CSWC

Capital Southwest Corp

23.34

Nov 03 • 9:09 AM ET -0.09 (-0.38%)

Financial Asset Management USA Small NASD

Nov 02, 4:36 PMCapital Southwest posts fiscal Q2 2027 results with pre-tax net investment income $0.58 per share and revenue $67.2M (+18% YoY), beats revenue estimates

Peers: MAIN FDUS TSLX GBDC SAR BXSL OBDC TRIN ARCC HTGC

| Held by: BIZD PBDC ORR HIPS FBDC PSP VPC PEX FXED PCR

Scroll to Statements

Index	-
Market Cap	1.49B
Enterprise Value	2.82B
Income	105.52M
Sales	247.62M
Book/sh	16.64
Cash/sh	0.82
Dividend Est.	2.56 (10.97%)
Dividend TTM	2.30 (9.88%)
Dividend Ex-Date	Nov 13, 2026
Dividend Gr. 3/5Y	4.55% 7.05%
Payout	122.16%
Employees	36
IPO	Mar 17, 1980

P/E	14.03
Forward P/E	9.60
PEG	-
P/S	6.01
P/B	1.40
P/C	28.36
P/FCF	13.31
EV/EBITDA	14.53
EV/Sales	11.39
Quick Ratio	1.43
Current Ratio	1.43
Debt/Eq	1.25
LT Debt/Eq	1.25
Option/Short	Yes / Yes

EPS (ttm)	1.66
EPS next Y	2.43
EPS next Q	0.58
EPS this Y	-2.11%
EPS next Y	4.84%
EPS next 5Y	-0.93%
EPS past 3/5Y	19.88% -6.58%
Sales past 3/5Y	33.92% 32.81%
EPS Y/Y TTM	13.84%
Sales Y/Y TTM	25.12%
EPS Q/Q	-33.58%
Sales Q/Q	34.33%
Earnings	Nov 02 AMC
EPS/Sales Surpr.	-1.75% 2.36%

Insider Own	3.08%
Insider Trans	0.19%
Inst Own	28.51%
Inst Trans	-
ROA	4.64%
ROE	10.28%
ROIC	4.24%
Gross Margin	100.00%
Oper. Margin	75.38%
Profit Margin	42.61%
SMA20	1.17%
SMA50	-1.25%
SMA200	0.10%
Trades

Shs Outstand	66.49M
Shs Float	61.77M
Short Float	5.75%
Short Ratio	6.18
Short Interest	3.55M
52W High	25.69 -9.13%
52W Low	19.70 18.47%
Volatility	1.45% 1.57%
ATR (14)	0.39
RSI (14)	53.07
Beta	0.70
Rel Volume	0.04
Avg Volume	574.87K
Volume	1,231

Perf Week	2.41%
Perf Month	-0.98%
Perf Quarter	-4.18%
Perf Half Y	-3.47%
Perf YTD	6.20%
Perf Year	15.45%
Perf 3Y	11.40%
Perf 5Y	-7.59%
Perf 10Y	107.28%
Recom	1.86
Target Price	25.08
Prev Close	23.43
Price	23.34
Change %	-0.38%

Consensus

Buy

Avg. Price Target

$25.08

Implied Upside

+7.5%

Analysts13incl. previous ratings

Rating Distribution6 Buy · 7 Hold · 0 Sell

Date	Action	Analyst	Rating Change	Price Target Change	Implied Upside
Oct 07, 2025	Downgrade	RRaymond James	Outperform → Mkt Perform
Jun 24, 2025	Upgrade	CCitizens JMP	Mkt Perform → Mkt Outperform	$25	+7.1%
May 15, 2024	Downgrade	JJMP Securities	Mkt Outperform → Mkt Perform
Jan 08, 2024	Downgrade	RB. Riley Securities	Buy → Neutral	$23.50	+0.7%
Apr 11, 2023	Initiated	UUBS	Neutral	$19	-18.6%
Dec 09, 2022	Upgrade	RB. Riley Securities	Neutral → Buy	$20	-14.3%
Sep 16, 2022	Resumed	RB. Riley Securities	Neutral	$18	-22.9%
Sep 24, 2021	Initiated	OOppenheimer	Perform
Mar 05, 2021	Initiated	HHovde Group	Outperform	$24	+2.8%
Nov 05, 2020	Resumed	JJMP Securities	Mkt Outperform	$17	-27.2%
Mar 17, 2020	Upgrade	NNational Securities	Neutral → Buy
Mar 03, 2020	Downgrade	NNational Securities	Buy → Neutral
Dec 12, 2019	Initiated	RRaymond James	Outperform	$23.50	+0.7%
Oct 10, 2019	Initiated	JJefferies	Buy	$24	+2.8%
Sep 23, 2019	Initiated	NNational Securities	Buy	$23	-1.5%
Jan 25, 2019	Initiated	BB. Riley FBR	Neutral	$23	-1.5%
Nov 30, 2017	Initiated	LLadenburg Thalmann	Buy	$19	-18.6%
Aug 30, 2017	Initiated	RRobert W. Baird	Outperform	$19	-18.6%
Jun 30, 2017	Initiated	JJanney	Neutral
Jun 27, 2017	Initiated	NNational Securities	Buy	$22	-5.7%

