Prospect Capital Corporation is a business development company. It specializes in middle market, mature, mezzanine finance, later stage, emerging growth, leveraged buyouts, refinancing, acquisitions, recapitalizations, turnaround, growth capital, development, capital expenditures and subordinated debt tranches of collateralized loan obligations, cash flow term loans, market place lending and bridge transactions. It also makes real estate investments particularly in multi-family residential real estate asset class. The fund makes secured debt, senior debt, senior and secured term loans, unitranche debt, first-lien and second lien, private debt, private equity, mezzanine debt, and equity investments in private and microcap public businesses. It focuses on both primary origination and secondary loans/portfolios and invests in situations like debt financings for private equity sponsors, acquisitions, dividend recapitalizations, growth financings, bridge loans, cash flow term loans, real estate financings/investments. It also focuses on investing in small-sized and medium-sized private companies rather than large public companies. The fund typically invests across all industry sectors, with a particular expertise in the energy and industrial sectors. It invests in aerospace and defense, chemicals, conglomerate services, consumer services, ecological, electronics, financial services, machinery, manufacturing, media, pharmaceuticals, retail, software, specialty minerals, textiles and leather, transportation, oil and gas production, coal production, materials, industrials, consumer discretionary, information technology, utilities, pipeline, storage, power generation and distribution, renewable and clean energy, oilfield services, healthcare, food and beverage, education, business services, and other select sectors. It prefers to invest in the United States and Canada. The fund seeks to invest between $10 million to $500 million per transaction in companies with EBITDA between $5 million and $150 million, sales value between $25 million and $500 million, and enterprise value between $5 million and $1000 million. It fund also co-invests for larger deals. The fund seeks control acquisitions by providing multiple levels of the capital structure. The fund focuses on sole, agented, club, or syndicated deals. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
Eliasek M Grier | Chief Operating Officer | Nov 29 '24 | Buy | 4.81 | 210,000 | 1,010,058 | 2,131,130 | Dec 03 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 27 '24 | Buy | 4.79 | 210,000 | 1,005,858 | 1,921,130 | Dec 02 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 26 '24 | Buy | 4.72 | 5,000 | 23,576 | 1,711,130 | Nov 29 01:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 25 '24 | Buy | 4.83 | 5,000 | 24,145 | 1,706,130 | Nov 27 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 22 '24 | Buy | 4.72 | 5,000 | 23,596 | 1,701,130 | Nov 26 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 22 '24 | Buy | 4.78 | 1,000,000 | 4,780,000 | 77,465,298 | Nov 26 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 21 '24 | Buy | 4.60 | 5,000 | 23,000 | 1,696,130 | Nov 25 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 21 '24 | Buy | 4.64 | 1,000,000 | 4,640,000 | 76,465,298 | Nov 25 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 20 '24 | Buy | 4.65 | 5,000 | 23,245 | 1,691,130 | Nov 22 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 20 '24 | Buy | 4.59 | 1,000,000 | 4,590,000 | 75,465,285 | Nov 22 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 19 '24 | Buy | 4.63 | 1,000,000 | 4,630,000 | 74,465,285 | Nov 21 04:02 PM | Eliasek M Grier | Chief Operating Officer | Nov 19 '24 | Buy | 4.50 | 5,000 | 22,500 | 1,686,130 | Nov 21 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 18 '24 | Buy | 4.46 | 5,000 | 22,295 | 1,681,130 | Nov 20 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 18 '24 | Buy | 4.47 | 837,273 | 3,742,610 | 73,450,112 | Nov 20 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 15 '24 | Buy | 4.40 | 205,900 | 905,960 | 72,612,839 | Nov 19 06:37 PM | Eliasek M Grier | Chief Operating Officer | Nov 15 '24 | Buy | 4.38 | 5,000 | 21,900 | 1,676,130 | Nov 19 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Nov 14 '24 | Buy | 4.37 | 1,000,000 | 4,370,000 | 72,406,939 | Nov 18 04:01 PM | Eliasek M Grier | Chief Operating Officer | Nov 14 '24 | Buy | 4.33 | 5,000 | 21,635 | 1,671,130 | Nov 18 04:01 PM | Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Nov 12 '24 | Buy | 4.29 | 9,400 | 40,326 | 19,400 | Nov 14 04:01 PM | Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Nov 12 '24 | Buy | 4.29 | 5,800 | 24,882 | 87,246 | Nov 14 04:01 PM | Stark Eugene S | Director | Sep 17 '24 | Buy | 5.50 | 2,500 | 13,750 | 57,500 | Sep 19 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 16 '24 | Buy | 5.50 | 5,000 | 27,500 | 1,666,130 | Sep 18 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 13 '24 | Buy | 5.44 | 5,000 | 27,200 | 1,661,130 | Sep 17 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 12 '24 | Buy | 5.35 | 5,000 | 26,750 | 1,656,130 | Sep 16 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Sep 10 '24 | Buy | 5.29 | 95,477 | 505,073 | 71,381,891 | Sep 12 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 10 '24 | Buy | 5.30 | 5,000 | 26,500 | 1,651,130 | Sep 12 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Sep 09 '24 | Buy | 5.30 | 473,030 | 2,507,059 | 71,286,414 | Sep 11 04:02 PM | Eliasek M Grier | Chief Operating Officer | Sep 09 '24 | Buy | 5.33 | 5,000 | 26,650 | 1,646,130 | Sep 11 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 06 '24 | Buy | 5.25 | 5,000 | 26,250 | 1,641,130 | Sep 10 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Sep 06 '24 | Buy | 5.26 | 750,000 | 3,945,000 | 70,813,384 | Sep 10 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 05 '24 | Buy | 5.25 | 5,000 | 26,250 | 1,636,130 | Sep 09 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Sep 05 '24 | Buy | 5.26 | 218,957 | 1,151,283 | 70,063,384 | Sep 09 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 04 '24 | Buy | 5.27 | 5,000 | 26,350 | 1,631,130 | Sep 06 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Sep 04 '24 | Buy | 5.23 | 750,000 | 3,922,500 | 69,844,427 | Sep 06 04:01 PM | Eliasek M Grier | Chief Operating Officer | Sep 03 '24 | Buy | 5.23 | 5,000 | 26,143 | 1,626,130 | Sep 05 04:01 PM | Barry John F | CHIEF EXECUTIVE OFFICER | Sep 03 '24 | Buy | 5.17 | 750,000 | 3,877,500 | 69,094,427 | Sep 05 04:01 PM | Eliasek M Grier | Chief Operating Officer | Aug 30 '24 | Buy | 5.20 | 5,000 | 25,995 | 1,621,130 | Sep 04 04:01 PM | Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Jun 20 '24 | Buy | 22.50 | 3,330 | 74,925 | 4,539 | Jun 24 04:03 PM | Barry John F | CHIEF EXECUTIVE OFFICER | May 13 '24 | Buy | 5.47 | 4,099 | 22,407 | 65,796,357 | May 15 05:36 PM | Barry John F | CHIEF EXECUTIVE OFFICER | May 10 '24 | Buy | 5.48 | 798,901 | 4,377,477 | 65,792,258 | May 14 04:01 PM | Van Dask Kristin Lea | CFO, TREASURER, SECRETARY, CCO | Mar 11 '24 | Buy | 5.44 | 5,000 | 27,200 | 10,000 | Mar 13 04:03 PM | Eliasek M Grier | Chief Operating Officer | Dec 06 '23 | Buy | 5.67 | 10,000 | 56,700 | 1,616,130 | Dec 08 04:01 PM |
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