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GUG

Guggenheim Active Allocation Fund

May 12 • 04:00PM ET

15.58

Dollar change +0.23
Percentage change 1.50	%

Financial • Asset Management • USA • NYSE

Index	-	P/E	6.39	EPS (ttm)	2.44	Insider Own	-	Shs Outstand	32.98M	Perf Week	3.11%
Market Cap	513.83M	Forward P/E	-	EPS next Y	-	Insider Trans	-	Shs Float	32.98M	Perf Month	10.34%
Income	-	PEG	-	EPS next Q	-	Inst Own	26.89%	Short Float	0.18%	Perf Quarter	-1.95%
Sales	-	P/S	-	EPS this Y	-	Inst Trans	-	Short Ratio	0.80	Perf Half Y	-2.63%
Book/sh	-	P/B	-	EPS next Y	-	ROA	-	Short Interest	0.06M	Perf Year	5.34%
Cash/sh	-	P/C	-	EPS next 5Y	-	ROE	-	52W Range	13.90 - 16.88	Perf YTD	4.77%
Dividend Est.	-	P/FCF	-	EPS past 5Y	-	ROI	-	52W High	-7.70%	Beta	0.84
Dividend TTM	1.42 (9.15%)	Quick Ratio	-	Sales past 5Y	-	Gross Margin	-	52W Low	12.09%	ATR (14)	0.29
Dividend Ex-Date	May 15, 2025	Current Ratio	-	EPS Y/Y TTM	-	Oper. Margin	-	RSI (14)	68.82	Volatility	1.63% 1.69%
Employees	-	Debt/Eq	-	Sales Y/Y TTM	-	Profit Margin	-	Recom	-	Target Price	-
Option/Short	No / Yes	LT Debt/Eq	-	EPS Q/Q	-	Payout	67.89%	Rel Volume	0.62	Prev Close	15.35
Sales Surprise	-	EPS Surprise	-	Sales Q/Q	-	Earnings	-	Avg Volume	75.47K	Price	15.58
SMA20	4.96%	SMA50	4.03%	SMA200	0.52%	Trades		Volume	47,168	Change	1.50%

May-01-25 04:45PM	Guggenheim Investments Announces May 2025 Closed-End Fund Distributions (GlobeNewswire)
Apr-30-25 08:14AM	CGO: International Exposure A Plus, But Tech Exposure Weighs On Performance (Seeking Alpha)
Apr-03-25 04:28AM	ETO: Outperforming The Market And Good Peer Comps (Seeking Alpha)
Apr-01-25 04:45PM	Guggenheim Investments Announces April 2025 Closed-End Fund Distributions (GlobeNewswire)
03:57AM	GLO: Not Impressed With This Global Fund (Seeking Alpha)
03:59PM	Loading…
Mar-28-25 03:59PM	TBLD: Profit From The Market's Shift Towards Europe With This CEF (Seeking Alpha)
Mar-26-25 01:44PM	NMAI: Attractive Strategy, But Failing To Cover Its Whopping Distributions (SeekingAlpha)
Mar-03-25 04:50PM	Guggenheim Investments Announces March 2025 Closed-End Fund Distributions (GlobeNewswire)
Feb-03-25 05:21PM	Guggenheim Investments Announces February 2025 Closed-End Fund Distributions (GlobeNewswire)
Jan-02-25 04:53PM	Guggenheim Investments Announces January 2025 Closed-End Fund Distributions (GlobeNewswire)
Dec-02-24 04:52PM	Guggenheim Investments Announces December 2024 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-24 04:30PM	Guggenheim Investments Announces November 2024 Closed-End Fund Distributions (GlobeNewswire)
Oct-01-24 04:30PM	Guggenheim Investments Announces October 2024 Closed-End Fund Distributions (GlobeNewswire)
Sep-03-24 04:30PM	Guggenheim Investments Announces September 2024 Closed-End Fund Distributions (GlobeNewswire)
Aug-01-24 04:30PM	Guggenheim Investments Announces August 2024 Closed-End Fund Distributions (GlobeNewswire)
04:30PM	Loading…
Jul-01-24 04:30PM	Guggenheim Investments Announces July 2024 Closed-End Fund Distributions (GlobeNewswire)
Jun-03-24 04:30PM	Guggenheim Investments Announces June 2024 Closed-End Fund Distributions (GlobeNewswire)
May-01-24 04:30PM	Guggenheim Investments Announces May 2024 Closed-End Fund Distributions (GlobeNewswire)
Apr-01-24 04:30PM	Guggenheim Investments Announces April 2024 Closed-End Fund Distributions (GlobeNewswire)
Mar-01-24 04:30PM	Guggenheim Investments Announces March 2024 Closed-End Fund Distributions (GlobeNewswire)
Feb-01-24 04:30PM	Guggenheim Investments Announces February 2024 Closed-End Fund Distributions (GlobeNewswire)
Jan-02-24 04:30PM	Guggenheim Investments Announces January 2024 Closed-End Fund Distributions (GlobeNewswire)
Dec-01-23 04:30PM	Guggenheim Investments Announces December 2023 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-23 04:30PM	Guggenheim Investments Announces November 2023 Closed-End Fund Distributions (GlobeNewswire)
Oct-02-23 04:30PM	Guggenheim Investments Announces October 2023 Closed-End Fund Distributions (GlobeNewswire)
Sep-01-23 04:30PM	Guggenheim Investments Announces September 2023 Closed-End Fund Distributions (GlobeNewswire)
Aug-01-23 04:30PM	Guggenheim Investments Announces August 2023 Closed-End Fund Distributions (GlobeNewswire)

