| Raymond James Financial, Inc., a diversified financial services company, provides private client group, capital markets, asset management, banking, and other services to individuals, corporations, and municipalities in the United States, Canada, and Europe. The Private Client Group segment offers investment services, portfolio management services, insurance and annuity products, and mutual funds; support to third-party product partners, including sales and marketing support, as well as distribution and accounting, and administrative services; margin loans; and securities borrowing and lending services. The Capital Markets segment provides investment banking services, including equity underwriting, debt underwriting, and merger and acquisition advisory services; and fixed income and equity brokerage services. The Asset Management segment offers asset management, portfolio management, and related administrative services to retail and institutional clients; and administrative support services, such as record-keeping. The Raymond James Bank segment provides insured deposit accounts; commercial and industrial, commercial real estate (CRE) and CRE construction, tax-exempt, residential, securities-based, and other loans; and loan syndication services. The Other segment engages in the private equity investments, including various direct and third-party private equity investments; and legacy private equity funds. The company was founded in 1962 and is headquartered in St. Petersburg, Florida. |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Carter Horace | President, Fixed Income | May 15 | Option Exercise | 0.00 | 150 | 0 | 18,727 | May 17 04:08 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | May 03 | Sale | 100.21 | 6,000 | 601,287 | 25,096 | May 04 04:01 PM | | Carter Horace | President, Fixed Income | Apr 15 | Option Exercise | 0.00 | 144 | 0 | 18,577 | Apr 18 04:07 PM | | Gates Anne | Director | Feb 24 | Option Exercise | 0.00 | 1,925 | 0 | 9,255 | Feb 28 09:51 AM | | STORY SUSAN N | Director | Feb 24 | Option Exercise | 0.00 | 1,925 | 0 | 44,538 | Feb 28 08:42 AM | | DUTKOWSKY ROBERT M | Director | Feb 24 | Option Exercise | 0.00 | 1,925 | 0 | 7,823 | Feb 28 08:41 AM | | Esty Benjamin | Director | Feb 24 | Option Exercise | 0.00 | 1,925 | 0 | 24,201 | Feb 25 10:50 AM | | DEBEL MARLENE | Director | Feb 24 | Option Exercise | 0.00 | 1,925 | 0 | 2,530 | Feb 25 03:08 PM | | Seshadri Raj | Director | Feb 24 | Option Exercise | 0.00 | 1,925 | 0 | 6,189 | Feb 25 12:29 PM | | Johnson Gordon L | Director | Feb 24 | Option Exercise | 0.00 | 2,248 | 0 | 36,187 | Feb 25 10:12 AM | | Johnson Gordon L | Director | Feb 17 | Option Exercise | 0.00 | 90 | 0 | 33,939 | Feb 22 08:21 AM | | Allaire Bella Loykhter | Executive Vice President-RJA | Feb 10 | Sale | 114.78 | 15,000 | 1,721,700 | 70,357 | Feb 14 11:59 AM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Feb 07 | Sale | 112.73 | 18,972 | 2,138,668 | 43,437 | Feb 09 01:26 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 14 | Option Exercise | 0.00 | 9,179 | 0 | 44,354 | Dec 16 01:47 PM | | Curtis Scott A | President, PCG | Dec 14 | Option Exercise | 0.00 | 3,969 | 0 | 160,959 | Dec 16 01:45 PM | | Allaire Bella Loykhter | Executive Vice President-RJA | Dec 14 | Option Exercise | 0.00 | 4,466 | 0 | 88,256 | Dec 16 01:43 PM | | REILLY PAUL C | Chairman & CEO | Dec 14 | Option Exercise | 0.00 | 43,662 | 0 | 232,789 | Dec 16 04:55 PM | | Carson John C Jr. | President | Dec 14 | Option Exercise | 0.00 | 3,473 | 0 | 95,131 | Dec 16 04:52 PM | | JAMES THOMAS A | Chairman Emeritus | Dec 14 | Option Exercise | 0.00 | 5,459 | 0 | 17,602,700 | Dec 16 04:27 PM | | Allison Paul D | Chair, President & CEO RJ Ltd. | Dec 14 | Option Exercise | 0.00 | 2,507 | 0 | 17,110 | Dec 16 04:23 PM | | Catanese George | Chief Risk Officer | Dec 14 | Option Exercise | 0.00 | 1,092 | 0 | 11,267 | Dec 16 01:57 PM | | Shoukry Paul M | CFO and Treasurer | Dec 14 | Option Exercise | 0.00 | 716 | 0 | 11,887 | Dec 16 01:55 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 14 | Option Exercise | 0.00 | 1,290 | 0 | 9,756 | Dec 16 01:55 PM | | Raney Steven M | President & CEO RJBank | Dec 14 | Option Exercise | 0.00 | 2,084 | 0 | 53,884 | Dec 16 01:53 PM | | Elwyn Tashtego S | CEO & President - RJA | Dec 14 | Option Exercise | 0.00 | 3,473 | 0 | 56,560 | Dec 16 01:51 PM | | Perry Jodi | President, ICD for RJFS | Dec 14 | Option Exercise | 0.00 | 338 | 0 | 6,654 | Dec 16 01:50 PM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 