 |
| 22-Oct-13 | Reiterated |
FBR Capital |
Outperform |
$32 → $35 |
|
| 21-Oct-13 | Reiterated |
UBS |
Buy |
$33 → $37 |
|
| 25-Jul-13 | Reiterated |
Argus |
Buy |
$26 → $35 |
|
| 23-Jul-13 | Reiterated |
FBR Capital |
Outperform |
$27 → $32 |
|
| 10-Jun-13 | Downgrade |
Oppenheimer |
Outperform → Perform |
|
|
| 31-May-13 | Upgrade |
Deutsche Bank |
Hold → Buy |
$20 → $30 |
|
| 20-Sep-12 | Downgrade |
UBS |
Buy → Neutral |
$19 → $19 |
|
| 21-May-12 | Downgrade |
JMP Securities |
Mkt Outperform → Mkt Underperform |
$26 → $11 |
|
| 23-Mar-12 | Upgrade |
RBC Capital Mkts |
Underperform → Sector Perform |
$17 → $21 |
|
| 16-Mar-12 | Downgrade |
Deutsche Bank |
Buy → Hold |
$28 → $22 |
|
| 06-Jan-12 | Reiterated |
Ticonderoga |
Buy |
$22 → $19 |
|
| 06-Jan-12 | Reiterated |
Barclays Capital |
Equal Weight |
$27 → $25 |
|
| 07-Sep-11 | Reiterated |
Oppenheimer |
Outperform |
$29 → $27 |
|
| 08-Jul-11 | Reiterated |
Ticonderoga |
Buy |
$31 → $26 |
|
| 14-Jun-11 | Initiated |
RBC Capital Mkts |
Underperform |
$24 |
|
| 25-Apr-11 | Reiterated |
Barclays Capital |
Equal Weight |
$34 → $31 |
|
| 25-Mar-11 | Reiterated |
Oppenheimer |
Outperform |
$33 → $31 |
|
| 27-Jan-11 | Reiterated |
Oppenheimer |
Outperform |
$34 → $33 |
|
| 21-Jan-11 | Reiterated |
FBR Capital |
Outperform |
$32 → $34 |
|
| 03-Jan-11 | Reiterated |
Ticonderoga |
Buy |
$29 → $31 |
|
|
|
| 05-Dec-13 09:10AM | Could Volcker Rule Change Best Bank Stock for 2014? 24/7 Wall St. |
| 07:13AM | 'Volcker rule': Portfolio hedging is out, WSJ reports at theflyonthewall.com |
| 06:45AM | Maybe Thanksgiving was peak of bull market: Pro at CNBC |
| 04:57AM | 3M - Analyst Is Right, Limited Short To Medium-Term Appeal at Seeking Alpha |
| 04-Dec-13 08:49PM | SEC to Consider Volcker Rule on December 10 Using Paper Ballot at Bloomberg |
| 04:58PM | JC Penney and OmniVision are big market movers AP |
| 04:35PM | Sector Wrap: Large-cap banking stocks AP |
| 04:25PM | Morgan Stanley downgraded to Hold from Buy at Deutsche Bank at theflyonthewall.com |
| 03:40PM | Should Investors Fear the Volcker Rule? at Motley Fool |
| 02:44PM | Morgan Stanley's Preferred Stock, Series A Shares Cross 5.5% Yield Mark at Forbes |
| 02:33PM | Exclusive: Morgan Stanley, UBS hired to run Applus+ IPO - source Reuters |
| 02:12PM | Analyst Moves: BBT, JCI, STLD, WHR at Forbes |
| 01:57PM | Warren Calls on Big Banks to Disclose Policy Group Contributions at Bloomberg |
| 01:49PM | Exclusive: Morgan Stanley, UBS hired to run Applus+ IPO - source Reuters |
| 12:44PM | Accenture, NetApp, Teradata in Front Lines of Cloud Risk, Says Morgan Stanley at Barrons.com |
| 12:26PM | U.S. Bancorp Replaces Citigroup on Goldman's Conviction Buy List at Barrons.com |
| 12:15PM | Sen. Warren asks Jamie Dimon, Lloyd Blankfein and other bank chiefs for think-tank disclosures at MarketWatch |
| 12:10PM | 'Banking Cartel' Slapped with Record LIBOR Fine; Why Wall Street Has a Hard Time Following the Rules The Daily Ticker |
| 11:50AM | Holder says U.S. plans new bank fraud cases for early next year, Reuters says at theflyonthewall.com |
| 09:23AM | AVG Technologies 2.7M share Block Trade priced at $16.75 theflyonthewall.com |
| 09:09AM | AVG Technologies 2.7M share IPO priced at $16.75 theflyonthewall.com |
| 08:15AM | Analysts Actions: BBT C JCI SONC T TheStreet |
| 07:17AM | Morgan Stanley increases lending to boost wealth margins, Reuters reports at theflyonthewall.com |