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
NYBERG RONALD	TRUSTEE	May 05 '25	Buy	15.15	1,305	19,775	2,105	May 08 11:56 AM
TOUPIN RONALD E JR	TRUSTEE	Apr 01 '25	Buy	15.10	1,500	22,650	13,617	Apr 01 02:43 PM
Barnes Randall C	TRUSTEE	Oct 03 '24	Sale	16.45	500	8,225	65,322	Oct 04 11:48 AM
Brock-Kyle Angela	TRUSTEE	Sep 03 '24	Buy	15.94	909	14,500	3,356	Sep 03 05:08 PM

Dollar change +0.18
Percentage change 1.57	%

AVK Advent Convertible and Income Fund daily Stock Chart

Index	-	P/E	4.29	EPS (ttm)	2.72	Insider Own	-	Shs Outstand	44.15M	Perf Week	3.28%
Market Cap	514.77M	Forward P/E	-	EPS next Y	-	Insider Trans	-	Shs Float	44.02M	Perf Month	9.79%
Income	-	PEG	-	EPS next Q	-	Inst Own	35.37%	Short Float	0.14%	Perf Quarter	-4.97%
Sales	37.91M	P/S	13.58	EPS this Y	-	Inst Trans	-	Short Ratio	0.41	Perf Half Y	1.75%
Book/sh	12.11	P/B	0.96	EPS next Y	-	ROA	-	Short Interest	0.06M	Perf Year	-1.36%
Cash/sh	-	P/C	-	EPS next 5Y	-	ROE	-	52W Range	9.75 - 12.63	Perf YTD	-0.93%
Dividend Est.	-	P/FCF	-	EPS past 5Y	-	ROI	-	52W High	-7.67%	Beta	1.31
Dividend TTM	1.39 (11.93%)	Quick Ratio	-	Sales past 5Y	-	Gross Margin	-	52W Low	19.59%	ATR (14)	0.21
Dividend Ex-Date	May 15, 2025	Current Ratio	-	EPS Y/Y TTM	-	Oper. Margin	-	RSI (14)	65.01	Volatility	0.96% 1.60%
Employees	-	Debt/Eq	-	Sales Y/Y TTM	-	Profit Margin	-	Recom	-	Target Price	-
Option/Short	No / Yes	LT Debt/Eq	-	EPS Q/Q	-	Payout	-	Rel Volume	0.93	Prev Close	11.48
Sales Surprise	-	EPS Surprise	-	Sales Q/Q	-	Earnings	-	Avg Volume	151.31K	Price	11.66
SMA20	5.11%	SMA50	3.48%	SMA200	-0.96%	Trades		Volume	140,258	Change	1.57%

