 |
| 28-Jan-13 | Reiterated |
FBR Capital |
Outperform |
$45 → $51 |
|
| 24-Aug-11 | Reiterated |
Ticonderoga |
Buy |
$37 → $34 |
|
| 24-Jun-11 | Upgrade |
Ticonderoga |
Neutral → Buy |
$37 |
|
| 10-Mar-11 | Downgrade |
Ticonderoga |
Buy → Neutral |
$40 → $40 |
|
| 21-Jan-11 | Reiterated |
FBR Capital |
Outperform |
$36 → $42 |
|
| 20-Jan-11 | Reiterated |
Ticonderoga |
Buy |
$35 → $40 |
|
| 09-Dec-10 | Reiterated |
Ticonderoga |
Buy |
$33 → $35 |
|
| 21-Oct-10 | Reiterated |
Ticonderoga |
Buy |
$31 → $33 |
|
| 29-Sep-10 | Upgrade |
Ticonderoga |
Neutral → Buy |
$31 |
|
| 03-Mar-10 | Upgrade |
Maxim Group |
Hold → Buy |
$31 |
|
| 03-Feb-10 | Upgrade |
FBR Capital |
Mkt Perform → Outperform |
$27 → $32 |
|
| 13-Jan-10 | Upgrade |
Keefe Bruyette |
Underperform → Mkt Perform |
$21.50 → $23 |
|
| 16-Dec-09 | Initiated |
Maxim Group |
Hold |
|
|
| 27-Aug-09 | Reiterated |
FBR Capital |
Mkt Perform |
$17 → $20 |
|
| 04-Jun-09 | Upgrade |
FBR Capital |
Underperform → Mkt Perform |
$12 → $15 |
|
| 15-Apr-09 | Reiterated |
FBR Capital Markets |
Underperform |
$15 → $12 |
|
| 15-Apr-09 | Initiated |
Pali Research |
Neutral |
|
|
| 08-Apr-09 | Downgrade |
FBR Capital Markets |
Mkt Perform → Underperform |
$19 → $15 |
|
| 27-Mar-09 | Downgrade |
Keefe Bruyette |
Mkt Perform → Underperform |
$16 |
|
| 08-Jan-09 | Upgrade |
Wachovia |
Underperform → Mkt Perform |
|
|
|
|
| 24-May-13 05:01PM | Raymond James Financial Inc (RJF): Today's Featured Financial Services Laggard at TheStreet |
| 22-May-13 11:21AM | Analysts See Netapp Shares Rising in Near Term at Fox Business |
| 21-May-13 04:48PM | Credit Suisse Sells Record Note Tied to Priceline as Stock Gains at Bloomberg |
| 17-May-13 02:08PM | Judge blocks $13 million arbitration against SunTrust Reuters |
| 01:40PM | U.S. judge blocks $13 million arbitration award against SunTrust at Reuters |
| 16-May-13 08:24PM | Florida court rules state time limits apply to securities arbitration Reuters |
| 08:06PM | Florida court rules state time limits apply to securities arbitration at Reuters |
| 04:00PM | Raymond James Financial Rises On Unusually High Volume (RJF) at TheStreet |
| 15-May-13 10:33AM | UBS Americas hires in-house experts to spur life insurance sales Reuters |
| 14-May-13 12:01AM | Brokers Go Gray as Youth Unsustainable Without Cold Calls at Bloomberg |
| 13-May-13 01:28PM | ETF Channel Finds Strong Insider Buying in IYG Holdings at Forbes |
| 12:00AM | Morgan Keegan Denies Fraud in Offering Defaulted Moberly Bonds at Bloomberg |
| 08-May-13 04:51PM | [$$] Restaurants at The Wall Street Journal |
| 04:49PM | [$$] Airlines at The Wall Street Journal |
| 03:54PM | [$$] Airlines at The Wall Street Journal |
| 03:54PM | [$$] Restaurants at The Wall Street Journal |
| 06-May-13 03:50PM | ON THE MOVE-Raymond James managers move to Stifel, LPL at Reuters |
| 12:55PM | Big U.S. brokerage firms are thriving, not diving: report Reuters |
| 12:52PM | Big U.S. brokerage firms are thriving, not diving -report at Reuters |
| 03-May-13 03:34PM | Big 4 U.S. brokerage firms are thriving, not diving -report at Reuters |
| 11:21AM | Raymond James Financial Shares Cross Below 200 DMA at Forbes |
| 02-May-13 01:59PM | Seven shorts for a possible May pullback at MarketWatch |
| 01-May-13 05:01PM | ON THE MOVE-Hilliard Lyons lands adviser team with $200 mln assets at Reuters |
