Broadridge Financial Solutions, Inc. engages in the provision of investor communications and technology solutions to banks, broker-dealers, mutual funds, and corporate issuers. It operates through the following segments: Investor Communication Solutions and Global Technology and Operations. The Investor Communication Solutions segment offers services for broker-dealer investor communication, customer communication, corporate issuer, advisor solutions, and mutual fund and retirement solutions. The Global Technology and Operations segment includes middle and back-office securities processing solutions, automation services, and business process outsourcing services. The company was founded in 1962 and is headquartered in Lake Success, NY. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
PERRY CHRISTOPHER JOHN | President | Sep 10 '24 | Sale | 213.41 | 17,534 | 3,741,859 | 50,237 | Sep 12 11:04 AM | CHRISTOPHER J PERRY | Officer | Sep 10 '24 | Proposed Sale | 213.41 | 17,534 | 3,741,859 | | Sep 10 04:36 PM | DALY RICHARD J | Executive Chairman | Sep 06 '24 | Option Exercise | 117.34 | 14,510 | 1,702,603 | 127,032 | Sep 09 02:03 PM | DALY RICHARD J | Executive Chairman | Sep 06 '24 | Sale | 207.66 | 21,938 | 4,555,704 | 105,094 | Sep 09 02:03 PM | RICHARD DALY | Director | Sep 06 '24 | Proposed Sale | 207.66 | 21,938 | 4,555,704 | | Sep 06 04:24 PM | BRUN LESLIE A | Director | Aug 26 '24 | Option Exercise | 45.09 | 9,445 | 425,875 | 83,057 | Aug 27 10:14 AM | BRUN LESLIE A | Director | Aug 26 '24 | Sale | 210.05 | 5,739 | 1,205,478 | 77,318 | Aug 27 10:14 AM | LESLIE A BRUN | Director | Aug 26 '24 | Proposed Sale | 210.05 | 5,739 | 1,205,478 | | Aug 26 04:09 PM | Gokey Timothy C | CEO | Aug 23 '24 | Option Exercise | 51.95 | 30,674 | 1,593,514 | 231,349 | Aug 23 04:51 PM | Gokey Timothy C | CEO | Aug 23 '24 | Sale | 209.31 | 25,000 | 5,232,740 | 206,349 | Aug 23 04:51 PM | TIMOTHY GOKEY | Officer | Aug 23 '24 | Proposed Sale | 210.22 | 25,000 | 5,255,500 | | Aug 23 04:30 PM | PERRY CHRISTOPHER JOHN | President | Aug 21 '24 | Option Exercise | 148.07 | 7,005 | 1,037,230 | 74,272 | Aug 21 03:40 PM | PERRY CHRISTOPHER JOHN | President | Aug 21 '24 | Sale | 210.22 | 6,501 | 1,366,608 | 67,771 | Aug 21 03:40 PM | PERRY CHRISTOPHER JOHN | President | Aug 19 '24 | Option Exercise | 148.07 | 175 | 25,912 | 67,429 | Aug 19 05:02 PM | PERRY CHRISTOPHER JOHN | President | Aug 19 '24 | Sale | 210.00 | 162 | 34,020 | 67,267 | Aug 19 05:02 PM | Gokey Timothy C | CEO | Aug 16 '24 | Option Exercise | 51.95 | 30,675 | 1,593,566 | 225,675 | Aug 16 05:08 PM | Gokey Timothy C | CEO | Aug 16 '24 | Sale | 209.11 | 25,000 | 5,227,755 | 200,675 | Aug 16 05:08 PM | PERRY CHRISTOPHER JOHN | President | Aug 16 '24 | Option Exercise | 148.07 | 323 | 47,827 | 67,554 | Aug 16 05:05 PM | PERRY CHRISTOPHER JOHN | President | Aug 16 '24 | Sale | 210.00 | 300 | 63,000 | 67,254 | Aug 16 05:05 PM | TIM GOKEYTOD MICHELLE ELLIOTT | Officer | Aug 16 '24 | Proposed Sale | 208.99 | 25,000 | 5,224,750 | | Aug 16 04:27 PM | PERRY CHRISTOPHER JOHN | President | Aug 15 '24 | Option Exercise | 148.07 | 216 | 31,983 | 67,431 | Aug 15 05:29 PM | PERRY CHRISTOPHER JOHN | President | Aug 15 '24 | Sale | 210.15 | 200 | 42,030 | 67,231 | Aug 15 05:29 PM | CHRISTOPHER J PERRY | Officer | Aug 15 '24 | Proposed Sale | 209.65 | 7,163 | 1,501,723 | | Aug 15 04:30 PM | PERRY CHRISTOPHER JOHN | President | Aug 14 '24 | Option Exercise | 136.90 | 34,326 | 4,699,199 | 98,754 | Aug 15 02:39 PM | PERRY CHRISTOPHER JOHN | President | Aug 14 '24 | Sale | 207.37 | 31,539 | 6,540,107 | 67,215 | Aug 15 02:39 PM | CHRISTOPHER J PERRY | Officer | Aug 14 '24 | Proposed Sale | 209.88 | 31,539 | 6,619,405 | | Aug 14 04:22 PM | Matlin Laura | CVP, Deputy GC and CCO | Aug 08 '24 | Sale | 216.00 | 673 | 145,368 | 5,530 | Aug 09 12:54 PM | LAURA MATLIN | Officer | Aug 08 '24 | Proposed Sale | 216.00 | 673 | 145,368 | | Aug 08 04:34 PM | Duelks Robert N | Director | Jun 05 '24 | Option Exercise | 45.09 | 6,469 | 291,687 | 26,061 | Jun 06 01:02 PM | Duelks Robert N | Director | Jun 05 '24 | Sale | 198.06 | 3,473 | 687,856 | 22,588 | Jun 06 01:02 PM | Carey Thomas P | Corporate VP | May 20 '24 | Sale | 200.40 | 2,500 | 501,007 | 9,361 | May 21 02:28 PM | DESCHUTTER DOUGLAS RICHARD | Co-President ICS | Mar 07 '24 | Sale | 204.71 | 12,200 | 2,497,474 | 32,480 | Mar 07 02:27 PM | Duelks Robert N | Director | Feb 29 '24 | Sale | 201.58 | 830 | 167,311 | 5,445 | Mar 04 05:18 PM | Carey Thomas P | Corporate VP | Feb 28 '24 | Option Exercise | 98.31 | 14,712 | 1,446,337 | 26,034 | Feb 28 01:20 PM | Carey Thomas P | Corporate VP | Feb 28 '24 | Sale | 201.02 | 12,731 | 2,559,131 | 13,303 | Feb 28 01:20 PM | DESCHUTTER DOUGLAS RICHARD | Co-President ICS | Feb 06 '24 | Option Exercise | 50.95 | 27,778 | 1,415,289 | 67,402 | Feb 08 10:44 AM | DESCHUTTER DOUGLAS RICHARD | Co-President ICS | Feb 06 '24 | Sale | 199.00 | 22,722 | 4,521,685 | 44,680 | Feb 08 10:44 AM | PERRY CHRISTOPHER JOHN | President | Dec 28 '23 | Option Exercise | 148.07 | 5,438 | 805,205 | 64,720 | Dec 28 01:52 PM | PERRY CHRISTOPHER JOHN | President | Dec 28 '23 | Sale | 205.32 | 5,069 | 1,040,752 | 59,651 | Dec 28 01:52 PM | PERRY CHRISTOPHER JOHN | President | Dec 26 '23 | Option Exercise | 148.07 | 7,094 | 1,050,409 | 65,925 | Dec 26 12:35 PM | PERRY CHRISTOPHER JOHN | President | Dec 22 '23 | Option Exercise | 148.07 | 2,906 | 430,291 | 61,553 | Dec 26 12:35 PM | PERRY CHRISTOPHER JOHN | President | Dec 26 '23 | Sale | 200.17 | 6,643 | 1,329,702 | 59,282 | Dec 26 12:35 PM | PERRY CHRISTOPHER JOHN | President | Dec 22 '23 | Sale | 200.01 | 2,722 | 544,420 | 58,831 | Dec 26 12:35 PM | Matlin Laura | CVP, Deputy GC and CCO | Dec 08 '23 | Option Exercise | 93.88 | 4,178 | 392,231 | 10,571 | Dec 11 01:33 PM | Matlin Laura | CVP, Deputy GC and CCO | Dec 08 '23 | Sale | 189.49 | 4,090 | 775,019 | 6,481 | Dec 11 01:33 PM | PERRY CHRISTOPHER JOHN | President | Dec 01 '23 | Option Exercise | 117.34 | 20,000 | 2,346,800 | 76,738 | Dec 01 04:03 PM | PERRY CHRISTOPHER JOHN | President | Dec 01 '23 | Sale | 193.82 | 18,091 | 3,506,372 | 58,647 | Dec 01 04:03 PM | Gumbs Keir D | CVP and Chief Legal Officer | Nov 09 '23 | Option Exercise | 144.84 | 4,151 | 601,231 | 18,174 | Nov 09 04:54 PM | Gumbs Keir D | CVP and Chief Legal Officer | Nov 09 '23 | Sale | 176.61 | 3,771 | 665,993 | 14,403 | Nov 09 04:54 PM | PERRY CHRISTOPHER JOHN | President | Nov 08 '23 | Sale | 176.94 | 20,614 | 3,647,480 | 56,738 | Nov 09 01:00 PM |
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