Broadridge Financial Solutions, Inc. provides investor communications and technology-driven solutions for the financial services industry worldwide. The company's Investor Communication Solutions segment processes and distributes proxy materials to investors in equity securities and mutual funds, as well as facilitates related vote processing services; and offers ProxyEdge, an electronic proxy delivery and voting solution. It also distributes regulatory reports, class action, and corporate action/reorganization event information, as well as tax reporting solutions; and provides content management, composition, and omni-channel distribution of regulatory, marketing, and transactional information, as well as mutual fund trade processing services. This segment offers data and analytics solutions; solutions for public corporations and mutual funds; financial reporting document composition and management solutions; SEC disclosure and filing services; registrar, stock transfer, and record-keeping services; and omni-channel customer communications solutions, as well as operates Broadridge Communications Cloud platform that creates, delivers, and manages communications and customer engagement activities. The company's Global Technology and Operations segment offers desktop productivity tools, data aggregation, performance reporting, portfolio management, order capture and execution, trade confirmation, margin, cash management, clearance and settlement, asset servicing, reference data management, reconciliations, securities financing and collateral optimization, compliance and regulatory reporting, and portfolio accounting and custody-related services. It also provides business process outsourcing services; technology solutions, such as portfolio management, compliance, and operational workflow solutions; and capital market and wealth management solutions. The company was founded in 1962 and is headquartered in Lake Success, New York. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
Stingi Richard John | Corporate VP and CHRO | Apr 01 | Option Exercise | 0.00 | 432 | 0 | 3,843 | Apr 05 03:57 PM | Duelks Robert N | Director | Feb 16 | Option Exercise | 22.05 | 22,056 | 486,234 | 44,358 | Feb 18 04:15 PM | Duelks Robert N | Director | Feb 16 | Sale | 145.75 | 1,300 | 189,476 | 7,700 | Feb 18 04:15 PM | Reese Edmund | Corporate VP and CFO | Feb 01 | Option Exercise | 0.00 | 1,943 | 0 | 4,987 | Feb 02 11:55 AM | Reese Edmund | Corporate VP and CFO | Jan 31 | Option Exercise | 0.00 | 3,021 | 0 | 4,744 | Feb 02 11:55 AM | PERRY CHRISTOPHER JOHN | President | Dec 28 | Option Exercise | 98.31 | 466 | 45,812 | 65,055 | Dec 28 04:49 PM | PERRY CHRISTOPHER JOHN | President | Dec 28 | Sale | 185.04 | 415 | 76,791 | 64,640 | Dec 28 04:49 PM | Gumbs Keir D | CVP and Chief Legal Officer | Dec 15 | Option Exercise | 0.00 | 8,079 | 0 | 8,079 | Dec 17 11:22 AM | SCHIFELLITE ROBERT | Corporate SVP | Dec 07 | Option Exercise | 50.95 | 18,040 | 919,138 | 72,668 | Dec 07 12:20 PM | SCHIFELLITE ROBERT | Corporate SVP | Dec 07 | Sale | 173.26 | 18,063 | 3,129,613 | 54,605 | Dec 07 12:20 PM | SCHIFELLITE ROBERT | Corporate SVP | Dec 03 | Option Exercise | 50.95 | 14,960 | 762,212 | 67,116 | Dec 06 04:19 PM | SCHIFELLITE ROBERT | Corporate SVP | Dec 03 | Sale | 173.11 | 12,488 | 2,161,759 | 54,628 | Dec 06 04:19 PM | Mayadas Vijay | Corporate Vice President | Nov 29 | Option Exercise | 71.21 | 28,836 | 2,053,506 | 56,434 | Nov 29 02:48 PM | Mayadas Vijay | Corporate Vice President | Nov 29 | Sale | 174.00 | 25,208 | 4,386,192 | 31,226 | Nov 29 02:48 PM | BRUN LESLIE A | Director | Nov 18 | Option Exercise | 21.29 | 17,113 | 364,336 | 57,753 | Nov 18 02:22 PM | Tae Michael S | Corporate