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LPLA

LPL Financial Holdings Inc

Nov 03 • 04:00PM ET

378.94

+1.63 0.43 %

Financial • Capital Markets • USA • NASD

Peers: SCHW MS RJF AMP STT NTRS BK WFC GS UBS

| Held by: VTI VO VUG VXF VOT IWP IWF IWR SCHG IAI

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Index	-	P/E	34.87	EPS (ttm)	10.87	Insider Own	0.71%	Shs Outstand	80.04M	Perf Week	10.34%
Market Cap	30.32B	Forward P/E	16.17	EPS next Y	23.43	Insider Trans	-1.20%	Shs Float	79.43M	Perf Month	20.40%
Enterprise Value	35.02B	PEG	1.71	EPS next Q	4.99	Inst Own	101.20%	Short Float	2.71%	Perf Quarter	1.34%
Income	833.05M	P/S	1.95	EPS this Y	19.33%	Inst Trans	1.10%	Short Ratio	2.31	Perf Half Y	13.43%
Sales	15.57B	P/B	6.01	EPS next Y	18.94%	ROA	5.56%	Short Interest	2.16M	Perf YTD	16.06%
Book/sh	63.01	P/C	10.75	EPS next 5Y	20.41%	ROE	21.32%	52W High	403.58 -6.10%	Perf Year	43.53%
Cash/sh	35.26	P/FCF	667.04	EPS past 3/5Y	35.63% 16.23%	ROIC	6.63%	52W Low	262.83 44.17%	Perf 3Y	50.17%
Dividend Est.	1.23 (0.33%)	EV/EBITDA	12.74	Sales past 3/5Y	17.06% 17.10%	Gross Margin	30.28%	Volatility	3.63% 2.91%	Perf 5Y	375.88%
Dividend TTM	1.20 (0.32%)	EV/Sales	2.25	EPS Y/Y TTM	-18.62%	Oper. Margin	13.95%	ATR (14)	12.41	Perf 10Y	821.55%
Dividend Ex-Date	Nov 13, 2025	Quick Ratio	2.78	Sales Y/Y TTM	35.19%	Profit Margin	5.35%	RSI (14)	74.67	Recom	1.72
Dividend Gr. 3/5Y	6.27% 3.71%	Current Ratio	2.53	EPS Q/Q	-110.90%	SMA20	12.36%	Beta	0.63	Target Price	430.79
Payout	8.55%	Debt/Eq	1.49	Sales Q/Q	46.44%	SMA50	11.43%	Rel Volume	1.63	Prev Close	377.31
Employees	9000	LT Debt/Eq	1.49	Earnings	Oct 30 AMC	SMA200	7.54%	Avg Volume	934.70K	Price	378.94
IPO	Nov 18, 2010	Option/Short	Yes / Yes	EPS/Sales Surpr.	15.81% 4.59%	Trades		Volume	1,519,044	Change	0.43%

Date	Action	Analyst	Rating Change	Price Target Change
Oct-09-25	Upgrade	Raymond James	Underperform → Mkt Perform
Oct-03-25	Initiated	BMO Capital Markets	Outperform	$365
Sep-19-25	Downgrade	Rothschild & Co Redburn	Buy → Neutral	$390
Sep-12-25	Resumed	Goldman	Buy	$405
Jul-09-25	Downgrade	Citigroup	Neutral → Sell	$80
Jun-09-25	Upgrade	Redburn Atlantic	Neutral → Buy	$460
Jun-09-25	Downgrade	Citigroup	Buy → Neutral	$400
Jan-07-25	Upgrade	JP Morgan	Neutral → Overweight	$288 → $397
Jan-06-25	Upgrade	UBS	Neutral → Buy	$390
Dec-19-24	Upgrade	TD Cowen	Hold → Buy	$277 → $413
Oct-09-24	Upgrade	Wells Fargo	Equal Weight → Overweight	$235 → $285
Sep-12-24	Initiated	Wells Fargo	Equal Weight	$235
Jul-30-24	Upgrade	BofA Securities	Neutral → Buy	$268
Apr-09-24	Upgrade	Morgan Stanley	Equal-Weight → Overweight	$254 → $315
Apr-04-24	Initiated	Raymond James	Underperform
Jan-04-24	Initiated	TD Cowen	Market Perform	$224
Dec-01-23	Initiated	Redburn Atlantic	Neutral	$240
Sep-07-23	Initiated	Barclays	Overweight	$275
Apr-03-23	Downgrade	Credit Suisse	Outperform → Neutral	$245 → $205
Nov-30-22	Downgrade	Morgan Stanley	Overweight → Equal-Weight	$281 → $239