| 05:46AM | House of Morgan Divided on Junk as Returns Wane: Credit Markets at Bloomberg |
| 01:15AM | Regulator OMalia Cites Insanity in U.S. Overseas Swaps Policy at Bloomberg |
| 01:05AM | Morgan Stanley amps up lending to boost wealth margins Reuters |
| 03-Dec-13 06:21PM | UBS gives brokers higher expense accounts to lure the wealthy Reuters |
| 03:30PM | Volcker Rule Set for Dec. 10 Approval by U.S. Regulators at Bloomberg |
| 03:30PM | Equinix's Management Presents at NASDAQ OMX Investor Program (Transcript) at Seeking Alpha |
| 03:22PM | U.S. swaps regulator plans December 10 Volcker rule vote Reuters |
| 02:33PM | Three Financial Picks for a Strong Q1 at Barrons.com |
| 02:30PM | US STOCKS-Wall St declines for third day, led by consumer stocks Reuters |
| 01:25PM | BlackBerry says making headway with corporate, government clients Reuters |
| 01:23PM | BlackBerry says making headway with corporate, gov't clients Reuters |
| 12:28PM | Boom-era credit deals poised for comeback at Financial Times |
| 12:22PM | Tesla's Tumble Is a Buying Opportunity: Morgan Stanley at The Wall Street Journal |
| 11:41AM | Tesla's Tumble Is a Buying Opportunity: Morgan Stanley at The Wall Street Journal |
| 10:52AM | Fed Official: Not Clear That Decision Not to Taper Surprised Markets in September at The Wall Street Journal |
| 10:29AM | Colm Kelleher to Speak at the 2013 Goldman Sachs Financial Services Conference Business Wire |
| 10:00AM | Fannie Mae Didnt Cause the Housing Crisis, Free-Market Ideologues Did, Former CFO Says The Daily Ticker |
| 09:26AM | Morgan Stanley Queried by SEC Over Accounting Mistakes at Bloomberg |
| 06:28AM | Investment banks to slice pay again despite upped profits, FT says theflyonthewall.com |
| 02-Dec-13 04:56PM | Volcker Rule Said Set for Dec. 10 Approval by U.S. Regulators at Bloomberg |
| 12:46PM | Rothschild Germany Adds Ex-Morgan Stanley Banker Tschoeke at Bloomberg |
| 12:35PM | Investors Ready for the Stock Market Holiday Drive at Minyanville |
| 12:15PM | Morgan Stanley Adds Junk-Debt Analyst Corsair From Shrinking UBS at Bloomberg |
| 12:02PM | 5 Stocks Advancing The Financial Sector at TheStreet |
| 10:54AM | Morgan Stanley's Adam Parker: The Most Bullish Strategist on Wall Street at The Wall Street Journal |
| 10:45AM | Morgan Stanley's Adam Parker: The Most Bullish Strategist on Wall Street at The Wall Street Journal |
| 09:30AM | China's Long IPO Freeze To End Next Month at Seeking Alpha |
| 08:21AM | MORGAN STANLEY: The S&P 500 Is Going To 2014 In 2014 Business Insider |
| 07:45AM | GKN eyes Spirit AeroSystems plants in Oklahoma, Telegraph reports at theflyonthewall.com |
| 07:25AM | DOJ probes Morgan Stanley's hiring in China, Reuters reports at theflyonthewall.com |
| 03:38AM | MORGAN STANLEY: Five Big Things Need To Happen For The Global Economy To Boom Business Insider |
| 03:12AM | Europe stock rally running out of steam: Morgan Stanley at CNBC |
| 01-Dec-13 07:36PM | PRESENTING: Morgan Stanley's 10 Big Macro Investment Ideas For 2014 Business Insider |
| 30-Nov-13 10:48AM | A Russian Bear Meets a Financial Lion at Motley Fool |
| 29-Nov-13 08:23AM | Does Morgan Stanley Belong in Your Portfolio? at Wall St. Cheat Sheet |
| 02:20AM | Morgan Stanley Leads Japan M&A for First Time Since 1997 at Bloomberg |
| 28-Nov-13 08:00PM | Banks Too-Big-to-Fail Debate Hurts Gas Securities: Muni Credit at Bloomberg |
