| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| PICK EDWARD | Chairman and CEO | Oct 31 '25 | Sale | 164.34 | 100,000 | 16,434,440 | 574,986 | Oct 31 04:42 PM | | EDWARD PICK | Affiliate | Oct 31 '25 | Proposed Sale | 164.34 | 100,000 | 16,434,440 | | Oct 31 04:39 PM | | MORGAN STANLEY SMITH BARNEY LL | Indirectly controlled by the i | Oct 17 '25 | Proposed Sale | 159.84 | 3,320 | 530,653 | | Oct 17 04:23 PM | | YESHAYA SHARON | Chief Financial Officer | Jul 17 '25 | Sale | 139.81 | 25,583 | 3,576,706 | 0 | Jul 18 04:13 PM | | SMITH CHARLES A | Chief Risk Officer | Jul 17 '25 | Sale | 140.30 | 20,000 | 2,805,918 | 119,239 | Jul 18 04:12 PM | | SIMKOWITZ DANIEL A | Co-President | Jul 17 '25 | Sale | 141.13 | 29,000 | 4,092,628 | 399,105 | Jul 18 04:11 PM | | SAPERSTEIN ANDREW M | Co-President | Jul 17 '25 | Sale | 140.97 | 43,566 | 6,141,714 | 0 | Jul 18 04:10 PM | | MORGAN STANLEY SMITH BARNEY LL | Indirectly controlled by the i | Jul 18 '25 | Proposed Sale | 140.76 | 3,370 | 474,368 | | Jul 18 04:09 PM | | Pizzi Michael A. | Head Technology & Operations | Jul 17 '25 | Sale | 140.62 | 18,000 | 2,531,077 | 136,407 | Jul 18 04:08 PM | | GROSSMAN ERIC F | Chief Legal/Admin Officer | Jul 17 '25 | Sale | 141.12 | 12,000 | 1,693,400 | 186,420 | Jul 18 04:07 PM | | DANIEL A. SIMKOWITZ &MARI NAKA | Affiliate | Jul 17 '25 | Proposed Sale | 141.13 | 29,000 | 4,092,628 | | Jul 17 04:37 PM | | ANDREW MICHAEL SAPERSTEIN 2025 | Affiliate | Jul 17 '25 | Proposed Sale | 140.97 | 43,566 | 6,141,712 | | Jul 17 04:34 PM | | ERIC F GROSSMAN | Affiliate | Jul 17 '25 | Proposed Sale | 141.11 | 12,000 | 1,693,344 | | Jul 17 04:30 PM | | MICHAEL A. PIZZI REVOCABLE TRU | Affiliate | Jul 17 '25 | Proposed Sale | 140.62 | 18,000 | 2,531,077 | | Jul 17 04:22 PM | | VJN LLC | Affiliate | Jul 17 '25 | Proposed Sale | 139.81 | 25,583 | 3,576,706 | | Jul 17 04:16 PM | | CHARLES A. SMITH | Affiliate | Jul 17 '25 | Proposed Sale | 140.30 | 20,000 | 2,805,918 | | Jul 17 04:15 PM | | DANIEL A. SIMKOWITZ | Affiliate | May 12 '25 | Proposed Sale | 127.37 | 29,013 | 3,695,519 | | May 12 04:19 PM | | SIMKOWITZ DANIEL A | Co-President | May 12 '25 | Sale | 127.37 | 29,013 | 3,695,519 | 425,854 | May 12 04:12 PM | | Herz Robert H | Director | May 02 '25 | Sale | 119.32 | 800 | 95,459 | 96,760 | May 02 04:13 PM | | SAPERSTEIN ANDREW M | Co-President | May 02 '25 | Sale | 120.00 | 40,000 | 4,799,812 | 335,765 | May 02 04:09 PM | | ROBERT HERZ | Affiliate | May 02 '25 | Proposed Sale | 119.32 | 800 | 