May-01-25 04:45PM	Guggenheim Investments Announces May 2025 Closed-End Fund Distributions (GlobeNewswire)
Apr-24-25 09:59PM	AVK: Inconsistent Distribution Coverage Warrants Caution (Seeking Alpha)
Apr-06-25 09:05AM	CHI: Nearly 12% Yield, Convertibles Fund, Getting Close To A Buy Point (Seeking Alpha)
Apr-01-25 04:45PM	Guggenheim Investments Announces April 2025 Closed-End Fund Distributions (GlobeNewswire)
Mar-21-25 04:36PM	NCV: High Yield And Fully Covered Distribution (SeekingAlpha)
04:50PM	Loading…
Mar-03-25 04:50PM	Guggenheim Investments Announces March 2025 Closed-End Fund Distributions (GlobeNewswire)
Feb-03-25 05:21PM	Guggenheim Investments Announces February 2025 Closed-End Fund Distributions (GlobeNewswire)
Jan-02-25 04:53PM	Guggenheim Investments Announces January 2025 Closed-End Fund Distributions (GlobeNewswire)
Dec-02-24 04:52PM	Guggenheim Investments Announces December 2024 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-24 04:30PM	Guggenheim Investments Announces November 2024 Closed-End Fund Distributions (GlobeNewswire)
Oct-24-24 04:30PM	Advent Convertible and Income Fund (NYSE: AVK) Announces Final Results of Rights Offering (GlobeNewswire)
Oct-18-24 08:30AM	Advent Convertible and Income Fund (NYSE: AVK) Announces Preliminary Results of Rights Offering (GlobeNewswire)
Oct-01-24 04:30PM	Guggenheim Investments Announces October 2024 Closed-End Fund Distributions (GlobeNewswire)
Sep-16-24 04:30PM	Advent Convertible and Income Fund (NYSE: AVK) Announces Updated Dates for October Distribution (GlobeNewswire)
Sep-10-24 04:30PM	Advent Convertible and Income Fund (NYSE: AVK) Announces Terms of Rights Offering and Declares October Distribution (GlobeNewswire)
04:30PM	Loading…
Sep-03-24 04:30PM	Guggenheim Investments Announces September 2024 Closed-End Fund Distributions (GlobeNewswire)
Aug-01-24 04:30PM	Guggenheim Investments Announces August 2024 Closed-End Fund Distributions (GlobeNewswire)
Jul-01-24 04:30PM	Guggenheim Investments Announces July 2024 Closed-End Fund Distributions (GlobeNewswire)
Jun-03-24 04:30PM	Guggenheim Investments Announces June 2024 Closed-End Fund Distributions (GlobeNewswire)
May-01-24 04:30PM	Guggenheim Investments Announces May 2024 Closed-End Fund Distributions (GlobeNewswire)
Apr-01-24 04:30PM	Guggenheim Investments Announces April 2024 Closed-End Fund Distributions (GlobeNewswire)
Mar-01-24 04:30PM	Guggenheim Investments Announces March 2024 Closed-End Fund Distributions (GlobeNewswire)
Feb-01-24 04:30PM	Guggenheim Investments Announces February 2024 Closed-End Fund Distributions (GlobeNewswire)
Jan-02-24 04:30PM	Guggenheim Investments Announces January 2024 Closed-End Fund Distributions (GlobeNewswire)
Dec-01-23 04:30PM	Guggenheim Investments Announces December 2023 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-23 04:30PM	Guggenheim Investments Announces November 2023 Closed-End Fund Distributions (GlobeNewswire)
Oct-02-23 04:30PM	Guggenheim Investments Announces October 2023 Closed-End Fund Distributions (GlobeNewswire)
Sep-01-23 04:30PM	Guggenheim Investments Announces September 2023 Closed-End Fund Distributions (GlobeNewswire)
Aug-01-23 04:30PM	Guggenheim Investments Announces August 2023 Closed-End Fund Distributions (GlobeNewswire)
Jul-03-23 04:30PM	Guggenheim Investments Announces July 2023 Closed-End Fund Distributions (GlobeNewswire)
04:30PM	Loading…
Jun-01-23 04:30PM	Guggenheim Investments Announces June 2023 Closed-End Fund Distributions (GlobeNewswire)
May-01-23 04:30PM	Guggenheim Investments Announces May 2023 Closed-End Fund Distributions (GlobeNewswire)
Apr-03-23 04:30PM	Guggenheim Investments Announces April 2023 Closed-End Fund Distributions (GlobeNewswire)
