Raymond James Financial, Inc. is an investment holding company, which engages in the provision of financial and investment services. Its services include investment management, merger and acquisition and advisory, the underwriting, distribution, trading and brokerage of equity and debt securities, sale of mutual funds, corporate and retail banking, and trust services. It operates through the following segments: Private Client Group, Capital Markets, Asset Management, Bank, and Other. The Private Client Group segment provides financial planning, investment advisory, and securities transaction services to clients through financial advisors. The Capital Markets segment focuses on investment banking, institutional sales, securities trading, equity research and the syndication, and management of investments in low-income housing funds and funds of a similar nature. The Asset Management segment is involved in asset management, portfolio management, and related administrative services to retail and institutional clients. The Bank segment refers to the results of banking operations. The Other segment includes private equity investments, which predominantly consist of investments in third-party funds. The company was founded by Robert A. James in 1962 and is headquartered in St. Petersburg, FL. |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Coulter James Robert Edward | Director & CEO, RJ Ltd. | Sep 30 '24 | Option Exercise | 0.00 | 2,058 | 0 | 17,975 | Oct 01 04:21 PM | | Elwyn Tashtego S | CEO & President - RJA | Aug 12 '24 | Sale | 109.64 | 31,277 | 3,429,263 | 35,380 | Aug 13 05:06 PM | | Elwyn Tashtego S | Officer | Aug 12 '24 | Proposed Sale | 109.64 | 31,277 | 3,429,142 | | Aug 12 02:52 PM | | Allaire Bella Loykhter | Executive Vice President-RJA | Jul 31 '24 | Sale | 115.00 | 17,363 | 1,996,684 | 75,586 | Aug 02 08:17 AM | | Allaire Bella Loykhter | Officer | Jul 31 '24 | Proposed Sale | 115.51 | 17,363 | 2,005,600 | | Jul 31 10:36 AM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | May 03 '24 | Sale | 124.44 | 11,095 | 1,380,614 | 46,977 | May 06 04:42 PM | | Raney Steven M | President & CEO RJBank | Apr 26 '24 | Sale | 121.01 | 4,174 | 505,107 | 51,009 | Apr 29 02:41 PM | | MCDANIEL RAYMOND W | Director | Apr 10 '24 | Option Exercise | 0.00 | 1,846 | 0 | 1,846 | Apr 12 04:04 PM | | GARCIA ART A | Director | Apr 10 '24 | Option Exercise | 0.00 | 1,846 | 0 | 2,725 | Apr 12 10:22 AM | | Seshadri Raj | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 9,515 | Feb 26 04:10 PM | | Gates Anne | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 12,581 | Feb 26 04:09 PM | | Esty Benjamin | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 27,527 | Feb 26 04:08 PM | | Johnson Gordon L | Director | Feb 22 '24 | Option Exercise | 0.00 | 2,281 | 0 | 40,642 | Feb 26 04:06 PM | | DEBEL MARLENE | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 5,856 | Feb 26 11:55 AM | | DUTKOWSKY ROBERT M | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 11,149 | Feb 26 09:41 AM | | MCGEARY RODERICK C | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 20,087 | Feb 26 09:21 AM | | Edwards Jeffrey N | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 28,577 | Feb 26 09:18 AM | | GARCIA ART A | Director | Feb 09 '24 | Buy | 112.30 | 879 | 98,715 | 879 | Feb 13 07:40 AM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Jan 29 '24 | Sale | 111.91 | 1,891 | 211,626 | 21,491 | Jan 31 10:00 AM | | Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15 '23 | Option Exercise | 0.00 | 3,177 | 0 | 95,272 | Dec 19 03:34 PM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 15 '23 | Option Exercise | 0.00 | 2,768 | 0 | 52,766 | Dec 19 10:11 AM | | Elwyn Tashtego S | CEO & President - RJA | Dec 15 '23 | Option Exercise | 0.00 | 2,768 | 0 | 70,030 | Dec 18 03:55 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 15 '23 | Option Exercise | 0.00 | 7,176 | 0 | 63,862 | Dec 18 03:54 PM | | Aisenbrey Christopher S | Chief Human Resources Officer | Dec 15 '23 | Option Exercise | 0.00 | 591 | 0 | 9,575 | Dec 18 03:54 PM | | Perry Jodi | President, ICD for RJFS | Dec 15 '23 | Option Exercise | 0.00 | 452 | 0 | 14,633 | Dec 18 01:52 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 15 '23 | Option Exercise | 0.00 | 1,148 | 0 | 24,330 | Dec 18 01:20 PM | | Catanese George | Chief Risk Officer | Dec 15 '23 | Option Exercise | 0.00 | 759 | 0 | 12,471 | Dec 18 01:12 PM | | REILLY PAUL C | Chair & CEO | Dec 15 '23 | Option Exercise | 0.00 | 30,833 | 0 | 283,939 | Dec 18 01:12 PM | | Shoukry Paul M | Chief Financial Officer | Dec 15 '23 | Option Exercise | 0.00 | 1,805 | 0 | 24,112 | Dec 18 12:07 PM | | Curtis Scott A | President, PCG | Dec 15 '23 | Option Exercise | 0.00 | 3,075 | 0 | 181,605 | Dec 18 12:07 PM | | Raney Steven M | President & CEO RJBank | Dec 15 '23 | Option Exercise | 0.00 | 1,476 | 0 | 57,094 | Dec 18 08:55 AM | | Raney Steven M | President & CEO RJBank | Dec 15 '23 | Sale | 110.42 | 930 | 102,691 | 55,618 | Dec 18 08:55 AM | | JAMES THOMAS A | Chairman Emeritus | Dec 15 '23 | Option Exercise | 0.00 | 821 | 0 | 17,606,654 | Dec 18 08:55 AM | | Shoukry Paul M | Chief Financial Officer | Dec 12 '23 | Option Exercise | 0.00 | 900 | 0 | 22,526 | Dec 12 05:30 PM | | Perry Jodi | President, ICD for RJFS | Dec 12 '23 | Option Exercise | 0.00 | 900 | 0 | 14,400 | Dec 12 05:30 PM | | Coulter James Robert Edward | Director & CEO, RJ Ltd. | Dec 11 '23 | Option Exercise | 0.00 | 407 | 0 | 15,917 | Dec 11 05:26 PM | | Catanese George | Chief Risk Officer | Dec 04 '23 | Sale | 106.75 | 3,866 | 412,685 | 11,712 | Dec 05 10:55 AM | | Carter Horace | President, Fixed Income | Dec 04 '23 | Option Exercise | 0.00 | 5,217 | 0 | 30,432 | Dec 05 10:53 AM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 51,262 | Dec 01 04:29 PM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 47,092 | Dec 01 04:29 PM | | REILLY PAUL C | Chair & CEO | Nov 29 '23 | Option Exercise | 0.00 | 3,750 | 0 | 316,238 | Dec 01 04:22 PM | | REILLY PAUL C | Chair & CEO | Nov 30 '23 | Option Exercise | 0.00 | 11,700 | 0 | 276,551 | Dec 01 04:22 PM | | REILLY PAUL C | Chair & CEO | Nov 29 '23 | Sale | 103.99 | 50,000 | 5,199,515 | 264,851 | Dec 01 04:22 PM | | Curtis Scott A | President, PCG | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 180,544 | Dec 01 04:22 PM | | Curtis Scott A | President, PCG | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 176,374 | Dec 01 04:22 PM | | Raney Steven M | President & CEO RJBank | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 63,769 | Dec 01 04:21 PM | | Raney Steven M | President & CEO RJBank | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 59,634 | Dec 01 04:21 PM | | Raney Steven M | President & CEO RJBank | Dec 01 '23 | Sale | 106.84 | 5,531 | 590,905 | 56,964 | Dec 01 04:21 PM | | Catanese George | Chief Risk Officer | Nov 30 '23 | Option Exercise | 0.00 | 2,700 | 0 | 16,322 | Dec 01 04:10 PM | | Catanese George | Chief Risk Officer | Nov 29 '23 | Option Exercise | 0.00 | 900 | 0 | 13,820 | Dec 01 04:10 PM | | Perry Jodi | President, ICD for RJFS | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 14,595 | Dec 01 03:14 PM | | Perry Jodi | President, ICD for RJFS | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 