LPLA

LPL Financial Holdings Inc

Apr 08 • 04:00PM ET

310.79

+13.36 4.49 %

Financial • Capital Markets • USA • NASD

Peers: SCHW MS RJF AMP STT NTRS BK WFC GS UBS

| Held by: VTI VO VUG MOAT VXF VOT IWP IWF IWR SCHG

Index	-	P/E	28.22	EPS (ttm)	11.01	Insider Own	0.71%	Shs Outstand	80.06M	Perf Week	3.31%
Market Cap	24.89B	Forward P/E	11.01	EPS next Y	28.22	Insider Trans	-2.52%	Shs Float	79.51M	Perf Month	-0.64%
Enterprise Value	29.77B	PEG	0.58	EPS next Q	5.56	Inst Own	102.32%	Short Float	4.11%	Perf Quarter	-17.47%
Income	863.02M	P/S	1.46	EPS this Y	13.97%	Inst Trans	2.16%	Short Ratio	3.20	Perf Half Y	-0.45%
Sales	16.99B	P/B	4.66	EPS next Y	23.24%	ROA	5.30%	Short Interest	3.27M	Perf YTD	-12.99%
Book/sh	66.76	P/C	8.13	EPS next 5Y	18.85%	ROE	20.86%	52W High	403.58 -22.99%	Perf Year	8.33%
Cash/sh	38.21	P/FCF	-	EPS past 3/5Y	1.61% 13.26%	ROIC	6.71%	52W Low	266.62 16.57%	Perf 3Y	62.96%
Dividend Est.	1.32 (0.43%)	EV/EBITDA	10.18	Sales past 3/5Y	25.47% 23.68%	Gross Margin	29.30%	Volatility	4.35% 3.71%	Perf 5Y	112.91%
Dividend TTM	1.20 (0.39%)	EV/Sales	1.75	EPS Y/Y TTM	-21.84%	Oper. Margin	13.50%	ATR (14)	12.58	Perf 10Y	1261.32%
Dividend Ex-Date	Mar 10, 2026	Quick Ratio	2.12	Sales Y/Y TTM	37.18%	Profit Margin	5.08%	RSI (14)	54.48	Recom	1.65
Dividend Gr. 3/5Y	6.27% 3.71%	Current Ratio	2.12	EPS Q/Q	4.07%	SMA20	5.10%	Beta	0.54	Target Price	402.00
Payout	10.99%	Debt/Eq	1.49	Sales Q/Q	40.43%	SMA50	-3.29%	Rel Volume	0.99	Prev Close	297.43
Employees	10099	LT Debt/Eq	1.41	Earnings	Jan 29 AMC	SMA200	-11.18%	Avg Volume	1.02M	Price	310.79
IPO	Nov 18, 2010	Option/Short	Yes / Yes	EPS/Sales Surpr.	6.39% 0.52%	Trades		Volume	1,001,927	Change	4.49%

Date	Action	Analyst	Rating Change	Price Target Change
Apr-08-26	Upgrade	UBS	Neutral → Buy	$380
Apr-08-26	Resumed	Keefe Bruyette	Outperform	$350
Dec-11-25	Resumed	UBS	Neutral	$406
Oct-09-25	Upgrade	Raymond James	Underperform → Mkt Perform
Oct-03-25	Initiated	BMO Capital Markets	Outperform	$365
Sep-19-25	Downgrade	Rothschild & Co Redburn	Buy → Neutral	$390
Sep-12-25	Resumed	Goldman	Buy	$405
Jul-09-25	Downgrade	Citigroup	Neutral → Sell	$80
Jun-09-25	Upgrade	Redburn Atlantic	Neutral → Buy	$460
Jun-09-25	Downgrade	Citigroup	Buy → Neutral	$400
Jan-07-25	Upgrade	JP Morgan	Neutral → Overweight	$288 → $397
Jan-06-25	Upgrade	UBS	Neutral → Buy	$390
Dec-19-24	Upgrade	TD Cowen	Hold → Buy	$277 → $413
Oct-09-24	Upgrade	Wells Fargo	Equal Weight → Overweight	$235 → $285
Sep-12-24	Initiated	Wells Fargo	Equal Weight	$235
Jul-30-24	Upgrade	BofA Securities	Neutral → Buy	$268
Apr-09-24	Upgrade	Morgan Stanley	Equal-Weight → Overweight	$254 → $315
Apr-04-24	Initiated	Raymond James	Underperform
Jan-04-24	Initiated	TD Cowen	Market Perform	$224
Dec-01-23	Initiated	Redburn Atlantic	Neutral	$240