95,459 | | May 02 04:05 PM | | ANDY SAPERSTEIN | Affiliate | May 02 '25 | Proposed Sale | 120.00 | 40,000 | 4,799,812 | | May 02 04:02 PM | | MORGAN STANLEY SMITH BARNEY LL | Indirectly controlled by the i | Apr 16 '25 | Proposed Sale | 108.84 | 2,960 | 322,181 | | Apr 16 04:31 PM | | GROSSMAN ERIC F | Chief Legal/Admin Officer | Apr 15 '25 | Sale | 111.65 | 10,068 | 1,124,093 | 199,274 | Apr 16 04:27 PM | | ERIC F GROSSMAN | Affiliate | Apr 15 '25 | Proposed Sale | 111.65 | 10,068 | 1,124,092 | | Apr 15 04:36 PM | | JAMES P GORMAN | Chairman Emeritus | Feb 27 '25 | Proposed Sale | 132.00 | 50,000 | 6,600,000 | | Feb 27 04:45 PM | | JAMES P GORMAN | Chairman Emeritus | Feb 24 '25 | Proposed Sale | 130.00 | 100,000 | 13,000,000 | | Feb 24 04:19 PM | | CRAWLEY MANDELL | Chief Client Officer | Jan 22 '25 | Sale | 138.06 | 8,312 | 1,147,555 | 55,249 | Jan 23 04:15 PM | | GROSSMAN ERIC F | Chief Legal/Admin Officer | Jan 21 '25 | Sale | 136.20 | 13,097 | 1,783,754 | 197,444 | Jan 23 04:14 PM | | SIMKOWITZ DANIEL A | Co-President | Jan 21 '25 | Sale | 136.61 | 36,631 | 5,004,069 | 423,729 | Jan 23 04:12 PM | | SAPERSTEIN ANDREW M | Co-President | Jan 21 '25 | Sale | 136.43 | 30,820 | 4,204,676 | 327,008 | Jan 23 04:11 PM | | Pizzi Michael A. | Head Technology & Operations | Jan 21 '25 | Sale | 136.92 | 18,391 | 2,518,164 | 137,788 | Jan 23 04:10 PM | | AKRAM RAJA | Deputy Chief Financial Officer | Jan 21 '25 | Sale | 136.01 | 17,500 | 2,380,175 | 81,440 | Jan 23 04:10 PM | | MANDELL L CRAWLEY | Affilliate | Jan 22 '25 | Proposed Sale | 138.06 | 8,312 | 1,147,555 | | Jan 22 04:41 PM | | ANDY SAPERSTEIN | Affiliate | Jan 21 '25 | Proposed Sale | 136.43 | 30,820 | 4,204,674 | | Jan 21 04:41 PM | | ERIC GROSSMAN | Affiliate | Jan 21 '25 | Proposed Sale | 136.18 | 13,097 | 1,783,549 | | Jan 21 04:40 PM | | MICHAEL A. PIZZI REVOCABLE TRU | Affiliate | Jan 21 '25 | Proposed Sale | 136.92 | 18,391 | 2,518,164 | | Jan 21 04:38 PM | | DANIEL A. SIMKOWITZ & MARI NAK | Affiliate | Jan 21 '25 | Proposed Sale | 136.61 | 36,631 | 5,004,066 | | Jan 21 04:38 PM | | MORGAN STANLEY SMITH BARNEY LL | Indirectly controlled by the i | Jan 21 '25 | Proposed Sale | 136.95 | 3,548 | 485,900 | | Jan 21 04:18 PM | | JAMES P GORMAN | Chairman Emeritus | Jan 17 '25 | Proposed Sale | 137.66 | 170,421 | 23,459,303 | | Jan 17 04:24 PM | | JPG 2023 CC GRAT | Chairman Emeritus | Jan 17 '25 | Proposed Sale | 135.26 | 29,579 | 4,000,885 | | Jan 17 04:08 PM |
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