LPLA

LPL Financial Holdings Inc

Jan 30 • 04:00PM ET

364.50

+1.79 0.49 %

Financial • Capital Markets • USA • NASD

Peers: SCHW MS RJF AMP STT NTRS BK WFC GS UBS

| Held by: VTI VO VUG VXF VOT IWP MOAT IWF IWR IAI

Index	-	P/E	33.10	EPS (ttm)	11.01	Insider Own	0.68%	Shs Outstand	79.88M	Perf Week	0.66%
Market Cap	29.17B	Forward P/E	12.68	EPS next Y	28.75	Insider Trans	-2.02%	Shs Float	79.49M	Perf Month	1.32%
Enterprise Value	33.38B	PEG	0.67	EPS next Q	5.81	Inst Own	99.41%	Short Float	3.47%	Perf Quarter	6.08%
Income	863.02M	P/S	1.72	EPS this Y	17.41%	Inst Trans	0.33%	Short Ratio	4.08	Perf Half Y	-7.89%
Sales	16.99B	P/B	5.45	EPS next Y	21.90%	ROA	5.38%	Short Interest	2.76M	Perf YTD	2.05%
Book/sh	66.91	P/C	9.55	EPS next 5Y	19.03%	ROE	20.86%	52W High	403.58 -9.68%	Perf Year	0.69%
Cash/sh	38.17	P/FCF	-	EPS past 3/5Y	1.63% 13.27%	ROIC	6.85%	52W Low	262.83 38.68%	Perf 3Y	57.15%
Dividend Est.	1.31 (0.36%)	EV/EBITDA	11.42	Sales past 3/5Y	25.47% 23.68%	Gross Margin	29.30%	Volatility	3.74% 3.20%	Perf 5Y	223.68%
Dividend TTM	1.20 (0.33%)	EV/Sales	1.96	EPS Y/Y TTM	-21.84%	Oper. Margin	13.50%	ATR (14)	11.94	Perf 10Y	1021.19%
Dividend Ex-Date	Mar 10, 2026	Quick Ratio	2.23	Sales Y/Y TTM	37.18%	Profit Margin	5.08%	RSI (14)	48.61	Recom	1.76
Dividend Gr. 3/5Y	6.27% 3.71%	Current Ratio	2.42	EPS Q/Q	4.07%	SMA20	-0.73%	Beta	0.58	Target Price	437.77
Payout	10.99%	Debt/Eq	1.36	Sales Q/Q	40.43%	SMA50	-0.13%	Rel Volume	1.88	Prev Close	362.71
Employees	9000	LT Debt/Eq	1.36	Earnings	Jan 29 AMC	SMA200	1.51%	Avg Volume	675.52K	Price	364.50
IPO	Nov 18, 2010	Option/Short	Yes / Yes	EPS/Sales Surpr.	6.39% 0.37%	Trades		Volume	1,269,852	Change	0.49%

Date	Action	Analyst	Rating Change	Price Target Change
Dec-11-25	Resumed	UBS	Neutral	$406
Oct-09-25	Upgrade	Raymond James	Underperform → Mkt Perform
Oct-03-25	Initiated	BMO Capital Markets	Outperform	$365
Sep-19-25	Downgrade	Rothschild & Co Redburn	Buy → Neutral	$390
Sep-12-25	Resumed	Goldman	Buy	$405
Jul-09-25	Downgrade	Citigroup	Neutral → Sell	$80
Jun-09-25	Upgrade	Redburn Atlantic	Neutral → Buy	$460
Jun-09-25	Downgrade	Citigroup	Buy → Neutral	$400
Jan-07-25	Upgrade	JP Morgan	Neutral → Overweight	$288 → $397
Jan-06-25	Upgrade	UBS	Neutral → Buy	$390
Dec-19-24	Upgrade	TD Cowen	Hold → Buy	$277 → $413
Oct-09-24	Upgrade	Wells Fargo	Equal Weight → Overweight	$235 → $285
Sep-12-24	Initiated	Wells Fargo	Equal Weight	$235
Jul-30-24	Upgrade	BofA Securities	Neutral → Buy	$268
Apr-09-24	Upgrade	Morgan Stanley	Equal-Weight → Overweight	$254 → $315
Apr-04-24	Initiated	Raymond James	Underperform
Jan-04-24	Initiated	TD Cowen	Market Perform	$224
Dec-01-23	Initiated	Redburn Atlantic	Neutral	$240
Sep-07-23	Initiated	Barclays	Overweight	$275
Apr-03-23	Downgrade	Credit Suisse	Outperform → Neutral	$245 → $205