Show Previous Ratings

Apr-07-26 08:55AM	LPL Welcomes Emerald Legacy Advisors (GlobeNewswire)
Apr-06-26 01:08PM	Nasdaq powers ahead in the face of Iran tensions and oil volatility (Proactive)
Apr-02-26 03:33PM	Modern Wealth Enters Florida Market With $1.2 Billion Acquisition (Barrons.com)
08:55AM	LPL Financial Welcomes Advisor Trey Pope (GlobeNewswire)
06:00AM	Modern Wealth Expands With Former LPL Team in Florida (Wealth Management)
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Apr-01-26 05:13PM	654 departures: A look at the LPL-Commonwealth deal one year later (Financial Planning)
11:19AM	People Moves: Kestra, Benjamin F. Edwards Expand Advisor Recruiting Teams (Wealth Management)
Mar-31-26 01:09PM	Nasdaq shoots higher, Dow adds momentum as Trump looks for end to war (Proactive)
08:55AM	LPL Financial Welcomes Five Star Wealth Planning (GlobeNewswire)
Mar-27-26 01:36PM	The Iran War and Oil Prices Bring Risk of Deeper Market Lows. There Are Echoes of 2008. (Barrons.com)
Mar-26-26 12:14PM	Dow dips, Nasdaq falls as oil surges, Trump says Iran 'better get serious' (Proactive)
Mar-24-26 08:55AM	LPL Welcomes Gibson Financial Group to Linsco (GlobeNewswire)
Mar-20-26 12:41PM	Deals & Moves: $1B Maridea Lures LPL Team; $30B Waverly Expands in Washington (Wealth Management)
Mar-19-26 04:05PM	LPL Financial Reports Monthly Activity for February 2026 (GlobeNewswire)
10:36AM	LPL Sues Former Advisor to Secure Arbitration Award (Wealth Management)
08:55AM	Loading…
Mar-17-26 08:55AM	LPL Financial Welcomes Consilium Wealth (GlobeNewswire)
Mar-13-26 03:37PM	Former LPL Advisor Accused of Racist Remarks Ordered to Pay the Company More Than $800,000 (Barrons.com)
02:04PM	Nasdaq dips into the red as investors digest slower GDP and steady inflation (Proactive)
11:07AM	Dow gains as investors digest slower GDP and steady inflation (Proactive)
Mar-12-26 08:55AM	Legacy Ridge Private Wealth Joins LPL Strategic Wealth (GlobeNewswire)
Mar-11-26 08:58AM	Treasury Yields Hold Gains After Inflation Report (The Wall Street Journal)
Mar-06-26 04:54PM	Another Rough Friday for Bank, Brokerage Stocks as Oil Spikes and Jobs Report Disappoints (Barrons.com)
12:33PM	Will Raymond James' Expansion Strategy Fuel Revenue Growth? (Zacks)
10:48AM	Investors Dump Bank, Brokerage Stocks As Oil Spikes and Jobs Report Disappoints (Barrons.com)
Mar-05-26 05:54PM	Middle East War Hits Stocks. But AI 'Is Still the Most Important Dynamic in the Market.' (Barrons.com)
Mar-04-26 03:14PM	Former LPL Advisor Indicted for Allegedly Defrauding 3 Financial Firms Out of $3.4 Million (Barrons.com)
09:10AM	5 Large-Cap Fintech Stocks to Buy to Tap Huge Near-Term Upside (Zacks)
09:00AM	LPL Financial Promotes Kirby Horan-Adams and Joe Lanser to Managing Director (GlobeNewswire)
Mar-03-26 08:55AM	LPL and Private Advisor Group Welcomes Robert Woodend to Memphis Planning and Wealth (GlobeNewswire)
Mar-02-26 10:39PM	Investment Banking & Brokerage Stocks Q4 In Review: LPL Financial (NASDAQ:LPLA) Vs Peers (StockStory)
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10:10AM	Why the SEC Dropped Its Cash Sweep Investigation into LPL (The Daily Upside)