Show Previous Ratings

Oct-31-25 01:01PM	Why Is LPL Financial (LPLA) Stock Rocketing Higher Today (StockStory) +11.47%
11:09AM	LPL Financial's Q3 Earnings Beat on Higher Revenues, Stock Up 1.3% (Zacks)
10:04AM	LPL Financial Stock Jumps On Earnings Beat, Acquisition Update (Barrons.com)
09:49AM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
08:46AM	LPLA Q3 Deep Dive: Commonwealth Integration and Operating Efficiency Propel Growth (StockStory)
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08:00AM	LPL Financial Announces Lower Fees and Streamlined Pricing Across Advisory Platforms (GlobeNewswire)
Oct-30-25 11:05PM	LPL Financial Holdings Inc (LPLA) Q3 2025 Earnings Call Highlights: Record Asset Growth and ... (GuruFocus.com)
07:04PM	LPL Retains 80% of Commonwealth Assets to Date (Wealth Management)
06:30PM	LPL Financial (LPLA) Q3 Earnings: Taking a Look at Key Metrics Versus Estimates (Zacks)
06:00PM	LPL Financial Holdings Inc. (LPLA) Surpasses Q3 Earnings and Revenue Estimates (Zacks)
04:36PM	LPL Financial (NASDAQ:LPLA) Reports Upbeat Q3 (StockStory)
04:05PM	LPL Financial Announces Third Quarter 2025 Results (GlobeNewswire)
Oct-29-25 06:20PM	Moelis (MC) Q3 Earnings and Revenues Beat Estimates (Zacks)
11:37AM	Nvidia at $5 Trillion Raises Dot-Com Era Ghosts. Maybe It Shouldn't. (Barrons.com)
09:15AM	Countdown to LPL Financial (LPLA) Q3 Earnings: Wall Street Forecasts for Key Metrics (Zacks)
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Oct-28-25 11:10PM	Earnings To Watch: LPL Financial (LPLA) Reports Q3 Results Tomorrow (StockStory)
08:55AM	LPL Financial Welcomes Edge Wealth Advisory Group (GlobeNewswire)
Oct-24-25 03:44PM	Farther Recruits Advisor Team Focused on Physicians (Wealth Management)
11:40AM	Todd Mackay: How Cetera Wants to Help Advisors Accelerate Growth (Barrons.com)
11:15AM	Sept. CPI is 'green light' for Fed to cut rates in October (Yahoo Finance Video)
Oct-23-25 10:00AM	LPL Financial Holdings Inc. (LPLA) Earnings Expected to Grow: What to Know Ahead of Next Week's Release (Zacks)
08:55AM	LPL Financial Welcomes Gentle Family Wealth Partners (GlobeNewswire)
Oct-17-25 01:26PM	Credit Union Alleges Former Employees Stole Trade Secrets In Moves to Osaic, LPL (Wealth Management)
11:55AM	This Brokerage Stock Looks Like a Bargain Compared With Rival Firms (Barrons.com)
Oct-16-25 08:10AM	Artisan Mid Cap Fund Sold Its Stake in LPL Financial Holdings (LPLA) in Q3 (Insider Monkey)
Oct-14-25 03:30PM	Mariner Independent Recruits Pennsylvania Team From Commonwealth (Wealth Management)
12:59PM	Goldman Q3 Earnings Beat Estimates on Solid IB Fees, Stock Declines (Zacks)
08:55AM	LPL Financial Welcomes Paddock and Pine Wealth Partners to Linsco Channel (GlobeNewswire)
06:18AM	Global markets tumble as Beijing imposes new ban on U.S. shipping and Bessent vows China will be hurt the most if it doesnt surrender (Fortune)
Oct-13-25 05:20PM	People Moves: Mercer Hires Integration Lead, MAI Names Marketing Head (Wealth Management)
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12:47PM	Atria Co-Founder Lands at Annuities Wholesaler WealthVest (Wealth Management)
Oct-12-25 08:41AM	BMO Capital Initiates Coverage on LPL Financial Holdings Inc. (LPLA) with "Outperform" Rating and $365 Price Target (Insider Monkey)