| 12:36PM | How to Invest in Financial Services with a Focus on Total Returns and Obtaining the Most Downside Protection Wall Street Transcript |
| 30-Apr-13 05:07PM | Raymond James invests in training, even as other firms cut back Reuters |
| 04:54PM | Raymond James invests in training, even as other firms cut back at Reuters |
| 03:26PM | Raymond James Financial Rises On Unusually High Volume (RJF) at TheStreet |
| 26-Apr-13 04:25PM | RSI Alert For Raymond James Financial (RJF) at TheStreet |
| 01:17PM | NYSE stocks posting largest percentage decreases AP |
| 11:35AM | [video] MarketWatch Week Ahead: Fed, Jobs, Facebook at MarketWatch |
| 08:52AM | Analysts' Actions: AFL FFIV RJF SPWR WIN TheStreet |
| 25-Apr-13 07:50PM | Raymond James Financial Management Discusses Q2 2013 Results - Earnings Call Transcript at Seeking Alpha -8.47% |
| 06:03PM | NYSE stocks posting largest percentage decreases AP |
| 05:01PM | Raymond James Financial Inc (RJF): Today's Featured Financial Services Laggard at TheStreet |
| 04:16PM | Intuit Falls Most in Decade on Fewer IRS Returns Received at Bloomberg |
| 01:03PM | 4 Stocks Pushing The Financial Sector Downward at TheStreet |
| 09:30AM | Raymond James Lags on Earnings Zacks |
| 06:21AM | Time Warner Cable Profit Tops Estimates on Broadband Additions at Bloomberg |
| 24-Apr-13 06:22PM | Raymond James Financial Earnings: Heres Why Investors Dont Like These Results at Wall St. Cheat Sheet |
| 05:04PM | InPlay: Raymond James misses by $0.09, reports revs in-line Briefing.com |
| 07:07AM | Q2 2013 Raymond James Financial Inc Earnings Release - After Market Close CCBN |
| 19-Apr-13 12:00AM | Brokerage Bets Pay Off for Banks as Investors Yawn at Profits at Bloomberg |
| 15-Apr-13 06:32AM | Morning Call: Brokers Who Want to Own Outside Accounts Lose. Again. at The Wall Street Journal |
| 11-Apr-13 09:00AM | LA Runner Kershaw Running the Boston Marathon Business Wire |
| 04-Apr-13 02:13PM | Mo. announces order in sweetener plant failure AP |
| 10:22AM | Insiders Bullish on Certain Holdings of VFH at Forbes |
| 03-Apr-13 10:18AM | Balanced View on Raymond James Zacks |
| 02-Apr-13 03:10PM | COMPLY-Snagging too much information lands broker in hotseat at Reuters |
| 01-Apr-13 05:53PM | Schwab CEO Gets Pay Hike Zacks |
| 03:25PM | Wall Street Transcript Interview with Brad Hintz, Number One Ranked Institutional Investor Equity Research Analyst Covering the Securities and Asset Management Industries at Sanford Bernstein & Company Wall Street Transcript |
| 10:47AM | Wall Street Transcript Interview with Scott L. Bok, CEO of Greenhill & Co., Inc. (GHL) Wall Street Transcript |
| 28-Mar-13 09:58AM | BioMed Realty Prices Stock Offering Zacks |
| 27-Mar-13 05:03PM | Ex-Morgan Keegan Fund Directors to Settle SEC Claims at Bloomberg |
| 26-Mar-13 10:00AM | 5 Stocks Going Ex-Dividend Tomorrow: DX, HCC, RJF, SLG, NLY at TheStreet |
| 09:55AM | Raymond James Financial Stock To Go Ex-dividend Tomorrow (RJF) at TheStreet |
| 06:44AM | [$$] Buying, Holding, and Beating the Market at Barrons.com |
| 25-Mar-13 07:16PM | Today's 3 Worst Stocks at Motley Fool |
| 02:26PM | Red Hat shares fall after analyst downgrade at bizjournals.com |
| 11:33AM | Ex-Div Reminder for Raymond James Financial at Forbes |
| 09:10AM | Advent's Black Diamond Collaborates With Investment Advisors Division of Raymond James Marketwire |
| 21-Mar-13 05:13PM | Wall Street slides as Oracle drops, Cyprus worries escalate Reuters |