10,460 | Dec 01 03:14 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 24,312 | Dec 01 02:55 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 20,177 | Dec 01 02:55 PM | | Oorlog Jonathan W JR | SVP & Chief Accounting Officer | Nov 30 '23 | Option Exercise | 0.00 | 2,250 | 0 | 16,381 | Dec 01 02:52 PM | | Oorlog Jonathan W JR | SVP & Chief Accounting Officer | Nov 29 '23 | Option Exercise | 0.00 | 450 | 0 | 14,240 | Dec 01 02:52 PM | | Aisenbrey Christopher S | Chief Human Resources Officer | Nov 30 '23 | Option Exercise | 0.00 | 2,700 | 0 | 9,641 | Dec 01 09:28 AM | | Aisenbrey Christopher S | Chief Human Resources Officer | Nov 29 '23 | Option Exercise | 0.00 | 450 | 0 | 7,050 | Dec 01 09:28 AM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 58,456 | Dec 01 08:40 AM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 54,559 | Dec 01 08:40 AM | | Allaire Bella Loykhter | Executive Vice President-RJA | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 93,680 | Dec 01 08:40 AM | | Allaire Bella Loykhter | Executive Vice President-RJA | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 89,510 | Dec 01 08:40 AM | | Shoukry Paul M | Chief Financial Officer | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 24,721 | Dec 01 08:39 AM | | Shoukry Paul M | Chief Financial Officer | Nov 29 '23 | Option Exercise | 0.00 | 900 | 0 | 20,440 | Dec 01 08:39 AM | | Elwyn Tashtego S | CEO & President - RJA | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 70,677 | Dec 01 08:38 AM | | Elwyn Tashtego S | CEO & President - RJA | Nov 29 '23 | Option Exercise | 0.00 | 1,500 | 0 | 66,542 | Dec 01 08:38 AM | | Carter Horace | President, Fixed Income | Nov 30 '23 | Option Exercise | 0.00 | 4,500 | 0 | 25,215 | Dec 01 08:38 AM | | Carter Horace | President, Fixed Income | Nov 29 '23 | Option Exercise | 0.00 | 450 | 0 | 20,715 | Dec 01 08:38 AM | | Raney Steven M | President & CEO RJBank | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 56,250 | Nov 27 04:20 PM | | Shoukry Paul M | Chief Financial Officer | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 17,200 | Nov 27 07:08 AM | | REILLY PAUL C | Chair & CEO | Nov 22 '23 | Option Exercise | 0.00 | 3,750 | 0 | 244,500 | Nov 27 07:07 AM | | Perry Jodi | President, ICD for RJFS | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 8,650 | Nov 27 07:06 AM | | Curtis Scott A | President, PCG | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 170,591 | Nov 27 07:04 AM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 41,770 | Nov 27 07:03 AM | | Catanese George | Chief Risk Officer | Nov 22 '23 | Option Exercise | 0.00 | 900 | 0 | 12,981 | Nov 27 07:02 AM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 42,886 | Nov 27 07:02 AM | | Aisenbrey Christopher S | Chief Human Resources Officer | Nov 22 '23 | Option Exercise | 0.00 | 900 | 0 | 6,819 | Nov 27 07:01 AM | | Carter Horace | President, Fixed Income | Nov 22 '23 | Option Exercise | 0.00 | 750 | 0 | 20,265 | Nov 24 01:23 PM | | Allaire Bella Loykhter | Executive Vice President-RJA | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 83,574 | Nov 24 11:55 AM | | Elwyn Tashtego S | CEO & President - RJA | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 61,255 | Nov 24 11:17 AM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 22 '23 | Option Exercise | 0.00 | 1,500 | 0 | 17,320 | Nov 24 10:10 AM | | Oorlog Jonathan W JR | SVP & Chief Accounting Officer | Nov 22 '23 | Option Exercise | 0.00 | 600 | 0 | 13,936 | Nov 24 09:48 AM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 08 '23 | Sale | 99.41 | 8,044 | 799,629 | 40,270 | Nov 13 06:00 AM |
|