07:46AM	Stocks dip as government shutdown continues, rare earths rally: What to watch this week (Yahoo Finance)
Oct-11-25 11:01AM	'There Is A Bigger Risk,' Why Americans' Stock Holdings Have Some Economists Worried (Benzinga)
Oct-09-25 04:22PM	How Merrill, LPL push advisor education in AI adoption (Financial Planning)
04:21PM	Raymond James Recruits Ex-Commonwealth Advisors Who Managed $1.7 Billion (Barrons.com)
04:19PM	LPL Financial Announces Third Quarter 2025 Earnings Release Date and Conference Call (GlobeNewswire)
01:53PM	Raymond James Adds $1.1B San Diego Team From Commonwealth (Wealth Management)
Oct-08-25 12:56PM	LPL Financial Holdings Inc. (LPLA): A Bull Case Theory (Insider Monkey)
Oct-07-25 08:55AM	LPL Financial Welcomes Flowers-Bradley Wealth Management to Linsco Channel (GlobeNewswire)
Oct-05-25 07:37AM	Stocks trade at record highs as government shutdown leaves economic data in limbo: What to watch (Yahoo Finance)
Oct-02-25 11:33PM	Q2 Rundown: LPL Financial (NASDAQ:LPLA) Vs Other Investment Banking & Brokerage Stocks (StockStory)
12:23PM	Commonwealth Recruits $350M Breakaway from Morgan Stanley (Wealth Management)
Sep-30-25 09:35AM	LPL Financial Welcomes Lighthouse Private Wealth (GlobeNewswire)
Sep-29-25 12:56AM	LPL Financial Holdings Inc. (LPLA) Extends Prudential Financial Strategic Partnership (Insider Monkey)
Sep-28-25 05:00AM	Americans have more money in stocks than ever before. Economists say thats a bright red flag (CNN Business)
Sep-25-25 11:18AM	LPLs RIA Channel Lands $1.3B Team from Northwestern Mutual (Wealth Management)
08:55AM	LPL Financial Welcomes Tennant Financial (GlobeNewswire)
Sep-24-25 04:17PM	Heres how stocks historically perform after Fed rate cuts when trading near record highs (MarketWatch)
Sep-22-25 11:35AM	LPL Financial's August Brokerage & Advisory Assets Rise Sequentially (Zacks)
Sep-19-25 12:10PM	Why LPL Financial (LPLA) Shares Are Plunging Today (StockStory)
Sep-18-25 04:05PM	LPL Financial Reports Monthly Activity for August 2025 (GlobeNewswire)
01:54PM	Fed Gifts the Stock Rally With Rate Cuts. A Key Risk Remains. (Barrons.com)
01:37PM	&Partners Wins Teams From LPL Financial, Raymond James (Wealth Management)
08:55AM	LPL Financial Welcomes Worley Monroe Advisors (GlobeNewswire)
Sep-17-25 02:38PM	Team With $1.25 Billion in Client Assets Leaves UBS to Start Ox Road Capital (Barrons.com)
11:01AM	Stock Market Today: Investors stumped as indecisive Fed cuts rates, offers wide array of 2026 forecasts (TheStreet)
09:00AM	LPL Releases Inaugural Advisor Growth Study (GlobeNewswire)
Sep-16-25 12:30PM	UBS to Raise Pay for Financial Advisors. The Change May Boost Retention. (Barrons.com)
11:40AM	LPL Adds $1.25B UBS Team to Breakaway Model (Wealth Management)
08:55AM	Ox Road Capital Joins LPL Strategic Wealth Services (GlobeNewswire)
Sep-12-25 04:00PM	Here Are America's Top RIA Firms and Independent Advisors (Barrons.com)
09:39AM	Molson Coors downgraded, GM upgraded: Wall Street's top analyst calls (The Fly)
Sep-09-25 12:56PM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
09:00AM	LPL Financial Welcomes The Capitol Bay Group (GlobeNewswire)
