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12:04AM
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(The Wall Street Journal) |
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The Swiss Helvetia Fund Inc. is a closed-ended equity mutual fund launched and managed by Schroder Investment Management North America Inc. The fund invests in public equity markets of Switzerland. It seeks to invest in stocks of companies operating across diversified sectors. The fund primarily invests in value stocks of companies across all market capitalizations. It employs fundamental analysis with a bottom-up stock picking approach, focusing on factors such as capital appreciation, income, economic and industry trends, quality of management, financial condition, business plan, industry and sector market position, dividend payout ratio, and corporate governance to create its portfolio. The fund benchmarks the performance of its portfolio against the S&P 500 Index and MSCI EAFE Index. It was previously known as The Helvetia Fund, Inc. The Swiss Helvetia Fund Inc. was formed in October 24, 1986 and is domiciled in the United States. |
|
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Dakos Andrew | President and CEO | Mar 24 '26 | Buy | 5.96 | 6,000 | 35,750 | 73,119 | Mar 26 04:25 PM | | GOLDSTEIN PHILLIP | Secretary | Mar 18 '26 | Buy | 5.98 | 10,000 | 59,800 | 113,234 | Mar 19 04:20 PM | | Dakos Andrew | President and CEO | Mar 12 '26 | Buy | 6.00 | 3,324 | 19,944 | 67,119 | Mar 13 05:08 PM | | Dakos Andrew | President and CEO | Mar 11 '26 | Buy | 6.00 | 1,700 | 10,200 | 63,795 | Mar 13 05:08 PM | | Dakos Andrew | President and CEO | Mar 06 '26 | Buy | 5.97 | 12,500 | 74,625 | 62,095 | Mar 09 04:05 PM | | Dakos Andrew | President and CEO | Mar 05 '26 | Buy | 6.01 | 12,000 | 72,120 | 49,595 | Mar 09 04:05 PM | | GOLDSTEIN PHILLIP | Secretary | Mar 05 '26 | Buy | 5.99 | 10,000 | 59,900 | 103,234 | Mar 09 04:05 PM | | GOLDSTEIN PHILLIP | Secretary | Mar 03 '26 | Buy | 6.01 | 5,000 | 30,050 | 93,234 | Mar 05 04:11 PM | | Dakos Andrew | President and CEO | Mar 02 '26 | Buy | 6.02 | 14,918 | 89,762 | 37,595 | Mar 04 04:18 PM | | Dakos Andrew | President and CEO | Feb 26 '26 | Buy | 6.17 | 5,000 | 30,850 | 20,677 | Mar 02 06:46 PM | | Dakos Andrew | President and CEO | Feb 27 '26 | Buy | 6.20 | 2,000 | 12,400 | 22,677 | Mar 02 06:46 PM | | GOLDSTEIN PHILLIP | Director | Feb 23 '26 | Buy | 6.13 | 5,000 | 30,650 | 87,910 | Feb 25 04:26 PM | | Dakos Andrew | President and CEO | Feb 23 '26 | Buy | 6.13 | 4,000 | 24,540 | 14,003 | Feb 25 04:06 PM | | Dakos Andrew | President and CEO | Feb 24 '26 | Buy | 6.16 | 1,674 | 10,319 | 15,677 | Feb 25 04:06 PM | | Dakos Andrew | President and CEO | Feb 19 '26 | Buy | 6.12 | 5,000 | 30,599 | 7,003 | Feb 23 04:05 PM | | Dakos Andrew | President and CEO | Feb 20 '26 | Buy | 6.16 | 3,000 | 18,476 | 10,003 | Feb 23 04:05 PM | | GOLDSTEIN PHILLIP | Director | Feb 06 '26 | Buy | 6.07 | 10,000 | 60,700 | 82,910 | Feb 10 04:05 PM | | Dakos Andrew | President and CEO | Feb 03 '26 | Buy | 5.97 | 10,000 | 59,670 | 33,453 | Feb 05 06:55 PM | | Dakos Andrew | President and CEO | Feb 04 '26 | Buy | 6.03 | 6,000 | 36,180 | 39,453 | Feb 05 06:55 PM | | SELL MORITZ A | Director | Feb 02 '26 | Buy | 5.98 | 1,120 | 6,698 | 8,998 | Feb 04 04:05 PM | | SELL MORITZ A | Director | Feb 03 '26 | Buy | 5.96 | 1,000 | 5,960 | 9,998 | Feb 04 04:05 PM | | GOLDSTEIN PHILLIP | Director | Jan 30 '26 | Buy | 5.92 | 10,000 | 59,200 | 72,910 | Feb 03 04:00 PM | | CSS LLC/IL | 10% Owner | Dec 30 '25 | Sale | 6.25 | 12,196 | 76,180 | 1,686,971 | Dec 31 11:55 AM | | CSS LLC/IL | 10% Owner | Dec 29 '25 | Sale | 6.26 | 7,772 | 48,665 | 1,699,167 | Dec 31 11:55 AM | | CSS LLC/IL | 10% Owner | Dec 26 '25 | Sale | 6.26 | 21,000 | 131,436 | 1,706,939 | Dec 29 04:17 PM | | CSS LLC/IL | 10% Owner | Dec 23 '25 | Sale | 6.25 | 5,400 | 33,775 | 1,729,039 | Dec 29 04:17 PM | | CSS LLC/IL | 10% Owner | Dec 24 '25 | Sale | 6.22 | 1,100 | 6,843 | 1,727,939 | Dec 29 04:17 PM | | CSS LLC/IL | 10% Owner | Dec 22 '25 | Sale | 6.26 | 1,067 | 6,678 | 1,734,439 | Dec 29 04:17 PM | | CSS LLC/IL | 10% Owner | Dec 15 '25 | Sale | 6.23 | 7,000 | 43,600 | 1,735,506 | Dec 17 10:29 AM | | SELL MORITZ A | Director | Dec 11 '25 | Option Exercise | 6.07 | 7,400 | 44,918 | 11,800 | Dec 12 05:16 PM | | Dakos Andrew | President and CEO | Dec 11 '25 | Option Exercise | 6.07 | 35,064 | 212,838 | 35,128 | Dec 12 05:14 PM | | Das Rajeev P | Secretary | Dec 11 '25 | Option Exercise | 6.07 | 468 | 2,841 | 500 | Dec 12 05:09 PM | | GOLDSTEIN PHILLIP | Director | Dec 11 '25 | Option Exercise | 6.07 | 80,976 | 491,524 | 93,224 | Dec 12 05:04 PM | | SELL MORITZ A | Director | Oct 27 '25 | Buy | 6.05 | 1,000 | 6,055 | 4,400 | Oct 29 04:16 PM | | SELL MORITZ A | Director | Jun 30 '25 | Buy | 6.34 | 1,815 | 11,507 | 3,400 | Jul 01 04:39 PM | | HELLERMAN GERALD | Director | Apr 02 '25 | Sale | 9.24 | 41 | 379 | 5,283 | Apr 03 04:05 PM |
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