Nov-02-26 11:25PM	Capital Southwest: Fiscal Q2 Earnings Snapshot (Associated Press)
04:01PM	Capital Southwest Announces Financial Results for Second Fiscal Quarter Ended September 30, 2026 (GlobeNewswire)
Oct-26-26 12:03PM	Capital Southwest Must Prove Its Origination Surge Can Outrun Falling Rates And Defend The Dividend (Earnings Whispers)
Oct-15-26 04:30PM	Capital Southwest Announces Preliminary Estimate of Second Quarter 2027 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
Sep-17-26 04:01PM	Capital Southwest Announces SBA Approval to Increase Leverage Commitment Available to Capital Southwest SBIC II, LP (GlobeNewswire)
05:55PM	Loading…
Sep-10-26 05:55PM	Capital Southwest Corporation Prices Public Offering of $350 Million 6.750% Notes due 2031 (GlobeNewswire)
Sep-02-26 05:18PM	Capital Southwest Increases Corporate Credit Facility to $595 million and Extends Maturity to September 2031 (GlobeNewswire)
Sep-01-26 04:52PM	Capital Southwest Announces Shareholder Approval of Proposal to Increase Authorized Shares (GlobeNewswire)
Aug-27-26 04:30PM	Capital Southwest Announces Quarterly Regular Dividend for the Quarter Ending December 31, 2026 and Quarterly Supplemental Dividend Payable on December 31, 2026 (GlobeNewswire)
Aug-04-26 07:01PM	Capital Southwest Corp (CSWC) (Q1 2027) Earnings Call Highlights: Strong Originations and ... (GuruFocus.com)
04:01PM	Capital Southwest Urges Shareholders to Support Authorized Shares Proposal (GlobeNewswire)
Aug-03-26 04:14PM	Capital Southwest: Fiscal Q1 Earnings Snapshot (Associated Press)
04:01PM	Capital Southwest Announces Financial Results for First Fiscal Quarter Ended June 30, 2026 (GlobeNewswire)
Jul-16-26 04:01PM	Capital Southwest Announces Preliminary Estimate of First Quarter 2027 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
May-27-26 04:01PM	Capital Southwest Announces Quarterly Regular Dividend for the Quarter Ending September 30, 2026 and Quarterly Supplemental Dividend Payable on September 30, 2026 (GlobeNewswire)
07:04PM	Loading…
May-14-26 07:04PM	Capital Southwest Corp (CSWC) Q4 2026 Earnings Call Highlights: Robust Portfolio Growth and ... (GuruFocus.com)
May-13-26 04:32PM	Capital Southwest: Fiscal Q4 Earnings Snapshot (Associated Press)
04:01PM	Capital Southwest Announces Financial Results for Fourth Fiscal Quarter and Fiscal Year Ended March 31, 2026 (GlobeNewswire)
Apr-16-26 04:01PM	Capital Southwest Announces Preliminary Estimate of Fourth Quarter 2026 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
Apr-03-26 08:00PM	Is Capital Southwest (CSWC) Stock Outpacing Its Finance Peers This Year? (Quartz)
Mar-16-26 08:00AM	Capital Southwest Corporation Announces Trinity Capital as Partner in First Out Senior Loan Joint Venture (GlobeNewswire)
08:00AM	Capital Southwest and Trinity Capital Announce Formation of New Joint Venture (PR Newswire)
Feb-25-26 04:01PM	Capital Southwest Announces Monthly Regular Dividends for the Quarter Ending June 30, 2026 and Quarterly Supplemental Dividend Payable on June 30, 2026 (GlobeNewswire)
Feb-23-26 09:40AM	Are Finance Stocks Lagging Alerus Financial (ALRS) This Year? (Zacks)
Feb-20-26 01:12PM	Business development companies' stocks have fallen. Some look attractive for the right type of investor. (MarketWatch)
08:55AM	These 2 Finance Stocks Could Beat Earnings: Why They Should Be on Your Radar (Zacks)
Feb-09-26 12:31AM	5 Revealing Analyst Questions From Capital Southwest's Q4 Earnings Call (StockStory)
Feb-06-26 09:40AM	Is Alexander's (ALX) Stock Outpacing Its Finance Peers This Year? (Zacks)
Feb-03-26 06:00PM	Capital Southwest Corp (CSWC) Q3 2026 Earnings Call Highlights: Strong Income and Strategic ... (GuruFocus.com)
04:24PM	Capital Southwest Expands Private Credit Reach Through New Joint Venture (Insider Monkey)