Sep-08-25 08:03PM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
09:00AM	Decorum Wealth Management Launches with Support from LPL Strategic Wealth (GlobeNewswire)
Sep-05-25 02:36PM	Why LPL Financial (LPLA) Stock Is Nosediving (StockStory) -7.51%
Sep-04-25 09:00AM	LPL Financial Advisors Embrace AI's Potential for Business Growth, Increased Capacity, Survey Finds (GlobeNewswire)
Sep-03-25 12:02AM	LPL Financial (LPLA): 3 Reasons We Love This Stock (StockStory)
Aug-31-25 04:00AM	September Is the Worst Month for Stocks. This Year Might be Different. (Barrons.com)
Aug-30-25 01:02PM	How an Appeals Court's Ruling on Trump Tariffs Could Upend the Bond Market (Barrons.com)
Aug-28-25 01:04PM	LPL Loses Ex-Commonwealth Advisors With $780 Million to Raymond James (Barrons.com)
10:48AM	LPL Adds $715M Cincinnati Team From Cetera (Wealth Management)
08:55AM	LPL Financial Welcomes Concentric Wealth Management (GlobeNewswire)
Aug-27-25 09:00AM	LPL Financial Completes Onboarding of First Horizon Advisors to Institution Services Platform (GlobeNewswire)
Aug-26-25 03:19PM	LPL Nabs $700 Million Advisor Team From Wedbush Securities (Barrons.com)
11:25AM	LPL Attracts $700M Texas Team From Wedbush Securities (Wealth Management)
08:55AM	LPL Financial Welcomes Skyward Financial (GlobeNewswire)
04:13AM	LPL Financial Holdings Inc. (LPLA): A Bull Case Theory (Insider Monkey)
Aug-25-25 02:15PM	Cetera, LPL and Raymond James Bolster RIA Channels (Wealth Management)
Aug-22-25 03:40PM	Treasury Yields Fall on Fed Rate Cut Expectations (The Wall Street Journal)
10:56AM	Gilt Yields Fall After Fed Chairs Jackson Hole Speech (The Wall Street Journal)
09:44AM	LPL Financial's July Brokerage & Advisory Assets Rise Sequentially (Zacks)
08:39AM	Longer-Term Treasury Yields Fall Ahead of Powells Speech (The Wall Street Journal)
05:58AM	Improvement in German Ifo Could Keep 10-Year Bund Yield at High Level (The Wall Street Journal)
03:23AM	Fiscal Dynamics Pose a Risk to Long-Dated U.S. Treasurys (The Wall Street Journal)
02:08AM	U.S. Treasury Yields Edge Lower Ahead of Powell's Speech (The Wall Street Journal)
Aug-21-25 04:05PM	LPL Financial Reports Monthly Activity for July 2025 (GlobeNewswire)
01:32PM	Merit Financial Acquires $860 Million Ex-Commonwealth Team (Barrons.com)
11:15AM	The Market Can't Stop Leaning on Big Tech. It Could Stall the Rally. (Barrons.com)
08:55AM	LPL Financial Welcomes Women-Led Chloey Wealth (GlobeNewswire)
Aug-19-25 08:55AM	LPL Financial Welcomes Zarra Wealth Management (GlobeNewswire)
Aug-18-25 02:39PM	Kestra, Raymond James Are Early Leaders in Drawing Commonwealth Advisors (Wealth Management)
Aug-15-25 10:01PM	If You Invested $10K In LPL Financial Stock 10 Years Ago, How Much Would You Have Now? (Benzinga)
01:04PM	Week's Best: Is Medicaid Worth Going Broke for? (Barrons.com)
07:57AM	Binah Capital Group Revenue Rises as Wealth Platform Scales Quarterly Update Report (Exec Edge)
Aug-14-25 09:00AM	Deals & Moves: Main Street Launches RIA in Pennsylvania; Steward Snags Ameriprise Team (Wealth Management)
Aug-13-25 12:22PM	Jeremy Caza Launches Carta Wealth Planning on Stratos' Platform (PR Newswire)
09:00AM	LPL Financial Showcases Innovation, Investment and Inspiration at Focus 2025 Finale (GlobeNewswire)