| 05:00PM | Morgan Stanley Leads Japan M&A for First Time Since 1997 at Bloomberg |
| 03:35AM | Telecom Italia Said to Work With Morgan Stanley on Towers at Bloomberg |
| 27-Nov-13 06:31PM | JPMorgan eyed sale of metals unit in 2012 at Financial Times |
| 05:35PM | China Hiring Probe Extends to Morgan Stanley, Citigroup Zacks |
| 04:00PM | Which bank is the best buy right now? at Motley Fool |
| 12:34PM | Telecom Italia Said to Work With Morgan Stanley on Brazil Towers at Bloomberg |
| 11:33AM | U.S. expands China hiring probe to Morgan Stanley Reuters |
| 10:27AM | SEC expands probe into overseas hiring by U.S. banks at CNNMoney.com |
| 09:40AM | Banks Can Absorb $155 Billion in Crisis-Era Litigation: S&P at TheStreet |
| 08:31AM | Additional legal costs for big banks could top $100 billion at CNNMoney.com |
| 08:06AM | Levine on Wall Street: Bribes Subtle and Obvious at Bloomberg |
| 08:01AM | S&P estimates banks may spend as much as $104B more on mortgage suits, FT says theflyonthewall.com |
| 05:14AM | SEC questions more banks on hiring practices at Financial Times |
| 04:33AM | US banks could face legal charges of over $100 billion: S&P at CNBC |
| 12:32AM | Morgan Stanley and Citi Got SEC Inquiries on Foreign Hiring at The Wall Street Journal |
| 12:04AM | Timeline: JPMorgan and its Henry Bath metals warehouse Reuters |
| 12:03AM | Exclusive - JPMorgan tried but failed to satisfy Fed on metals warehousing: letters Reuters |
| 26-Nov-13 11:09PM | Morgan Stanley and Citi Got SEC Inquiries on Foreign Hiring at The Wall Street Journal |
| 06:02PM | U.S expands China hiring probe to Morgan Stanley, Reuters says at theflyonthewall.com |
| 05:25PM | Morgan Stanley China hiring probed: report at MarketWatch |
| 04:58PM | Exclusive: U.S. expands China hiring probe to Morgan Stanley Reuters |
| 03:55PM | Meet 'Good,' the new BlackBerry killer on Wall St. at CNBC |
| 12:41PM | Morgan Stanley's MSSB Acquisition A 'Game Changer': UBS at TheStreet |
| 11:43AM | Meet 'Good,' the new BlackBerry killer on Wall St. at CNBC |
| 10:42AM | A Chart You Should See: Best Big Bank Stock Performers at TheStreet |
| 25-Nov-13 02:15PM | Morgan Stanley's Choi on Sustainable Investing at Bloomberg |
| 12:54PM | Whenever Fed Talks, Markets Move at The Wall Street Journal |
| 11:26AM | J.P. Morgan at highest-ever level under Dimon at MarketWatch |
| 10:46AM | Cyber Monday Marketing Tips from Ecommerce Pros at Fox Business |
| 08:46AM | Stifel Downgrades Qihoo 360 Technology To Hold, Share Price May Be Stalled Till 2H2014 at Barrons.com |
| 04:15AM | Vattenfall hires Morgan Stanley to sell UK wind park - sources Reuters |
| 23-Nov-13 02:35PM | $13 Billion, Yes, but What Took So Long? at New York Times |
| 02:35PM | $13 Billion, Yes, but What Took So Long? at New York Times |
| 22-Nov-13 06:32PM | How the Dow Jones industrial average fared Friday AP |
| 06:08PM | NYSE stocks posting largest volume decreases AP |
| 05:02PM | N.Y. Feds Baxter Says Bankers Need Punishment to Shift Culture at Bloomberg |
| 03:27PM | Morgan Stanley Sours on Consumer Stocks, Favors Macy's, Delphi Auto Over J.C. Penney at Barrons.com |
| 01:07PM | Reckitt hires Morgan Stanley for pharma review-sources Reuters |
| 12:11PM | Philip Morris - Continued Volume Declines And Leverage Limits Upside Potential at Seeking Alpha |
| 10:27AM | Big business and the art of lying at Fortune |