Feb-27-26 04:47PM	Bank, Brokerage Stocks Suffer Their Worst Day in Months. Heres Why. (Barrons.com) -6.00%
03:26PM	Why LPL Financial (LPLA) Stock Is Falling Today (StockStory)
12:38PM	Bank, Brokerage Stocks Tumble Amid AI Concerns (Barrons.com)
Feb-26-26 04:38PM	10-year Treasury yield hits a three-month low and it may have to do with AI, strategist says (MarketWatch)
08:55AM	LPL Welcomes Michael Dworetsky to Lighthouse Private Wealth (GlobeNewswire)
08:48AM	Anthropic Bets Big on Wealth Management with New AI Tools (The Daily Upside)
Feb-25-26 04:57PM	LPL Financial Says SEC Ended Its Investigation Into Company's Cash Sweep Program (Barrons.com)
Feb-24-26 04:52PM	SEC Drops LPL Cash Sweep Investigation (Wealth Management)
04:37PM	What AI stock selloffs may be getting wrong in wealth management (Financial Planning)
03:54PM	Treasury Yields Edge Higher Ahead of Trump's Speech (The Wall Street Journal)
02:52PM	$4B Gerber Kawasaki to Use Altruist for New Business (Wealth Management)
01:37PM	LPL, Anthropic Expand Relationship on AI Integrations (Wealth Management)
06:00AM	$25B Integrated Partners Launches Division Focused on Business Owners (Wealth Management)
12:01AM	Altruist CEO Jason Wenk Talks AI After Unusual Wall Street Selloff (The Daily Upside)
Feb-23-26 06:40PM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
Feb-20-26 01:01PM	Week's Best: This Is Hazel, the AI Tool That Rocked Markets (Barrons.com)
11:21AM	LPL Financial Reports Rise in January Brokerage & Advisory Assets (Zacks)
Feb-19-26 04:05PM	LPL Financial Reports Monthly Activity for January 2026 (GlobeNewswire)
09:49AM	LPLA Partners With Simplicity to Boost Insurance Arm & Advisor Support (Zacks)
08:55AM	LPL Welcomes Tom Madigan to the Thimble Island Private Wealth Team (GlobeNewswire)
Feb-18-26 03:07PM	Fed minutes show caution on rate cuts amid inflation, AI-driven growth (Proactive)
02:33PM	Nasdaq gains steam, Dow in the green as Fed minutes show widening gap (Proactive)
01:13PM	Raymond James Recruits Another Big Ex-Commonwealth Team (Barrons.com)
09:27AM	Meet Hazel, the AI Tool That Sparked a Stock Market Selloff (Barrons.com)
09:00AM	Simplicity Group and LPL Financial Form Strategic Relationship to Deliver Insurance Products, Operational Support, and Training to LPL Advisors (PR Newswire)
Feb-17-26 05:12PM	Review & Preview: Saved by the Bell (Barrons.com)
11:05AM	Economist Dives into Which Data Reports Hold Most Weight with Investors (NYSE)
08:55AM	LPL Financial Welcomes Shoreline Private Wealth Management (GlobeNewswire)
Feb-15-26 04:09AM	LPL Financial Holdings Inc. (LPLA) Delivers Growth and Analyst Support (Insider Monkey)
Feb-14-26 08:30AM	The stock market is reflecting fears of an AI apocalypse for white-collar jobs (MarketWatch)
Feb-13-26 02:28PM	Stock Market Suffers AI-Inspired Meltdown. The Real World Wins Again. (Barrons.com)
10:44AM	From software to real estate, U.S. sectors under the grip of AI scare trade (Reuters)
Feb-12-26 03:15PM	AI Fears Hit Charles Schwab and Other Financial Stocks. The Case for Buying Now. (Barrons.com)
12:15PM	AI Shockwave: SCHW, LPLA & Others Slide on Disruption Fear (Zacks)
11:09AM	Analysis-For stock market, AI turns from lifting all boats to sinking ships (Reuters)
