 31 | Sale | 13.50 | 1,250,000 | 16,874,750 | 124,393,412 | Oct 31 05:49 PM | | BUTCHER C PRESTON | Director | Sep 05 | Option Exercise | 8.56 | 3,790 | 32,448 | 940,701 | Sep 06 12:03 PM | | HERRINGER FRANK C | Director | Aug 31 | Option Exercise | 8.56 | 3,542 | 30,324 | 87,538 | Sep 04 06:02 PM | | BECHTLE NANCY H | Director | Aug 28 | Option Exercise | 8.56 | 3,790 | 32,448 | 229,606 | Aug 29 05:27 PM | | SCHWAB CHARLES R | Chairman | Aug 20 | Sale | 13.13 | 500,000 | 6,565,200 | 125,870,812 | Aug 20 03:13 PM | | SCHWAB CHARLES R | Chairman | Aug 17 | Sale | 13.24 | 800,000 | 10,588,720 | 126,370,812 | Aug 20 03:13 PM | | SCHWAB CHARLES R | Chairman | Aug 16 | Sale | 13.29 | 200,000 | 2,657,880 | 127,170,812 | Aug 20 03:13 PM | | MARTINETTO JOSEPH R | EVP and CFO | Aug 07 | Option Exercise | 9.26 | 5,244 | 48,540 | 62,444 | Aug 08 11:25 AM | | MARTINETTO JOSEPH R | EVP and CFO | Aug 07 | Sale | 13.11 | 5,244 | 68,758 | 57,200 | Aug 08 11:25 AM | | SCHWAB CHARLES R | Chairman | Jul 31 | Sale | 12.58 | 700,000 | 8,808,240 | 38,537,941 | Aug 01 02:44 PM | | SCHWAB CHARLES R | Chairman | Jul 30 | Sale | 12.75 | 113,000 | 1,441,213 | 39,237,941 | Aug 01 02:44 PM | | BECHTLE NANCY H | Director | Jun 29 | Option Exercise | 10.49 | 2,790 | 29,259 | 228,086 | Jul 02 07:22 PM | | MCLIN STEPHEN T | Director | Jun 29 | Option Exercise | 10.49 | 2,942 | 30,853 | 142,339 | Jul 02 07:22 PM | | HERRINGER FRANK C | Director | Jun 11 | Option Exercise | 10.49 | 2,181 | 22,873 | 85,851 | Jun 13 02:24 PM | | McCool James D | EVP - Institutional Services | May 31 | Buy | 12.46 | 19,817 | 246,918 | 28,682 | Jun 04 01:14 PM | | McCool James D | EVP - Institutional Services | May 31 | Buy | 12.43 | 7,500 | 93,225 | 85,149 | Jun 04 01:14 PM |
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