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|
| Morgan Stanley, a financial holding company, provides various financial products and services to corporations, governments, financial institutions, and individuals worldwide. The company's Institutional Securities segment offers financial advisory services on mergers and acquisitions, divestitures, joint ventures, corporate restructurings, recapitalizations, spin-offs, exchange offers, leveraged buyouts, takeover defenses, and shareholder relations, as well as provides capital raising and corporate lending services. This segment also engages in sales, trading, financing, and market-making activities, including equity trading, fixed income and commodities, research, and investment activities, as well as provides financing services, such as prime brokerage, consolidated clearance, settlement, custody, financing, and portfolio reporting services. Its Global Wealth Management Group segment offers brokerage and investment advisory services covering various types of investments comprising equities, options, futures, foreign currencies, precious metals, fixed income securities, mutual funds, structured products, alternative investments, unit investment trusts, managed futures, separately managed accounts, and mutual fund asset allocation programs. This segment also provides education savings programs, financial and wealth planning services, annuity and other insurance products, cash management services, trust and fiduciary services, retirement solutions, and credit and other lending products, as well as engages in fixed income principal trading. The company's Asset Management segment provides alternative investment products, such as hedge funds, private equity and real estate funds, and portable alpha strategies to institutional and intermediary channels, and high net worth clients, as well as is involved in real estate investing and merchant banking businesses. Morgan Stanley was founded in 1935 and is headquartered in New York, New York. |
|
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Nicolaisen Donald T | Director | Nov 15 | Sale | 30.33 | 4,704 | 142,679 | 69,883 | Nov 15 05:24 PM | | ROSENTHAL JAMES A | Chief Operating Officer | Jul 31 | Sale | 27.32 | 12,850 | 351,062 | 100,471 | Aug 02 05:10 PM | | MORGAN STANLEY | 10% Owner | Jul 09 | Buy | 20000.00 | 3 | 60,000 | 486 | Jul 11 04:47 PM | | Hotsuki Keishi | Chief Risk Officer | Feb 13 | Sale | 23.78 | 23,034 | 547,641 | 116,766 | Feb 14 05:41 PM | | WIRTH PAUL C | Deputy CFO/Controller | Feb 08 | Sale | 23.10 | 17,379 | 401,455 | 167,707 | Feb 08 04:47 PM | | WIRTH PAUL C | Deputy CFO/Controller | Feb 07 | Sale | 22.82 | 20,000 | 456,328 | 185,086 | Feb 08 04:47 PM | | KELLEHER THOMAS COLM | President, Inst'l Securities | Feb 04 | Sale | 22.87 | 58,555 | 1,338,942 | 306,262 | Feb 05 07:12 PM | | GROSSMAN ERIC F | Chief Legal Officer | Feb 04 | Sale | 22.85 | 13,847 | 316,397 | 64,274 | Feb 05 07:08 PM | | WIRTH PAUL C | Deputy CFO/Controller | Jan 22 | Sale | 22.05 | 38,771 | 854,901 | 140,766 | Jan 24 04:08 PM | | Hotsuki Keishi | Chief Risk Officer | Jan 22 | Sale | 22.05 | 38,191 | 842,112 | 153,450 | Jan 24 04:07 PM | | KELLEHER THOMAS COLM | President, Inst'l Securities | Jan 22 | Sale | 22.23 | 53,486 | 1,188,972 | 442,865 | Jan 24 04:05 PM |
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