Show Previous Ratings

Jan-30-26 01:17PM	LPL Financial Dips Despite Q4 Earnings Beat, Revenues & Costs Rise Y/Y (Zacks)
09:39AM	LPL Financial Earnings Beat Estimates. Client Assets Surge 36%. (Barrons.com)
09:03AM	James Spinelli: How a Leap of Faith Led to a $10 Billion Wealth Management Firm (Barrons.com)
08:54AM	LPL Retaining Larger, High-Quality Commonwealth Advisors (Wealth Management)
12:34AM	LPLA Q4 Deep Dive: Integration Progress and Recruiting Priorities Shape Outlook (StockStory)
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12:01AM	LPL Financial Holdings Inc (LPLA) Q4 2025 Earnings Call Highlights: Record Asset Growth and ... (GuruFocus.com)
12:00AM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
Jan-29-26 07:52PM	LPL Financial Q4 Earnings Call Highlights (MarketBeat)
07:00PM	Compared to Estimates, LPL Financial (LPLA) Q4 Earnings: A Look at Key Metrics (Zacks)
06:45PM	LPL Financial Holdings Inc. (LPLA) Q4 Earnings and Revenues Top Estimates (Zacks)
04:51PM	LPL Financial (NASDAQ:LPLA) Surprises With Q4 CY2025 Sales (StockStory)
04:05PM	LPL Financial Announces Fourth Quarter and Full Year 2025 Results (GlobeNewswire)
12:57PM	LPL Financial Earnings Will Put a Spotlight on Advisor Retention Efforts (Barrons.com)
Jan-27-26 10:08PM	LPL Financial (LPLA) Reports Q4: Everything You Need To Know Ahead Of Earnings (StockStory)
01:24PM	LPL's Linsco Recruits $2 Billion Advisory Team From Fifth Third Private Bank (Barrons.com)
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12:34PM	$2B Ohio Team Joins LPL From Fifth Third Private Bank (Wealth Management)
09:15AM	Unveiling LPL Financial (LPLA) Q4 Outlook: Wall Street Estimates for Key Metrics (Zacks)
09:00AM	LPL Financial Celebrates Industry-Leading Milestone: Over 6,000 Advisors Achieve CFP Certification (GlobeNewswire)
08:00AM	LPL Welcomes Moto Wealth Partners to Linsco (GlobeNewswire)
12:03AM	LPL Might Not Retain 90% of Commonwealth Advisors. Why Thats Not Necessarily a Problem (The Daily Upside)
Jan-26-26 02:51PM	How Many Commonwealth Advisors Left LPL? New Report Shows Slew of Exits. (Barrons.com)
Jan-24-26 11:37PM	LPL Financial's (LPL) Valuation Readjusted After Recent Rebound (Insider Monkey)
Jan-23-26 09:26AM	Wealth.com Partners With LPL Financial (Wealth Management)
Jan-22-26 12:10PM	Will LPL Financial (LPLA) Beat Estimates Again in Its Next Earnings Report? (Zacks)
10:00AM	LPL Financial Holdings Inc. (LPLA) Earnings Expected to Grow: What to Know Ahead of Next Week's Release (Zacks)
08:55AM	LPL and Private Advisor Group Welcome Wilson Peak Wealth Management (GlobeNewswire)
Jan-21-26 03:47PM	OnePoint BFG Wealth Partners: Investing Through a Value Perspective (Wealth Management)
Jan-16-26 01:53PM	People Moves: LPL Appoints New Heads of Supervision, Service (Wealth Management)
Jan-15-26 04:02PM	Wells Fargo Recruits $1.3 Billion Commonwealth Team (Barrons.com)
Jan-14-26 08:55AM	LPL Financial Welcomes Oak Bridge Financial, LLC (GlobeNewswire)
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06:00AM	Integrated Adds Kansas-Based Advisors With $300M From Keating (Wealth Management)
Jan-13-26 03:28PM	JPMorgan Seeks Court Order Against Former Rep Who Set Up Shop Across the Street (Wealth Management)