12:38PM	Loading…
12:38PM	Capital Southwest Q3 Earnings Call Highlights (MarketBeat)
12:15PM	CSWC Q4 Deep Dive: New Joint Venture, Portfolio Growth, and Margin Pressures (StockStory)
Feb-02-26 05:10PM	Capital Southwest (CSWC) Q3 Earnings Match Estimates (Zacks)
04:12PM	Capital Southwest's (NASDAQ:CSWC) Q4 CY2025: Beats On Revenue (StockStory)
04:10PM	Capital Southwest: Fiscal Q3 Earnings Snapshot (Associated Press Finance)
04:01PM	Capital Southwest Announces Financial Results for Third Fiscal Quarter Ended December 31, 2025 (GlobeNewswire)
Jan-31-26 10:03PM	Earnings To Watch: Capital Southwest (CSWC) Reports Q4 Results Tomorrow (StockStory)
Jan-30-26 04:01PM	Capital Southwest Announces U.S. Federal Income Tax Treatment of 2025 Dividends (GlobeNewswire)
Jan-22-26 04:45PM	Capital Southwest Corporation Announces Formation and Launch of First Out Senior Loan Joint Venture (GlobeNewswire)
Jan-21-26 04:01PM	Capital Southwest Announces Hiring of Managing Director (GlobeNewswire)
Jan-15-26 04:25PM	Capital Southwest Announces Preliminary Estimate of Third Quarter 2026 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
Dec-09-25 04:01PM	Capital Southwest Corporation Announces the Promotion of Grant Eason to Managing Director (GlobeNewswire)
Dec-04-25 05:11PM	Wall Street Sees a 26% Upside to Capital Southwest (CSWC) (Insider Monkey)
Nov-19-25 10:36PM	Specialty Finance Stocks Q3 Teardown: Capital Southwest (NASDAQ:CSWC) Vs The Rest (StockStory)
04:01PM	Capital Southwest Announces Monthly Regular Dividends for the Quarter Ending March 31, 2026 and Quarterly Supplemental Dividend Payable on March 31, 2026 (GlobeNewswire)
Nov-18-25 09:35AM	Implied Volatility Surging for Capital Southwest Stock Options (Zacks)
Nov-13-25 03:33AM	Clear Street Upgrades Capital Southwest (CSWC) to Buy After Strong Q3 Results (Insider Monkey)
Nov-04-25 06:01PM	Capital Southwest Corp (CSWC) Q2 2026 Earnings Call Highlights: Strong Investment Income and ... (GuruFocus.com)
Nov-03-25 05:30PM	Capital Southwest (CSWC) Q2 Earnings Miss Estimates (Zacks)
04:34PM	Capital Southwest: Fiscal Q2 Earnings Snapshot (Associated Press Finance)
04:09PM	Capital Southwest (NASDAQ:CSWC) Beats Q3 Sales Expectations (StockStory)
04:01PM	Capital Southwest Announces Financial Results for Second Fiscal Quarter Ended September 30, 2025 (GlobeNewswire)
07:45AM	Capital Southwest Corp (CSWC) Q2 2026 Earnings Report Preview: What To Expect (GuruFocus.com)
Nov-01-25 11:02PM	Capital Southwest Earnings: What To Look For From CSWC (StockStory)
Oct-31-25 09:25AM	Earnings To Watch: Capital Southwest Corp (CSWC) Reports Q2 2026 Result (GuruFocus.com)
Oct-28-25 10:00AM	Hamilton Lane (HLNE) Earnings Expected to Grow: What to Know Ahead of Next Week's Release (Zacks)
Oct-27-25 10:00AM	Analysts Estimate Capital Southwest (CSWC) to Report a Decline in Earnings: What to Look Out for (Zacks)
Oct-16-25 09:11AM	Is the Options Market Predicting a Spike in Capital Southwest Stock? (Zacks)
Oct-15-25 11:33PM	Q2 Earnings Roundup: Capital Southwest (NASDAQ:CSWC) And The Rest Of The Specialty Finance Segment (StockStory)
04:01PM	Capital Southwest Announces Preliminary Estimate of Second Quarter 2026 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
Oct-07-25 01:28AM	Capital Southwest Corporation (CSWC): Examining the Performance of This Rising BDC Dividend Stock (Insider Monkey)
Sep-12-25 12:03AM	1 Reason to Sell CSWC and 1 Stock to Buy Instead (StockStory)
Sep-09-25 06:28PM	Capital Southwest Corporation Prices Public Offering of $350 million 5.950% Notes due 2030 (GlobeNewswire)
Aug-27-25 04:01PM	Capital Southwest Announces Monthly Regular Dividends for the Quarter Ending December 31, 2025 and Quarterly Supplemental Dividend Payable on December 31, 2025 (GlobeNewswire)