Mar-01-23 04:30PM	Guggenheim Investments Announces March 2023 Closed-End Fund Distributions (GlobeNewswire)
Feb-01-23 04:30PM	Guggenheim Investments Announces February 2023 Closed-End Fund Distributions (GlobeNewswire)
Jan-03-23 04:30PM	Guggenheim Investments Announces January 2023 Closed-End Fund Distributions (GlobeNewswire)
Dec-01-22 04:48PM	Guggenheim Investments Announces December 2022 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-22 04:30PM	Guggenheim Investments Announces November 2022 Closed-End Fund Distributions (GlobeNewswire)
Oct-03-22 04:30PM	Guggenheim Investments Announces October 2022 Closed-End Fund Distributions (GlobeNewswire)
Sep-01-22 04:30PM	Guggenheim Investments Announces September 2022 Closed-End Fund Distributions (GlobeNewswire)
Aug-01-22 04:30PM	Guggenheim Investments Announces August 2022 Closed-End Fund Distributions (GlobeNewswire)
Jul-30-22 09:53AM	10 Funds That Beat Inflation and Offer Steady Monthly Income (Barrons.com)
Jul-29-22 10:13AM	10 Funds That Beat Inflation and Offer Steady Monthly Income, With Some Risk (Barrons.com)
Jul-01-22 04:30PM	Guggenheim Investments Announces July 2022 Closed-End Fund Distributions (GlobeNewswire)
Jun-01-22 04:30PM	Guggenheim Investments Announces June 2022 Closed-End Fund Distributions (GlobeNewswire)
May-02-22 04:30PM	Guggenheim Investments Announces May 2022 Closed-End Fund Distributions (GlobeNewswire)
Apr-01-22 04:30PM	Guggenheim Investments Announces April 2022 Closed-End Fund Distributions (GlobeNewswire)
Mar-01-22 04:30PM	Guggenheim Investments Announces March 2022 Closed-End Fund Distributions (GlobeNewswire)
Feb-01-22 05:38PM	6 Meridian Buys ETC 6 Meridian Quality Growth ETF, Vanguard Short-Term Government Bond ETF, ... (GuruFocus.com)
04:30PM	Guggenheim Investments Announces February 2022 Closed-End Fund Distributions (GlobeNewswire)
Jan-03-22 04:30PM	Guggenheim Investments Announces January 2022 Closed-End Fund Distributions (GlobeNewswire)
Dec-14-21 10:38AM	Modern Capital Funds Trust Buys PIMCO High Income Fund, Advent Claymore Convt Security & ... (GuruFocus.com)
Dec-13-21 04:30PM	AVK Announces Supplemental Distribution (GlobeNewswire)
Dec-01-21 04:30PM	Guggenheim Investments Announces December 2021 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-21 05:09PM	Guggenheim Investments Announces November 2021 Closed-End Fund Distributions (GlobeNewswire)
Oct-01-21 04:15PM	Guggenheim Investments Announces October 2021 Closed-End Fund Distributions (GlobeNewswire)
Sep-01-21 06:38PM	Guggenheim Investments Announces September 2021 Closed-End Fund Distributions (GlobeNewswire)
Aug-02-21 04:15PM	Guggenheim Investments Announces August 2021 Closed-End Fund Distributions (GlobeNewswire)
Jul-01-21 04:30PM	Guggenheim Investments Announces July 2021 Closed-End Fund Distributions (GlobeNewswire)
Jun-01-21 04:56PM	Guggenheim Investments Announces June 2021 Closed-End Fund Distributions (GlobeNewswire)
May-03-21 04:16PM	Guggenheim Investments Announces May 2021 Closed-End Fund Distributions (GlobeNewswire)
Apr-01-21 04:15PM	Guggenheim Investments Announces April 2021 Closed-End Fund Distributions (GlobeNewswire)
Mar-01-21 05:16PM	Guggenheim Investments Announces March 2021 Closed-End Fund Distributions (GlobeNewswire)
Feb-16-21 11:06AM	Why the Hot Convertible Market Remains Attractive According to a Top Investor (Barrons.com)
Feb-01-21 06:12PM	Guggenheim Investments Announces February 2021 Closed-End Fund Distributions (GlobeNewswire)
Jan-04-21 05:21PM	Guggenheim Investments Announces January 2021 Closed-End Fund Distributions (GlobeNewswire)