02:03PM	Double-Digit Earnings Growth Could Continue. It Still Might Not Satisfy Investors. (Barrons.com)
09:00AM	Wealth Management Leaders Suzanne Elovic and Mike Murphy Join LPL Financial to Strengthen Advisor and Client Service (GlobeNewswire)
Jan-12-26 09:00AM	LPL Financial Appoints Ilan Davidovici as Executive Vice President, Corporate Strategy (GlobeNewswire)
Jan-08-26 04:05PM	LPL Financial Announces Fourth Quarter and Full Year 2025 Earnings Release Date and Conference Call (GlobeNewswire)
09:00AM	Somesh Khanna Elected to LPL Financial Board of Directors (GlobeNewswire)
08:00AM	LPL Financial Welcomes Rand, Williams & Associates, LLC (GlobeNewswire)
Jan-06-26 03:00PM	What advisors need to know about financial planning in 2026 (Yahoo Finance Video)
03:00PM	New ways to accelerate your retirement savings (Yahoo Finance Video)
Dec-31-25 04:13PM	10 People to Watch in Wealth Management in 2026 (Barrons.com)
Dec-24-25 11:05PM	3 Reasons We're Fans of LPL Financial (LPLA) (StockStory)
11:38AM	Schwab Hits 52-Week High: Is This the Right Time to Buy SCHW for 2026? (Zacks)
Dec-23-25 02:22PM	Whats the Next IBD Domino to Fall? (Wealth Management)
02:11PM	Deals & Moves: United Capital Snags $240M Kansas-Based RIA (Wealth Management)
Dec-19-25 11:44AM	LPL's Aneri Jambusaria: Paving the Way for More Financial Planning (Barrons.com)
Dec-18-25 10:27AM	LPL Financial Reports Rise in November Brokerage & Advisory Assets (Zacks)
08:52AM	Summit Wealth Snags Commonwealth RIA Compliance Lead (Wealth Management)
Dec-16-25 04:05PM	LPL Financial Reports Monthly Activity for November 2025 (GlobeNewswire)
11:58AM	$1.1B Osaic 1099 Affiliate Shifts to W-2 Employee Model (Wealth Management)
Dec-15-25 09:23AM	Bill Morrissey Exits LPL Financial Following Atria Integration (Wealth Management)
Dec-13-25 06:00AM	AI fears are fueling a welcomed stock market rotation away from Big Tech (Yahoo Finance)
Dec-12-25 12:32PM	$15B Equity Services Inc. Appoints Alex David as President, CEO (Wealth Management)
Dec-11-25 04:05PM	LPL Welcomes Forest Lake Wealth Partners to Linsco (GlobeNewswire)
Dec-10-25 10:32PM	Spotting Winners: LPL Financial (NASDAQ:LPLA) And Investment Banking & Brokerage Stocks In Q3 (StockStory)
04:20PM	The Senate Discussed Retirement Security Wednesday. Two Bills They Agreed on Offer Modest Improvement. (Barrons.com)
02:33PM	Indianapolis Tax-Focused Firm Launches RIA With Dynasty (Wealth Management)
12:55PM	LPL Financial Stock Is Near A Record High. It Advises The Advisors. (Investor's Business Daily)
11:31AM	IFP Snags $700M Commonwealth Team in Upstate New York (Wealth Management)
Dec-09-25 09:00AM	LPL Research Team Releases 2026 Outlook: The Policy Engine (GlobeNewswire)
08:49AM	LPL Financial Holdings Inc. (LPLA) Surged Following the Strong Results (Insider Monkey)
Dec-05-25 10:01PM	If You Invested $10K In LPL Financial Stock 10 Years Ago, How Much Would You Have Now? (Benzinga)
09:00AM	Matthew Morningstar Joins LPL as Chief Legal Officer (GlobeNewswire)
Dec-04-25 04:16PM	LPL Financial Celebrates 15 Years as a Public Company with Nasdaq Bell Ringing Ceremony (GlobeNewswire)
11:28AM	SEI Investments Completes First Phase of Stratos Strategic Partnership (Zacks)
Dec-02-25 04:05PM	LPL Financial to Present at the Goldman Sachs Financial Services Conference (GlobeNewswire)