Aug-13-25 09:06AM	Surge PE Closes Investment Into White Plains Linen (Business Wire)
Aug-08-25 03:30AM	Capital Southwest Corp (CSWC) Q1 2026 Earnings Call Highlights: Strong Investment Income and ... (GuruFocus.com)
Aug-06-25 05:15PM	Capital Southwest (CSWC) Q1 Earnings Match Estimates (Zacks)
04:11PM	Capital Southwest: Fiscal Q1 Earnings Snapshot (Associated Press Finance)
04:01PM	Capital Southwest Announces Financial Results for First Fiscal Quarter Ended June 30, 2025 (GlobeNewswire)
Aug-05-25 09:56AM	Capital Southwest Corp (CSWC) Q1 2026: Everything You Need to Know Ahead of Earnings (GuruFocus.com)
Aug-01-25 08:15AM	T. Rowe Price (TROW) Q2 Earnings Top Estimates (Zacks)
Jul-15-25 04:30PM	Capital Southwest Announces Preliminary Estimate of First Quarter 2026 Operating Results and Earnings Release and Conference Call Schedule (GlobeNewswire)
Jul-02-25 04:01PM	Capital Southwest Receives Affirmed Investment Grade Rating from Fitch Ratings (GlobeNewswire)
Jun-11-25 04:01PM	Capital Southwest Announces Transition to Monthly Regular Dividends and Declares Total Dividends of $0.64 per share for the Quarter Ending September 30, 2025 (GlobeNewswire)
May-16-25 03:12AM	Capital Southwest Corp (CSWC) Q4 2025 Earnings Call Highlights: Robust Portfolio Growth and ... (GuruFocus.com)
02:26AM	Q4 2025 Capital Southwest Corp Earnings Call (Thomson Reuters StreetEvents)
May-14-25 05:55PM	Capital Southwest (CSWC) Misses Q4 Earnings and Revenue Estimates (Zacks)
04:01PM	Capital Southwest Announces Financial Results for Fourth Fiscal Quarter and Fiscal Year Ended March 31, 2025 (GlobeNewswire)
09:50AM	Capital Southwest (CSWC) Crossed Above the 50-Day Moving Average: What That Means for Investors (Zacks)
09:32AM	Capital Southwest Corp (CSWC) Q4 2025: Everything You Need To Know Ahead Of Earnings (GuruFocus.com)
May-13-25 10:55AM	TTWO Set to Report Q4 Earnings: What's in Store for the Stock? (Zacks)
09:35AM	Capital Southwest (CSWC) Crossed Above the 20-Day Moving Average: What That Means for Investors (Zacks)
09:31AM	What To Expect From Capital Southwest Corp (CSWC) Q4 2025 Earnings (GuruFocus.com)
May-12-25 05:45PM	Cannae Holdings, Inc. (CNNE) Reports Q1 Loss, Lags Revenue Estimates (Zacks)
01:01PM	Will Healthy Y/Y Revenue Growth Boost Keysight's Q2 Earnings? (Zacks)
12:23PM	TCEHY Set to Report Q1 Earnings: What's in Store for the Stock? (Zacks)
May-07-25 10:00AM	Capital Southwest (CSWC) Expected to Beat Earnings Estimates: Can the Stock Move Higher? (Zacks)
08:50AM	How to Boost Your Portfolio with Top Finance Stocks Set to Beat Earnings (Zacks)
May-06-25 10:29AM	HUT Set to Report Q1 Earnings: What's in Store for the Stock? (Zacks)
10:23AM	CLSK Set to Report Q2 Earnings: What's in Store for the Stock? (Zacks)
May-02-25 11:44PM	BDC Weekly Review: BDCs Are Taking Advantage Of Wider Spreads (Seeking Alpha)
09:45AM	Franklin Resources (BEN) Q2 Earnings Meet Estimates (Zacks)
May-01-25 08:45AM	Janus Henderson Group plc (JHG) Beats Q1 Earnings and Revenue Estimates (Zacks)
Apr-28-25 04:01PM	Capital Southwest Announces Regular Dividend of $0.58 per share and Supplemental Dividend of $0.06 per share for the Quarter Ending June 30, 2025 (GlobeNewswire)
Apr-26-25 09:03AM	BDC Weekly Review: Q2 Guidance Starts To Trickle In (Seeking Alpha)
Apr-24-25 08:15AM	Ameriprise Financial Services (AMP) Beats Q1 Earnings Estimates (Zacks)
Apr-22-25 09:39AM	Can Rithm Capital Navigate Lower Servicing Revenues in Q1 Earnings? (Zacks)
Apr-21-25 07:31PM	Focusing On Lower Risk Shares (And Updated Charts For High-Yield Stocks) (Seeking Alpha)
04:01PM	Capital Southwest Announces Receipt of Second SBIC License (GlobeNewswire)
12:36PM	Can Discover Financial Beat Q1 Earnings on PULSE Strength? (Zacks)