Dec-09-20 04:15PM	Advent Convertible and Income Fund Announces Appointment of Nancy Stuebe as New Independent Trustee (GlobeNewswire)
Dec-01-20 06:19PM	Guggenheim Investments Announces December 2020 Closed-End Fund Distributions (GlobeNewswire)
Nov-02-20 04:15PM	Guggenheim Investments Announces November 2020 Closed-End Fund Distributions (GlobeNewswire)
Oct-01-20 04:15PM	Guggenheim Investments Announces October 2020 Closed-End Fund Distributions (GlobeNewswire)
Sep-01-20 07:12PM	Guggenheim Investments Announces September 2020 Closed-End Fund Distributions (GlobeNewswire)
Aug-04-20 08:24PM	UPDATE - Guggenheim Investments Announces August 2020 Closed-End Fund Distributions (GlobeNewswire)
Aug-03-20 04:49PM	Guggenheim Investments Announces August 2020 Closed-End Fund Distributions (GlobeNewswire)
Jul-06-20 05:00AM	What a Democratic Sweep Could Mean for the Market (Barrons.com)
Jul-01-20 04:15PM	Guggenheim Investments Announces July 2020 Closed-End Fund Distributions (GlobeNewswire)
Jun-01-20 04:24PM	Guggenheim Investments Announces June 2020 Closed-End Fund Distributions (GlobeNewswire)
May-01-20 04:15PM	Guggenheim Investments Announces May 2020 Closed-End Fund Distributions (GlobeNewswire)
Apr-01-20 04:15PM	Guggenheim Investments Announces April 2020 Closed-End Fund Distributions (GlobeNewswire) -6.30%
Mar-02-20 04:59PM	Guggenheim Investments Announces March 2020 Closed-End Fund Distributions (GlobeNewswire) +5.46%
Feb-03-20 04:15PM	Guggenheim Investments Announces February 2020 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-19 04:15PM	Guggenheim Investments Announces November 2019 Closed-End Fund Distributions (GlobeNewswire)
Oct-01-19 04:15PM	Guggenheim Investments Announces October 2019 Closed-End Fund Distributions (GlobeNewswire)
Aug-01-19 04:15PM	Guggenheim Investments Announces August 2019 Closed-End Fund Distributions (GlobeNewswire)
Jul-01-19 05:18PM	Guggenheim Investments Announces July 2019 Closed-End Fund Distributions (GlobeNewswire)
Jun-03-19 04:15PM	Guggenheim Investments Announces June 2019 Closed-End Fund Distributions (GlobeNewswire)
May-01-19 04:15PM	Guggenheim Investments Announces May 2019 Closed-End Fund Distributions (GlobeNewswire)
Apr-01-19 04:15PM	Guggenheim Investments Announces April 2019 Closed-End Fund Distributions (GlobeNewswire)
Mar-01-19 04:15PM	Guggenheim Investments Announces March 2019 Closed-End Fund Distributions (GlobeNewswire)
Feb-01-19 04:15PM	Guggenheim Investments Announces February 2019 Closed-End Fund Distributions (GlobeNewswire)
Jan-02-19 04:15PM	Guggenheim Investments Announces January 2019 Closed-End Fund Distributions (GlobeNewswire)
Dec-26-18 11:22AM	Closed-End Fund From Advent Specializes in Convertible Bonds (TheStreet.com)
Dec-03-18 04:15PM	Guggenheim Investments Announces December 2018 Closed-End Fund Distributions (GlobeNewswire)
Nov-01-18 04:15PM	Guggenheim Investments Announces November 2018 Closed-End Fund Distributions (GlobeNewswire)
Oct-01-18 04:15PM	Guggenheim Investments Announces October 2018 Closed-End Fund Distributions (GlobeNewswire)
Sep-04-18 04:15PM	Guggenheim Investments Announces September 2018 Closed-End Fund Distributions (GlobeNewswire)
Aug-27-18 08:45AM	Advent/Claymore Closed-End Funds Announce Completion of Mergers of the Funds (GlobeNewswire)
Aug-01-18 04:15PM	Advent/Claymore Closed-End Funds Announce August 2018 Distributions (GlobeNewswire)
Jul-20-18 04:15PM	Advent/Claymore Closed-End Funds Announce Shareholder Approval of Mergers of the Funds (GlobeNewswire)
Jul-02-18 04:15PM	Guggenheim Investments Announces July 2018 Closed-End Fund Distributions (GlobeNewswire)
Jun-01-18 04:15PM	Guggenheim Investments Announces June 2018 Closed-End Fund Distributions (GlobeNewswire)