VP, CTO, ICS | Nov 10 | Option Exercise | 87.61 | 36,309 | 3,181,128 | 43,573 | Nov 10 05:15 PM | Tae Michael S | Corporate VP, CTO, ICS | Nov 10 | Sale | 178.53 | 34,556 | 6,169,110 | 9,017 | Nov 10 05:15 PM | PERRY CHRISTOPHER JOHN | President | Oct 19 | Option Exercise | 93.88 | 11,519 | 1,081,404 | 74,693 | Oct 20 10:42 AM | PERRY CHRISTOPHER JOHN | President | Oct 19 | Sale | 180.14 | 10,104 | 1,820,106 | 64,589 | Oct 20 10:42 AM | PERRY CHRISTOPHER JOHN | President | Oct 15 | Option Exercise | 93.88 | 1,016 | 95,382 | 64,076 | Oct 15 04:40 PM | PERRY CHRISTOPHER JOHN | President | Oct 15 | Sale | 180.01 | 902 | 162,367 | 63,174 | Oct 15 04:40 PM | DALY RICHARD J | Executive Chairman | Oct 07 | Option Exercise | 97.86 | 81,909 | 8,015,488 | 221,254 | Oct 08 04:13 PM | DALY RICHARD J | Executive Chairman | Oct 07 | Sale | 168.43 | 73,300 | 12,346,080 | 147,954 | Oct 08 04:13 PM | DALY RICHARD J | Executive Chairman | Oct 06 | Option Exercise | 92.91 | 102,847 | 9,555,756 | 231,354 | Oct 07 03:04 PM | DALY RICHARD J | Executive Chairman | Oct 06 | Sale | 165.50 | 92,009 | 15,227,756 | 139,345 | Oct 07 03:04 PM | DALY RICHARD J | Executive Chairman | Oct 05 | Option Exercise | 67.32 | 39,000 | 2,625,480 | 206,168 | Oct 07 03:04 PM | DALY RICHARD J | Executive Chairman | Oct 05 | Sale | 164.02 | 77,661 | 12,737,786 | 128,507 | Oct 07 03:04 PM | Tae Michael S | Corporate VP, CTO, ICS | Oct 01 | Option Exercise | 0.00 | 4,928 | 0 | 9,883 | Oct 05 12:40 PM | Gokey Timothy C | CEO | Sep 23 | Option Exercise | 36.97 | 60,908 | 2,251,769 | 187,595 | Sep 24 10:30 AM | Gokey Timothy C | CEO | Sep 23 | Sale | 167.61 | 49,897 | 8,363,017 | 137,698 | Sep 24 10:30 AM | Mayadas Vijay | Corporate Vice President | Sep 07 | Option Exercise | 36.97 | 1,312 | 48,505 | 28,691 | Sep 07 05:30 PM | Mayadas Vijay | Corporate Vice President | Sep 07 | Sale | 169.42 | 1,093 | 185,176 | 27,598 | Sep 07 05:30 PM | Mayadas Vijay | Corporate Vice President | Sep 03 | Option Exercise | 36.97 | 24,506 | 905,987 | 47,794 | Sep 07 05:30 PM | Mayadas Vijay | Corporate Vice President | Sep 03 | Sale | 171.10 | 20,415 | 3,492,939 | 27,379 | Sep 07 05:30 PM | Mayadas Vijay | Corporate Vice President | Sep 02 | Option Exercise | 36.97 | 2,083 | 77,009 | 25,023 | Sep 07 05:30 PM | Mayadas Vijay | Corporate Vice President | Sep 02 | Sale | 171.00 | 1,735 | 296,685 | 23,288 | Sep 07 05:30 PM | AMSTERDAM ADAM D | CVP and Sr. Advisor to the CEO | Aug 24 | Sale | 171.72 | 5,500 | 944,443 | 11,397 | Aug 25 11:26 AM | Liberatore Michael | VP, ICS - Mutual Funds | Aug 16 | Option Exercise | 77.47 | 27,172 | 2,104,892 | 39,684 | Aug 18 02:23 PM | Liberatore Michael | VP, ICS - Mutual Funds | Aug 16 | Sale | 175.65 | 32,727 | 5,748,591 | 6,957 | Aug 18 02:23 PM | PERRY CHRISTOPHER JOHN | President | Aug 13 | Option Exercise | 67.32 | 2,523 | 169,848 | 65,184 | Aug 13 04:28 PM | PERRY CHRISTOPHER JOHN | President | Aug 13 | Sale | 175.00 | 2,124 | 371,700 | 63,060 | Aug 13 04:28 PM | PERRY CHRISTOPHER JOHN | President | Aug 03 | Option Exercise | 67.32 | 15,300 | 1,029,996 | 71,637 | Aug 04 09:38 AM | PERRY CHRISTOPHER JOHN | President | Aug 03 | Sale | 175.02 | 12,909 | 2,259,292 | 58,728 | Aug 04 09:38 AM | PERRY CHRISTOPHER JOHN | President | Aug 02 | Option Exercise | 67.32 | 1,075 | 72,369 | 57,237 | Aug 02 04:46 PM | PERRY CHRISTOPHER JOHN | President | Aug 02 | Sale | 175.07 | 900 | 157,564 | 56,337 | Aug 02 04:46 PM | PERRY CHRISTOPHER JOHN | President | Jul 14 | Option Exercise | 51.95 | 15,337 | 796,757 | 68,783 | Jul 15 12:34 PM | PERRY CHRISTOPHER JOHN | President | Jul 14 | Sale | 170.04 | 12,621 | 2,146,042 | 56,162 | Jul 15 12:34 PM |
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