14 | Option Exercise | 0.00 | 3,846 | 0 | 64,906 | Dec 16 01:49 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 14 | Sale | 96.15 | 6,447 | 619,890 | 34,296 | Dec 16 01:47 PM | | DEBEL MARLENE | Director | Dec 02 | Option Exercise | 0.00 | 605 | 0 | 605 | Dec 03 11:04 AM | | Raney Steven M | President & CEO RJBank | Dec 02 | Sale | 96.12 | 5,000 | 480,600 | 52,800 | Dec 06 03:10 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 01 | Sale | 100.05 | 3,400 | 340,175 | 8,466 | Dec 02 07:57 PM | | Perry Jodi | President, ICD for RJFS | Nov 30 | Option Exercise | 0.00 | 300 | 0 | 5,962 | Dec 01 04:02 PM | | Raney Steven M | President & CEO RJBank | Nov 30 | Option Exercise | 0.00 | 3,000 | 0 | 55,820 | Dec 01 03:57 PM | | Oorlog Jonathan W JR | Senior VP and Controller | Nov 30 | Option Exercise | 0.00 | 450 | 0 | 11,371 | Dec 01 03:47 PM | | Catanese George | Chief Risk Officer | Nov 30 | Option Exercise | 0.00 | 1,500 | 0 | 9,313 | Dec 01 03:45 PM | | Elwyn Tashtego S | CEO & President - RJA | Nov 30 | Option Exercise | 0.00 | 3,000 | 0 | 49,673 | Dec 01 03:40 PM | | Allaire Bella Loykhter | Executive Vice President-RJA | Nov 30 | Option Exercise | 0.00 | 3,600 | 0 | 79,205 | Dec 01 02:42 PM | | Carson John C Jr. | President | Nov 30 | Option Exercise | 0.00 | 3,000 | 0 | 88,108 | Dec 01 01:58 PM | | Curtis Scott A | President, PCG | Nov 30 | Option Exercise | 0.00 | 3,000 | 0 | 153,739 | Dec 01 01:58 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30 | Option Exercise | 0.00 | 3,000 | 0 | 11,391 | Dec 01 05:59 PM | | REILLY PAUL C | Chairman & CEO | Nov 30 | Option Exercise | 0.00 | 6,750 | 0 | 108,605 | Dec 01 05:58 PM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 30 | Option Exercise | 0.00 | 3,000 | 0 | 56,960 | Dec 01 04:44 PM | | Shoukry Paul M | CFO and Treasurer | Nov 30 | Option Exercise | 0.00 | 900 | 0 | 12,390 | Dec 01 04:36 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 30 | Option Exercise | 0.00 | 3,300 | 0 | 24,320 | Dec 01 02:58 PM | | Perry Jodi | President, ICD for RJFS | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 6,757 | Dec 01 04:02 PM | | Raney Steven M | President & CEO RJBank | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 53,915 | Dec 01 03:57 PM | | Oorlog Jonathan W JR | Senior VP and Controller | Nov 29 | Option Exercise | 0.00 | 1,350 | 0 | 11,228 | Dec 01 03:47 PM | | Catanese George | Chief Risk Officer | Nov 29 | Option Exercise | 0.00 | 2,700 | 0 | 8,470 | Dec 01 03:45 PM | | Elwyn Tashtego S | CEO & President - RJA | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 47,768 | Dec 01 03:40 PM | | Allaire Bella Loykhter | Executive Vice President-RJA | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 76,700 | Dec 01 02:42 PM | | Carson John C Jr. | President | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 86,203 | Dec 01 01:58 PM | | Curtis Scott A | President, PCG | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 152,509 | Dec 01 01:58 PM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 9,486 | Dec 01 05:59 PM | | REILLY PAUL C | Chairman & CEO | Nov 29 | Option Exercise | 0.00 | 11,250 | 0 | 106,281 | Dec 01 05:58 PM | | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 55,055 | Dec 01 04:44 PM | | Shoukry Paul M | CFO and Treasurer | Nov 29 | Option Exercise | 0.00 | 2,700 | 0 | 12,147 | Dec 01 04:36 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 29 | Option Exercise | 0.00 | 4,500 | 0 | 22,115 | Dec 01 02:58 PM | | Shoukry Paul M | CFO and Treasurer | Nov 22 | Option Exercise | 0.00 | 900 | 0 | 9,666 | Nov 23 03:15 PM | | Perry Jodi | President, ICD for RJFS | Nov 22 | Option Exercise | 0.00 | 300 | 0 | 2,330 | Nov 23 02:53 PM | | Oorlog Jonathan W JR | Senior VP and Controller | Nov 22 | Option Exercise | 0.00 | 450 | 0 | 9,985 | Nov 23 02:52 PM | | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Nov 11 | Sale | 100.73 | 15,166 | 1,527,739 | 17,615 | Nov 15 09:08 AM | | Allison Paul D | Chair, President & CEO RJ Ltd. | Sep 30 | Option Exercise | 0.00 | 7,500 | 0 | 35,419 | Oct 04 04:11 PM | | Curtis Scott A | President, PCG | Sep 07 | Option Exercise | 55.49 | 5,334 | 295,984 | 98,673 | Sep 08 12:18 PM | | Curtis Scott A | President, PCG | Jul 16 | Option Exercise | 55.49 | 5,300 | 294,097 | 93,339 | Jul 20 11:29 AM | | Santelli Jonathan N | EVP, Gen Counsel, Secy | May 26 | Sale | 133.03 | 2,272 | 302,236 | 3,324 | May 27 03:52 PM |
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