B. Riley Financial, Inc. engages in the provision of financial services and solutions to the capital raising and financial advisory needs of public and private firms. It operates through the following segments: Capital Markets, Wealth Management, Financial Consulting, Auction and Liquidation, Communications, and Consumer. The Capital Markets segment provides investment banking, corporate finance, research, wealth management, and sales and trading services to corporate, institutional, and high net worth clients. The Wealth Management segment offers retail brokerage, investment management, and insurance, and tax preparation services. The Financial Consulting segment focuses on a variety of specialized advisory services spanning bankruptcy, restructuring, turnaround management, forensic accounting, crisis and litigation support, appraisal and valuation, real estate, and operations management. The Auction and Liquidation segment deals with retail liquidation services. The Communications segment is composed of a portfolio of companies acquired for attractive risk-adjusted investment return characteristics. The Consumer segment includes Targus and the Brands investment portfolio. The company was founded in 1973 and is headquartered in Los Angeles, CA. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
B. Riley Financial, Inc. | 10% Owner | Feb 08 '24 | Sale | 11.00 | 852,455 | 9,377,005 | 0 | Feb 09 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Feb 07 '24 | Sale | 11.00 | 2,757,308 | 30,330,388 | 0 | Feb 09 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 23 '24 | Sale | 7.82 | 9,353 | 73,146 | 184,862 | Jan 23 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 22 '24 | Sale | 7.70 | 13,521 | 104,066 | 194,215 | Jan 23 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 19 '24 | Sale | 7.57 | 38,317 | 290,037 | 207,736 | Jan 23 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 18 '24 | Sale | 7.53 | 6,234 | 46,936 | 246,053 | Jan 18 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 17 '24 | Sale | 7.51 | 4,724 | 35,454 | 252,287 | Jan 18 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 16 '24 | Sale | 7.50 | 9,494 | 71,221 | 257,011 | Jan 18 09:00 PM | B. Riley Financial, Inc. | 10% Owner | Jan 12 '24 | Sale | 7.50 | 3,043 | 22,822 | 266,505 | Jan 12 09:01 PM | B. Riley Financial, Inc. | 10% Owner | Jan 11 '24 | Sale | 7.50 | 6,035 | 45,266 | 269,548 | Jan 12 09:01 PM | B. Riley Financial, Inc. | 10% Owner | Jan 10 '24 | Sale | 7.50 | 8,208 | 61,565 | 275,583 | Jan 12 09:01 PM | B. Riley Financial, Inc. | 10% Owner | Jan 09 '24 | Sale | 7.53 | 2,702 | 20,357 | 283,791 | Jan 09 09:01 PM | B. Riley Financial, Inc. | 10% Owner | Jan 08 '24 | Sale | 7.51 | 8,838 | 66,384 | 286,493 | Jan 09 09:01 PM | B. Riley Financial, Inc. | 10% Owner | Jan 05 '24 | Sale | 7.53 | 17,302 | 130,201 | 295,331 | Jan 09 09:01 PM | KELLEHER THOMAS J /ADV | Co-CEO | Dec 15 '23 | Buy | 20.22 | 20,000 | 404,392 | 896,544 | Dec 19 05:00 PM | B. Riley Financial, Inc. | 10% Owner | Nov 30 '23 | Sale | 2.90 | 5,811,375 | 16,852,988 | 0 | Dec 04 07:00 AM | B. Riley Financial, Inc. | 10% Owner | Nov 30 '23 | Sale | 2.90 | 1,588,642 | 4,607,062 | 0 | Dec 04 07:00 AM | RILEY BRYANT R | Chairman and Co-CEO | Nov 17 '23 | Buy | 21.23 | 30,000 | 636,858 | 6,778,773 | Nov 17 11:31 AM | PAULSON RANDALL E | Director | Nov 17 '23 | Buy | 21.23 | 10,000 | 212,292 | 318,979 | Nov 17 11:33 AM | D Agostino Robert P | Director | Nov 17 '23 | Buy | 21.23 | 5,000 | 106,143 | 160,570 | Nov 17 11:34 AM | B. Riley Financial, Inc. | 10% Owner | Nov 14 '23 | Buy | 1.16 | 157,883 | 182,907 | 7,602,348 | Nov 16 09:23 AM | B. Riley Financial, Inc. | 10% Owner | Nov 14 '23 | Buy | 0.45 | 74,189 | 33,385 | 2,124,660 | Nov 16 09:43 AM | ANTIN ROBERT L | Director | Nov 13 '23 | Buy | 20.36 | 10,000 | 203,600 | 80,495 | Nov 14 08:00 AM | B. Riley Financial, Inc. | 10% Owner | Nov 13 '23 | Buy | 0.45 | 25,000 | 11,250 | 2,050,471 | Nov 14 12:19 PM | Labran Renee E | Director | Nov 13 '23 | Buy | 19.96 | 500 | 9,978 | 6,510 | Nov 13 03:07 PM | Moore