Advent Claymore Convertible Securities and Income Fund is a closed-ended fixed income mutual fund launched and managed by Advent Capital Management, LLC. The fund primarily invests in the fixed income markets of the United States. It seeks to invest in securities of companies operating across the diversified sectors. The fund invests approximately 60% of its portfolio in convertible securities and rest in lower-grade non-convertible income securities. It employs fundamental analysis to create its portfolio. Advent Claymore Convertible Securities and Income Fund was formed on April 29, 2003 and is domiciled in the United States.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Stuebe Nancy E.	TRUSTEE	May 01 '25	Buy	11.21	600	6,726	7,906	May 01 03:41 PM
Stuebe Nancy E.	TRUSTEE	Feb 14 '25	Buy	12.28	500	6,142	7,093	Feb 14 02:59 PM
SEIZERT GERALD L	TRUSTEE	Oct 17 '24	Buy	11.28	1,225	13,818	6,116	Oct 21 06:12 PM
SEIZERT GERALD L	TRUSTEE	Oct 17 '24	Buy	11.28	2	23	6,739	Oct 21 06:12 PM
Stuebe Nancy E.	TRUSTEE	Oct 17 '24	Buy	11.28	1,576	17,777	6,353	Oct 21 04:16 PM
NYBERG RONALD	Trustee	Oct 17 '24	Buy	11.28	3,671	41,409	14,657	Oct 21 03:42 PM
MAITLAND TRACY V	CHAIRMAN, PRESIDENT & CEO	Oct 17 '24	Buy	11.28	13,179	148,659	45,449	Oct 21 02:35 PM
Barnes Randall C	TRUSTEE	Oct 17 '24	Buy	11.28	3,785	42,695	15,140	Oct 21 11:17 AM
Black Daniel	Trustee	Oct 17 '24	Buy	11.28	1,000	11,280	21,999	Oct 18 02:02 PM
Huang Tony	V.P. & Assistant Secretary	Oct 17 '24	Buy	11.28	2,300	25,944	9,400	Oct 18 12:05 PM

GUG

Guggenheim Active Allocation Fund

AVK

Advent Convertible and Income Fund

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