Show Previous News

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Thomas William R III	Director	Oct 01 '26	Buy	23.04	2,170	50,005	22,842	Oct 01 07:04 PM
Rogers-Windsor Ramona Lynn	Director	Jun 30 '26	Buy	23.70	211	5,000	23,091	Jun 30 04:13 PM
BATTIST CHRISTINE	Director	Jun 17 '26	Buy	23.23	860	19,978	14,075	Jun 18 04:01 PM
WILLIAM R THOMAS	Director	Jun 05 '26	Proposed Sale	23.29	4,661	108,569		Jun 05 04:10 PM
Thomas William R III	Director	Jun 05 '26	Buy	23.40	5,000	117,000	18,683	Jun 05 04:01 PM
Thomas William R III	Director	Jun 05 '26	Sale	23.29	4,661	108,569	13,683	Jun 05 04:01 PM
Rogers-Windsor Ramona Lynn	Director	Jun 01 '26	Buy	23.42	213	4,988	22,880	Jun 01 04:19 PM
Sarner Michael Scott	President and CEO	Feb 27 '26	Buy	21.90	2,695	59,013	473,154	Mar 02 04:06 PM
BATTIST CHRISTINE	Director	Feb 09 '26	Buy	23.16	600	13,895	13,215	Feb 09 05:14 PM

Capital Southwest Corp operates as an investment company, which provides financing to middle market companies. Its investment objective is to produce attractive risk-adjusted returns by generating current income from debt investments and capital appreciation from equity and equity related investments. The company was founded on April 19, 1961 and is headquartered in Dallas, TX.

Board chairman & DirectorMr. David R. Brooks

PresidentMr. Michael Scott Sarner

Senior MD & Chief Investment OfficerMr. Joshua S. Weinstein CFA

CFOMr. Chris T. Rehberger

Executive VP of AccountingMs. Amy Baker CPA

open in yahoo | open in reuters | open in marketwatch | open in google | open in EDGAR

CSWC

Capital Southwest Corp

Upgrade your Finviz experience