Andrew | CEO B. Riley Securities, Inc. | Nov 13 '23 | Sale | 20.35 | 61,609 | 1,253,632 | 318,054 | Nov 15 07:00 PM | ANTIN ROBERT L | Director | Nov 10 '23 | Buy | 25.75 | 25,000 | 643,850 | 70,495 | Nov 13 08:00 AM | B. Riley Financial, Inc. | 10% Owner | Nov 10 '23 | Buy | 0.45 | 544,972 | 242,949 | 2,025,471 | Nov 14 12:19 PM | Labran Renee E | Director | Nov 10 '23 | Buy | 26.14 | 380 | 9,934 | 6,010 | Nov 13 03:07 PM | Brandt Tamara Sue | Director | Nov 09 '23 | Buy | 30.64 | 1,635 | 50,093 | 6,195 | Nov 13 08:00 AM | RILEY BRYANT R | Chairman and Co-CEO | Aug 21 '23 | Buy | 47.31 | 25,000 | 1,182,778 | 6,748,773 | Aug 22 09:30 AM | B. Riley Financial, Inc. | 10% Owner | Aug 04 '23 | Sale | 16.25 | 330,000 | 5,362,500 | 2,449,629 | Aug 07 05:15 PM | KELLEHER THOMAS J /ADV | Co-CEO | Jul 26 '23 | Buy | 55.00 | 9,090 | 499,950 | 876,544 | Jul 27 08:55 AM | RILEY BRYANT R | Chairman and Co-CEO | Jul 25 '23 | Buy | 55.00 | 72,727 | 3,999,985 | 6,723,773 | Jul 26 12:04 PM | PAULSON RANDALL E | Director | Jul 25 '23 | Buy | 55.00 | 5,000 | 275,000 | 308,979 | Jul 26 12:01 PM | Moore Andrew | CEO B. Riley Securities, Inc. | Jul 25 '23 | Buy | 55.00 | 5,000 | 275,000 | 379,663 | Jul 26 11:58 AM | B. Riley Financial, Inc. | 10% Owner | Jul 21 '23 | Sale | 16.25 | 2,200,000 | 35,750,000 | 2,779,629 | Jul 21 05:08 PM | B. Riley Financial, Inc. | 10% Owner | Jun 27 '23 | Buy | 5.73 | 50,000 | 286,620 | 519,848 | Jun 27 12:09 PM | B. Riley Financial, Inc. | 10% Owner | Jun 26 '23 | Buy | 5.83 | 50,000 | 291,525 | 469,848 | Jun 27 12:09 PM | B. Riley Financial, Inc. | 10% Owner | Jun 23 '23 | Buy | 3.65 | 102,197 | 372,661 | 1,363,246 | Jun 23 09:30 PM | B. Riley Financial, Inc. | 10% Owner | Jun 23 '23 | Buy | 3.64 | 100,000 | 364,350 | 1,588,642 | Jun 23 09:30 PM | B. Riley Financial, Inc. | 10% Owner | Jun 22 '23 | Buy | 3.50 | 29,598 | 103,593 | 1,261,049 | Jun 23 09:30 PM | B. Riley Financial, Inc. | 10% Owner | Jun 21 '23 | Buy | 3.50 | 13,424 | 46,984 | 1,231,451 | Jun 23 09:30 PM | B. Riley Financial, Inc. | 10% Owner | Jun 20 '23 | Buy | 3.50 | 3,976 | 13,916 | 1,218,027 | Jun 20 09:30 PM | B. Riley Financial, Inc. | 10% Owner | Jun 16 '23 | Buy | 3.50 | 18,717 | 65,510 | 1,214,051 | Jun 20 09:30 PM | B. Riley Financial, Inc. | 10% Owner | Jun 15 '23 | Buy | 3.50 | 1,041 | 3,644 | 1,195,334 | Jun 20 09:30 PM | RILEY BRYANT R | Chairman and Co-CEO | Jun 13 '23 | Buy | 37.91 | 6,199 | 234,984 | 6,651,046 | Jun 15 09:00 AM | B. Riley Financial, Inc. | 10% Owner | Jun 06 '23 | Buy | 5.51 | 21,583 | 118,983 | 43,926 | Jun 07 09:00 AM | B. Riley Financial, Inc. | 10% Owner | Jun 06 '23 | Buy | 5.52 | 18,417 | 101,573 | 419,848 | Jun 07 09:00 AM | B. Riley Financial, Inc. | 10% Owner | Jun 02 '23 | Buy | 5.05 | 9,536 | 48,110 | 38,461 | Jun 02 12:05 PM | B. Riley Financial, Inc. | 10% Owner | Jun 02 '23 | Buy | 5.05 | 7,464 | 37,657 | 401,431 | Jun 02 12:05 PM | B. Riley Financial, Inc. | 10% Owner | May 26 '23 | Buy | 3.45 | 20,210 | 69,724 | 1,488,642 | May 31 09:30 PM | B. Riley Financial, Inc. | 10% Owner | May 22 '23 | Buy | 3.45 | 2,574 | 8,880 | 1,468,432 | May 24 09:30 PM | B. Riley Financial, Inc. | 10% Owner | May 19 '23 | Buy | 3.45 | 8,244 | 28,442 | 1,465,858 | May 19 09:30 PM | B. Riley Financial, Inc. | 10% Owner | May 17 '23 | Buy | 3.45 | 100 | 345 | 1,457,614 | May 19 09:30 PM | RILEY BRYANT R | Chairman and Co-CEO | May 16 '23 | Buy | 32.95 | 20,000 | 659,062 | 6,640,631 | May 16 03:20 PM | B. Riley Financial, Inc. | 10% Owner | May 16 '23 | Buy | 3.57 | 50,000 | 178,500 | 1,457,514 | May 17 10:56 AM | B. Riley Financial, Inc. | 10% Owner | May 15 '23 | Buy | 5.48 | 22,179 | 121,559 | 393,967 | May 16 09:00 AM | B. Riley Financial, Inc. | 10% Owner | May 15 '23 | Buy | 5.48 | 8,911 | 48,839 | 36,075 | May 16 09:00 AM | B. Riley Financial, Inc. | 10% Owner | May 12 '23 | Buy | 5.43 | 75,000 | 407,138 | 371,788 | May 16 09:00 AM | RILEY BRYANT R | Chairman and Co-CEO | May 08 '23 | Buy | 34.66 | 25,000 | 866,412 | 6,620,631 | May 08 12:50 PM |
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