LPL Financial Holdings, Inc. serves the advisor-mediated marketplace as the nation's independent broker-dealer and is an investment advisory firm and a custodian. It offers integrated technology solutions, brokerage & advisory platforms, clearing, compliance, business and planning and advice services, consultative practice management programs and training. The company provides personalized financial guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL Financial Holdings was founded in 1989 and is headquartered in San Diego, CA.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Gates Greg	Group Managing Director	Oct 06 '25	Sale	314.42	750	235,814	16,870	Oct 08 04:23 PM
Gates Greg	Officer	Oct 06 '25	Proposed Sale	314.42	750	235,813		Oct 06 05:08 PM
Gates Greg	Group Managing Director	Sep 05 '25	Sale	338.21	1,500	507,312	17,620	Sep 09 05:01 PM
Gates Greg	Officer	Sep 05 '25	Proposed Sale	356.15	1,500	534,225		Sep 05 09:58 AM
Jambusaria Aneri	Group Managing Director	Sep 02 '25	Sale	361.25	80	28,900	5,582	Sep 03 04:38 PM
Jambusaria Aneri	Officer	Sep 02 '25	Proposed Sale	361.25	80	28,900		Sep 02 11:09 AM
Gates Greg	Group Managing Director	Aug 05 '25	Sale	374.05	1,500	561,069	19,120	Aug 07 04:31 PM
Gates Greg	Officer	Aug 05 '25	Proposed Sale	374.05	1,500	561,069		Aug 05 05:29 PM
Gates Greg	Group Managing Director	Jul 03 '25	Sale	382.63	1,500	573,952	20,620	Jul 08 04:14 PM
Gates Greg	Officer	Jul 03 '25	Proposed Sale	382.63	1,500	573,947		Jul 03 01:17 PM
Gates Greg	Group Managing Director	Jun 05 '25	Sale	378.87	1,500	568,300	22,354	Jun 09 04:12 PM
Gates Greg	Officer	Jun 05 '25	Proposed Sale	379.22	1,500	568,830		Jun 05 04:13 PM
Jambusaria Aneri	Group Managing Director	Jun 02 '25	Sale	383.99	80	30,719	5,662	Jun 04 04:13 PM
Jambusaria Aneri	Officer	Jun 02 '25	Proposed Sale	383.99	80	30,719		Jun 02 11:04 AM
Jambusaria Aneri	Managing Director	Mar 14 '25	Sale	311.87	80	24,950	5,742	Mar 17 04:24 PM
Jambusaria Aneri	Officer	Mar 14 '25	Proposed Sale	311.87	80	24,950		Mar 14 09:45 AM
Cohen Marc Eliot	Managing Director	Feb 26 '25	Sale	365.85	1,100	402,435	4,075	Feb 27 06:14 PM
Audette Matthew J	President and CFO	Feb 26 '25	Sale	360.07	4,588	1,652,001	16,538	Feb 27 06:05 PM
Cohen Marc Eliot	Officer	Feb 26 '25	Proposed Sale	365.85	1,100	402,435		Feb 26 12:01 PM
Audette Matthew J	Officer	Feb 26 '25	Proposed Sale	360.07	4,588	1,652,001		Feb 26 09:44 AM
Steinmeier Richard	Chief Executive Officer	Feb 18 '25	Sale	373.79	3,500	1,308,265	21,396	Feb 20 04:13 PM
Steinmeier Richard	Officer	Feb 18 '25	Proposed Sale	373.79	3,500	1,308,265		Feb 18 01:07 PM
Enyedi Matthew	Managing Director	Feb 10 '25	Option Exercise	39.48	5,154	203,480	15,649	Feb 12 04:13 PM
Enyedi Matthew	Managing Director	Feb 10 '25	Sale	369.33	5,154	1,903,527	10,495	Feb 12 04:13 PM
Enyedi Matthew	Officer	Feb 10 '25	Proposed Sale	369.33	5,154	1,903,527		Feb 10 10:12 AM
Audette Matthew J	President and CFO	Feb 05 '25	Option Exercise	70.89	28,777	2,040,117	42,440	Feb 07 04:15 PM
Audette Matthew J	President and CFO	Feb 05 '25	Sale	365.14	28,777	10,507,676	13,663	Feb 07 04:15 PM
Audette Matthew J	Officer	Feb 05 '25	Proposed Sale	365.14	28,777	10,507,676		Feb 05 04:20 PM
Arnold Dan H.	Former Officer and Director	Dec 19 '24	Proposed Sale	330.00	47,894	15,805,020		Dec 19 10:13 AM
Arnold Dan H.	Former Officer	Dec 18 '24	Proposed Sale	330.00	100	33,000		Dec 18 04:07 PM
Jambusaria Aneri	Managing Director	Dec 05 '24	Sale	331.94	305	101,242	3,920	Dec 09 05:11 PM
Jambusaria Aneri	Officer	Dec 05 '24	Proposed Sale	331.94	305	101,242		Dec 05 05:05 PM

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LPLA

LPL Financial Holdings Inc

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