08:55AM	LPL Financial Welcomes Sound Wealth (GlobeNewswire)
12:01AM	Why Altruists New AI Tax Tool Spooked Investors in Schwab, LPL, Raymond James (The Daily Upside)
Feb-11-26 04:38PM	AI Disruption Fears Slam Charles Schwab, Wealth Managers (Investor's Business Daily) -6.08%
02:20PM	How Are Investors Dealing With AI Fears These Days? Sell First, Ask Questions Later' (Investopedia)
11:09AM	Wall Streets New Trade Is Dumping Stocks in AIs Crosshairs (Bloomberg)
06:18AM	Stocks Climb as January Jobs Growth Eases Economic Concerns (Barchart)
06:18AM	S&P Futures Tick Higher With All Eyes on Key U.S. Jobs Report (Barchart)
03:15AM	Heard on the Street Tuesday Recap: More AI Disruption (The Wall Street Journal)
Feb-10-26 05:08PM	AI Threat Widens to Financial Sector (The Wall Street Journal) -8.31%
04:55PM	Heard on the Street Recap: More AI Disruption Fears (The Wall Street Journal)
04:32PM	Broader Market Falls Ahead of Wednesdays US Jobs Report (Barchart)
04:12PM	Wealth Manager Stocks Sink as Traders Flee Next AI Casualty (Bloomberg)
04:03PM	Stock market today: Dow ekes out third straight record, S&P 500, Nasdaq slide with jobs report on deck (Yahoo Finance)
03:43PM	Stock market today: Dow moves higher, S&P 500 and Nasdaq dip after weak retail sales fuel Fed cut bets (Yahoo Finance)
03:31PM	Why LPL Financial (LPLA) Shares Are Trading Lower Today (StockStory)
03:19PM	$730M Wisconsin Team Joins Raymond James From Commonwealth (Wealth Management)
03:09PM	Wealth Management Stocks Take a Hit. Blame AI. (Barrons.com)
02:32PM	Wealth Management Stocks Fall on New AI Fears (The Wall Street Journal)
02:32PM	Wealth Management Stocks Fall After AI Tool Announcement (The Wall Street Journal)
02:31PM	Trump Says He 'Was Right About Everything,' Credits Tariffs For Dow Jones At 50,000, Predicts It Will Reach 100,000 By This Time (Benzinga)
02:11PM	Wealth Manager Stocks Sink as Investors Flee AIs Next Casualty (Wealth Management)
01:55PM	Shares of Schwab, Raymond James, and LPL take a hit as new AI tool sparks worry over potential disruption (MarketWatch)
Feb-09-26 02:39PM	Court Allows Advisors Attempt to Pause LPL/Ameriprise Suit (Wealth Management)
11:33AM	IBKR Shares Surge 31.9% in a Year: Is There Further Upside Left? (Zacks)
07:41AM	S&P 500s $1 Trillion Rebound Offers Wall Street Little Solace (Bloomberg)
Feb-06-26 04:03PM	Dow Crosses 50,000 For First Time. Risk Returned in a Big Way. (Barrons.com)
Feb-05-26 12:42AM	5 Must-Read Analyst Questions From LPL Financial's Q4 Earnings Call (StockStory)
Feb-04-26 12:29PM	Anthropics new AI tool sends shudders through software stocks (CNN Business)
Feb-03-26 08:55AM	LPL Financial Welcomes Wealth Innovations (GlobeNewswire)
06:55AM	Get Me Out: Traders Dump Software Stocks as AI Fears Take Hold (Bloomberg)
12:02AM	LPL Moves Closer to Commonwealth Retention Goals as Profit Climbs 11% (The Daily Upside)
Jan-30-26 01:17PM	LPL Financial Dips Despite Q4 Earnings Beat, Revenues & Costs Rise Y/Y (Zacks)
09:39AM	LPL Financial Earnings Beat Estimates. Client Assets Surge 36%. (Barrons.com)
09:03AM	James Spinelli: How a Leap of Faith Led to a $10 Billion Wealth Management Firm (Barrons.com)

