Capital Southwest Corporation
Index- P/E9.68 EPS (ttm)2.33 Insider Own0.20% Shs Outstand23.43M Perf Week-0.79%
Market Cap554.98M Forward P/E11.48 EPS next Y1.97 Insider Trans13.86% Shs Float22.27M Perf Month-2.30%
Income50.90M PEG9.68 EPS next Q0.48 Inst Own27.00% Short Float1.95% Perf Quarter-7.73%
Sales78.40M P/S7.08 EPS this Y319.20% Inst Trans6.00% Short Ratio3.08 Perf Half Y-16.69%
Book/sh16.53 P/B1.36 EPS next Y5.59% ROA4.00% Target Price27.14 Perf Year-12.03%
Cash/sh0.76 P/C29.68 EPS next 5Y1.00% ROE9.10% 52W Range21.21 - 27.88 Perf YTD-10.76%
Dividend1.92 P/FCF- EPS past 5Y58.10% ROI4.40% 52W High-19.07% Beta1.13
Dividend %8.51% Quick Ratio- Sales past 5Y49.30% Gross Margin74.90% 52W Low6.36% ATR0.72
Employees21 Current Ratio- Sales Q/Q17.40% Oper. Margin51.30% RSI (14)47.11 Volatility3.75% 3.28%
OptionableYes Debt/Eq1.30 EPS Q/Q-34.50% Profit Margin42.60% Rel Volume1.22 Prev Close22.25
ShortableYes LT Debt/Eq1.30 EarningsMay 23 AMC Payout109.70% Avg Volume141.22K Price22.56
Recom2.10 SMA20-1.25% SMA50-3.03% SMA200-10.00% Volume172,060 Change1.39%
Sep-24-21Initiated Oppenheimer Perform
Mar-05-21Initiated Hovde Group Outperform $24
Nov-05-20Resumed JMP Securities Mkt Outperform $17
Mar-17-20Upgrade National Securities Neutral → Buy
Mar-03-20Downgrade National Securities Buy → Neutral
Dec-12-19Initiated Raymond James Outperform $23.50
Oct-10-19Initiated Jefferies Buy $24
Sep-23-19Initiated National Securities Buy $23
Jan-25-19Initiated B. Riley FBR Neutral $23
Nov-30-17Initiated Ladenburg Thalmann Buy $19
Aug-30-17Initiated Robert W. Baird Outperform $19
Jun-30-17Initiated Janney Neutral
Jun-27-17Initiated National Securities Buy $22
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Capital Southwest Corporation is a business development company specializing in credit and private equity and venture capital investments in middle market companies, mezzanine, later stage, mature, late venture, emerging growth, buyouts, recapitalizations and growth capital investments. It does not invest in startups, publicly traded companies, real estate developments, project finance opportunities, oil and gas exploration businesses, troubled companies, turnarounds, and companies in which significant senior management is departing. In lower middle market, the firm typically invests in growth financing, bolt-on acquisitions, new platform acquisitions, refinancing, dividend recapitalizations, sponsor-led buyouts, and management buyouts situations. The investment structures are Unitranche debt, subordinated debt, senior debt, first and second lien debt, and preferred and common equity. The firm makes equity co-investments alongside debt investments, up to 20% of total check and only makes non-control investments. It prefers to invest in Industrial manufacturing and services, value-added distribution, healthcare products and services, business services, specialty chemicals, food and beverage, tech-enabled services and SaaS models. The firm seeks to invest in energy services and products, industrial technologies, and specialty chemicals and products. Within energy services and products, the firm seeks to invest in each segment of the industry, including upstream, midstream and downstream, excluding exploration and production with a focus on differentiated products and services, equipment and tool rental, consumable products, and drilling and completion chemicals. Within industrial technologies, it seeks to invest in automation and process controls, handling and packaging equipment, industrial filtration and fluid handling, measurement, monitoring and testing, professional tools, and sensors and instrumentation. Within and specialty chemicals and products, the firm seeks to invest in businesses that develop and manufacture highly differentiated chemicals and products including adhesives, coatings and sealants, catalysts and absorbents, cosmeceuticals, fine chemicals, flavors and fragrances, performance lubricants, polymers, plastics and composites, chemical dispensing and filtration equipment, professional and industrial trade consumables and tools, engineered solutions for HVAC, plumbing, and electrical installations, specified high performance materials for fire protection and oilfield applications. It may also invest in exceptional opportunities in building products. The firm seeks to invest in the United States. The firm seeks to make investments ranging from $5 to $25 million in securities. It seeks to make equity investments ranging from $5 million to $50 million and debt investments between $5 million and $20 million and co-invest in transaction size up to $40 million. It prefers to invest in companies with revenues approaching above $10 million, profitable operations, historical growth rate of at least 15 percent per year. Within the lower middle market, it seeks to invest in with less than $15 million in EBITDA and also opportunistically invests in the upper middle market, generally defined as companies with EBITDA in excess of $50 million. In addition to making direct investments, the firm allocates capital to syndicated first and second lien term loans in the upper middle market. Criteria for Upper Middle Market Syndicated 1st Lien is EBITDA Size more than $30 million, Closing Leverage greater than 4 times, investment hold size between $5 million and $7 million, investment yield greater than 6.5%. Criteria for Upper Middle Market Syndicated 2nd Lien is EBITDA Size more than $50 million, Closing Leverage greater than 6 times, investment hold size between $5 million and $7 million, investment yield greater than 9%. It prefers to take a majority and minority stake. The firm has the flexibility to hold investments for very long period in its portfolio companies. It may also invest through warrants. The firm prefers to take Board participation in its portfolio companies. Capital Southwest Corporation was founded on April 19, 1961 and is based in Dallas, Texas.
Insider Trading Relationship Date Transaction Cost #Shares Value ($) #Shares Total SEC Form 4
Rogers-Windsor Ramona LynnDirectorMar 30Buy23.8175017,8613,230Mar 30 04:44 PM
Brooks David RDirectorMar 29Buy23.932,00047,85832,000Mar 30 04:39 PM
BATTIST CHRISTINEDirectorFeb 17Buy25.003899,7248,248Feb 17 06:58 PM
Rogers-Windsor Ramona LynnDirectorDec 29Buy25.0580020,0402,480Jan 24 05:47 PM
BATTIST CHRISTINEDirectorDec 20Buy24.354009,7407,859Dec 20 04:41 PM
Sarner Michael ScottChief Financial OfficerNov 09Buy26.833,35590,000287,292Nov 09 04:05 PM
Rogers-Windsor Ramona LynnDirectorSep 30Buy25.5580020,4391,650Jan 24 05:47 PM
BATTIST CHRISTINEDirectorSep 28Buy25.4070017,7807,459Sep 28 04:40 PM
Thomas William R IIIDirectorSep 09Buy27.724,000110,8796,000Sep 10 04:06 PM
BATTIST CHRISTINEDirectorSep 09Buy27.7556815,7646,759Sep 10 04:04 PM
Thomas William R IIIDirectorSep 09Sale27.704,000110,7820Sep 10 04:06 PM
Morgan Thomas DuaneDirectorAug 31Buy26.3938110,0554,776Aug 31 04:30 PM
Rogers-Windsor Ramona LynnDirectorAug 16Buy26.402005,280850Jan 24 05:47 PM
Rogers-Windsor Ramona LynnDirectorJun 30Buy23.5765015,320650Jan 24 05:47 PM