02:26PM	Analyst: Commonwealth Attrition From LPL Slowing (Wealth Management)
08:55AM	LPL Financial Welcomes Kupono Wealth Planning (GlobeNewswire)
Nov-26-25 02:21AM	Investors Gauge Impact of Japan's Stimulus on JGB (The Wall Street Journal)
Nov-25-25 04:26PM	$1B Broker/Dealer Dempsey Lord Smith Moves to Cambridge (Wealth Management)
Nov-23-25 07:37AM	Economic data returns, retail earnings feature in holiday-shortened week: What to watch this week (Yahoo Finance)
Nov-21-25 10:34AM	LPL Financial Reports a Rise in October Brokerage & Advisory Assets (Zacks)
06:58AM	Deals & Moves: Insigneo Lands Raymond James Team; $5B PFG Moves to United Planners (Wealth Management)
Nov-20-25 04:05PM	LPL Financial Reports Monthly Activity for October 2025 (GlobeNewswire)
02:13PM	LPL Financial Acquires Minority Stake in Private Advisor Group (Zacks)
12:12PM	Republic Capital Group Advises Private Advisor Group on its Minority Investment by LPL Financial (PR Newswire)
08:00AM	Wells Fargo, Robinhood Top New Rankings for Digital Wealth Management (Barrons.com)
Nov-19-25 09:31AM	LPL Financial Buys Stake in Private Advisor Group, a $41 Billion Wealth Manager (Barrons.com)
09:26AM	Private Advisor Group Announces Minority Investment by LPL Financial (PR Newswire)
09:26AM	LPL Stakes $41B Super OSJ Private Advisor Group (Wealth Management)
08:55AM	LPL Financial Welcomes Longstreet Wealth Management (GlobeNewswire)
06:00AM	Osaic Adds Teams From Commonwealth, LPL With $809M in Assets (Wealth Management)
Nov-18-25 04:03PM	BCG Shreds Expectations and Delivers Top-Down Beat Quarterly Update Report (Exec Edge)
Nov-17-25 09:32AM	Should You Hold LPL Financial Holdings (LPLA)? (Insider Monkey)
Nov-14-25 09:00AM	$20B Merit Hires Advisor Liaison, 401(k) Plan Expert (Wealth Management)
Nov-13-25 02:38PM	Boutique Consultancy Adds to RIA Launch Options for Breakaways (Wealth Management)
Nov-12-25 09:00AM	LPL Financial Launches Cash Management Account to Seamlessly Integrate Banking and Investing (GlobeNewswire)
Nov-09-25 07:30AM	Valuation worries, record-long government shutdown hang over markets: What to watch this week (Yahoo Finance)
07:30AM	Record-long government shutdown, valuation worries in focus for markets: What to watch this week (Yahoo Finance)
Nov-07-25 02:50PM	Week's Best: The Best (and Worst) U.S. States for Taxes (Barrons.com)
07:02AM	Nvidia Stock Drops. These Fresh China Fears End a Bad Week for the AI Chip Maker. (Barrons.com)
Nov-06-25 05:47PM	OpenAI's Sam Altman backtracks on CFO's government 'backstop' talk (NBC News)
06:00AM	$10B Modern Wealth Hires Derek Bruton to Head M&A (Wealth Management)
12:35AM	The Top 5 Analyst Questions From LPL Financial's Q3 Earnings Call (StockStory)
Oct-31-25 01:01PM	Why Is LPL Financial (LPLA) Stock Rocketing Higher Today (StockStory) +11.47%
11:09AM	LPL Financial's Q3 Earnings Beat on Higher Revenues, Stock Up 1.3% (Zacks)
10:04AM	LPL Financial Stock Jumps On Earnings Beat, Acquisition Update (Barrons.com)
09:49AM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
08:46AM	LPLA Q3 Deep Dive: Commonwealth Integration and Operating Efficiency Propel Growth (StockStory)
08:00AM	LPL Financial Announces Lower Fees and Streamlined Pricing Across Advisory Platforms (GlobeNewswire)