LPL Financial Holdings, Inc. serves the advisor-mediated marketplace as the nation's independent broker-dealer and is an investment advisory firm and a custodian. It offers integrated technology solutions, brokerage & advisory platforms, clearing, compliance, business and planning and advice services, consultative practice management programs and training. The company provides personalized financial guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL Financial Holdings was founded in 1989 and is headquartered in San Diego, CA.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Cohen Marc Eliot	Group Managing Director	Mar 09 '26	Option Exercise	77.53	2,212	171,496	7,700	Mar 11 06:04 PM
Cohen Marc Eliot	Group Managing Director	Mar 09 '26	Sale	308.75	2,212	682,955	5,488	Mar 11 06:04 PM
Cohen Marc Eliot	Group Managing Director	Mar 10 '26	Sale	309.72	1,088	337,041	4,400	Mar 11 06:04 PM
Cohen Marc Eliot	Officer	Mar 10 '26	Proposed Sale	309.50	1,089	337,045		Mar 10 11:36 AM
Cohen Marc Eliot	Officer	Mar 09 '26	Proposed Sale	308.75	2,212	682,955		Mar 09 04:13 PM
Jambusaria Aneri	Group Managing Director	Mar 02 '26	Sale	306.00	308	94,248	6,723	Mar 04 04:02 PM
Jambusaria Aneri	Officer	Mar 02 '26	Proposed Sale	306.00	308	94,248		Mar 02 03:34 PM
Enyedi Matthew	Group Managing Director	Feb 26 '26	Sale	320.15	2,109	675,192	14,121	Feb 27 05:06 PM
Audette Matthew J	President and CFO	Feb 26 '26	Sale	320.50	1,581	506,715	21,382	Feb 27 05:04 PM
Audette Matthew J	Officer	Feb 26 '26	Proposed Sale	320.51	1,581	506,719		Feb 26 05:02 PM
Enyedi Matthew	Officer	Feb 26 '26	Proposed Sale	320.15	2,109	675,190		Feb 26 04:32 PM
Steinmeier Richard	Chief Executive Officer	Dec 05 '25	Sale	370.99	5,058	1,876,482	9,326	Dec 09 07:15 PM
Gates Greg	Group Managing Director	Dec 05 '25	Sale	370.97	750	278,231	14,620	Dec 09 07:03 PM
Steinmeier Richard	Officer	Dec 05 '25	Proposed Sale	366.04	5,058	1,851,430		Dec 05 11:26 AM
Gates Greg	Officer	Dec 05 '25	Proposed Sale	366.04	750	274,530		Dec 05 11:26 AM
Jambusaria Aneri	Group Managing Director	Dec 01 '25	Sale	352.48	80	28,198	5,502	Dec 03 04:37 PM
Jambusaria Aneri	Officer	Dec 01 '25	Proposed Sale	352.48	80	28,198		Dec 01 12:21 PM
Gates Greg	Group Managing Director	Nov 05 '25	Sale	376.43	1,500	564,647	15,370	Nov 07 04:10 PM
Gates Greg	Officer	Nov 05 '25	Proposed Sale	376.43	1,500	564,650		Nov 05 04:14 PM
Gates Greg	Group Managing Director	Oct 06 '25	Sale	314.42	750	235,814	16,870	Oct 08 04:23 PM
Gates Greg	Officer	Oct 06 '25	Proposed Sale	314.42	750	235,813		Oct 06 05:08 PM
Gates Greg	Group Managing Director	Sep 05 '25	Sale	338.21	1,500	507,312	17,620	Sep 09 05:01 PM
Gates Greg	Officer	Sep 05 '25	Proposed Sale	356.15	1,500	534,225		Sep 05 09:58 AM
Jambusaria Aneri	Group Managing Director	Sep 02 '25	Sale	361.25	80	28,900	5,582	Sep 03 04:38 PM
Jambusaria Aneri	Officer	Sep 02 '25	Proposed Sale	361.25	80	28,900		Sep 02 11:09 AM
Gates Greg	Group Managing Director	Aug 05 '25	Sale	374.05	1,500	561,069	19,120	Aug 07 04:31 PM
Gates Greg	Officer	Aug 05 '25	Proposed Sale	374.05	1,500	561,069		Aug 05 05:29 PM
Gates Greg	Group Managing Director	Jul 03 '25	Sale	382.63	1,500	573,952	20,620	Jul 08 04:14 PM
Gates Greg	Officer	Jul 03 '25	Proposed Sale	382.63	1,500	573,947		Jul 03 01:17 PM
Gates Greg	Group Managing Director	Jun 05 '25	Sale	378.87	1,500	568,300	22,354	Jun 09 04:12 PM
Gates Greg	Officer	Jun 05 '25	Proposed Sale	379.22	1,500	568,830		Jun 05 04:13 PM
Jambusaria Aneri	Group Managing Director	Jun 02 '25	Sale	383.99	80	30,719	5,662	Jun 04 04:13 PM
Jambusaria Aneri	Officer	Jun 02 '25	Proposed Sale	383.99	80	30,719		Jun 02 11:04 AM

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LPLA

LPL Financial Holdings Inc

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