LPL Financial Holdings, Inc. serves the advisor-mediated marketplace as the nation's independent broker-dealer and is an investment advisory firm and a custodian. It offers integrated technology solutions, brokerage & advisory platforms, clearing, compliance, business and planning and advice services, consultative practice management programs and training. The company provides personalized financial guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL Financial Holdings was founded in 1989 and is headquartered in San Diego, CA.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Steinmeier Richard	Chief Executive Officer	Dec 05 '25	Sale	370.99	5,058	1,876,482	9,326	Dec 09 07:15 PM
Gates Greg	Group Managing Director	Dec 05 '25	Sale	370.97	750	278,231	14,620	Dec 09 07:03 PM
Steinmeier Richard	Officer	Dec 05 '25	Proposed Sale	366.04	5,058	1,851,430		Dec 05 11:26 AM
Gates Greg	Officer	Dec 05 '25	Proposed Sale	366.04	750	274,530		Dec 05 11:26 AM
Jambusaria Aneri	Group Managing Director	Dec 01 '25	Sale	352.48	80	28,198	5,502	Dec 03 04:37 PM
Jambusaria Aneri	Officer	Dec 01 '25	Proposed Sale	352.48	80	28,198		Dec 01 12:21 PM
Gates Greg	Group Managing Director	Nov 05 '25	Sale	376.43	1,500	564,647	15,370	Nov 07 04:10 PM
Gates Greg	Officer	Nov 05 '25	Proposed Sale	376.43	1,500	564,650		Nov 05 04:14 PM
Gates Greg	Group Managing Director	Oct 06 '25	Sale	314.42	750	235,814	16,870	Oct 08 04:23 PM
Gates Greg	Officer	Oct 06 '25	Proposed Sale	314.42	750	235,813		Oct 06 05:08 PM
Gates Greg	Group Managing Director	Sep 05 '25	Sale	338.21	1,500	507,312	17,620	Sep 09 05:01 PM
Gates Greg	Officer	Sep 05 '25	Proposed Sale	356.15	1,500	534,225		Sep 05 09:58 AM
Jambusaria Aneri	Group Managing Director	Sep 02 '25	Sale	361.25	80	28,900	5,582	Sep 03 04:38 PM
Jambusaria Aneri	Officer	Sep 02 '25	Proposed Sale	361.25	80	28,900		Sep 02 11:09 AM
Gates Greg	Group Managing Director	Aug 05 '25	Sale	374.05	1,500	561,069	19,120	Aug 07 04:31 PM
Gates Greg	Officer	Aug 05 '25	Proposed Sale	374.05	1,500	561,069		Aug 05 05:29 PM
Gates Greg	Group Managing Director	Jul 03 '25	Sale	382.63	1,500	573,952	20,620	Jul 08 04:14 PM
Gates Greg	Officer	Jul 03 '25	Proposed Sale	382.63	1,500	573,947		Jul 03 01:17 PM
Gates Greg	Group Managing Director	Jun 05 '25	Sale	378.87	1,500	568,300	22,354	Jun 09 04:12 PM
Gates Greg	Officer	Jun 05 '25	Proposed Sale	379.22	1,500	568,830		Jun 05 04:13 PM
Jambusaria Aneri	Group Managing Director	Jun 02 '25	Sale	383.99	80	30,719	5,662	Jun 04 04:13 PM
Jambusaria Aneri	Officer	Jun 02 '25	Proposed Sale	383.99	80	30,719		Jun 02 11:04 AM
Jambusaria Aneri	Managing Director	Mar 14 '25	Sale	311.87	80	24,950	5,742	Mar 17 04:24 PM
Jambusaria Aneri	Officer	Mar 14 '25	Proposed Sale	311.87	80	24,950		Mar 14 09:45 AM
Cohen Marc Eliot	Managing Director	Feb 26 '25	Sale	365.85	1,100	402,435	4,075	Feb 27 06:14 PM
Audette Matthew J	President and CFO	Feb 26 '25	Sale	360.07	4,588	1,652,001	16,538	Feb 27 06:05 PM
Cohen Marc Eliot	Officer	Feb 26 '25	Proposed Sale	365.85	1,100	402,435		Feb 26 12:01 PM
Audette Matthew J	Officer	Feb 26 '25	Proposed Sale	360.07	4,588	1,652,001		Feb 26 09:44 AM
Steinmeier Richard	Chief Executive Officer	Feb 18 '25	Sale	373.79	3,500	1,308,265	21,396	Feb 20 04:13 PM
Steinmeier Richard	Officer	Feb 18 '25	Proposed Sale	373.79	3,500	1,308,265		Feb 18 01:07 PM
Enyedi Matthew	Managing Director	Feb 10 '25	Option Exercise	39.48	5,154	203,480	15,649	Feb 12 04:13 PM
Enyedi Matthew	Managing Director	Feb 10 '25	Sale	369.33	5,154	1,903,527	10,495	Feb 12 04:13 PM
Enyedi Matthew	Officer	Feb 10 '25	Proposed Sale	369.33	5,154	1,903,527		Feb 10 10:12 AM
Audette Matthew J	President and CFO	Feb 05 '25	Option Exercise	70.89	28,777	2,040,117	42,440	Feb 07 04:15 PM
Audette Matthew J	President and CFO	Feb 05 '25	Sale	365.14	28,777	10,507,676	13,663	Feb 07 04:15 PM
Audette Matthew J	Officer	Feb 05 '25	Proposed Sale	365.14	28,777	10,507,676		Feb 05 04:20 PM

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LPLA

LPL Financial Holdings Inc

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