| 05:03PM | Wall Street falls as Oracle sinks, Cyprus worries escalate Reuters |
| 04:03PM | Wall Street closes lower on Oracle, Cyprus Reuters |
| 03:27PM | Wall Street falls on euro-zone growth worries; Oracle drops Reuters |
| 02:14PM | Nasdaq falls 1 percent, Dow off over 100 points Reuters |
| 12:32PM | Wall Street slips on Oracle's miss, European growth worry Reuters |
| 10:43AM | Wall Street falls as Oracle extends losses, overshadows data Reuters |
| 10:42AM | US STOCKS-Wall St falls as Oracle extends losses, overshadows data at Reuters |
| 09:35AM | Wall Street opens lower, Oracle weighs Reuters |
| 09:27AM | Wall Street set for flat open after jobless claims, data on tap Reuters |
| 09:25AM | US STOCKS-Wall St set for flat open after jobless claims, data on tap at Reuters |
| 09:03AM | US STOCKS-Wall St flat after jobless claims, housing data to come at Reuters |
| 08:10AM | Wall Street flat ahead of slew of data Reuters |
| 07:51AM | US STOCKS-Wall St flat ahead of slew of data at Reuters |
| 20-Mar-13 05:40PM | Raymond James warns its capital markets revenues are weak at Reuters |
| 03:19PM | Raymond James Financial Stock Hits New 52-Week High (RJF) at TheStreet |
| 19-Mar-13 06:13PM | 3 'Warnings Season' Winners: Paul Hickey at CNBC |
| 05:30PM | [video] Stocks Tumble on Downgrades at CNBC |
| 05:30PM | [video] 3 'Warnings Season' Winners at CNBC |
| 18-Mar-13 04:57PM | UPDATE 1-Raymond James introduces pay plan for hybrid advisers at Reuters |
| 01:02PM | [video] Jump Into Raymond James, Evercore at TheStreet |
| 11:37AM | Lisa Detanna of Raymond James and Elizabeth Kabler Host a Day at Sunnylands, Camp David West Business Wire |
| 11:02AM | Raymond James introduces pay plan for hybrid advisers at Reuters |
| 11:02AM | Raymond James introduces pay plan for hybrid advisers Reuters |
| 14-Mar-13 05:30PM | Stock Exchanges Hit New Highs Even As Volume Wilts at CNBC |
| 01:50PM | Final Trade: Your First Move for Friday, March 15 at CNBC |
| 01:30PM | Schwab Stock Near High, Sounds Cautious Note On '13 at Investor's Business Daily |
| 13-Mar-13 02:30PM | Raymond James Financial Stock Hits New 52-Week High (RJF) at TheStreet |
| 12-Mar-13 09:57PM | Make Money in "Strong Buy" Stocks the Easy Way at Motley Fool |
| 08-Mar-13 01:57PM | Dave Dravecky Beat Cancer, Now Pitches In For Others at Investor's Business Daily |
| 01-Mar-13 12:34PM | Investment Banking Winners & Losers in Early 2013 at Motley Fool |
| 27-Feb-13 03:28PM | Analysis: Schwab class-action win aids brokers, may hurt investors Reuters |
| 26-Feb-13 12:01PM | Florida banks' profit surges 46% in Q4, loans grow $5B at bizjournals.com |
| 22-Feb-13 01:13PM | [$$] Raymond James's Morgan Keegan Deal Looks Better With Rally at The Wall Street Journal |
| 12:22PM | [$$] Raymond James's Morgan Keegan Deal Looks Better With Rally at The Wall Street Journal |
| 20-Feb-13 09:51AM | Insiders Bullish on Certain Holdings of IYG at Forbes |
| 19-Feb-13 03:39PM | UPDATE 1-Senator Warren's rebuke of regulators goes viral at Reuters |
| 02:17PM | Senator Warren's rebuke of regulators goes viral at Reuters |
| 16-Feb-13 12:01AM | Morgan Keegan Ordered to Buy Back Securities in SEC Suit at Bloomberg |
| 15-Feb-13 10:15PM | Morgan Keegan Ordered to Buy Back Securities in SEC Suit at Bloomberg |
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| Raymond James Financial, Inc., through its subsidiaries, engages in the underwriting, distribution, trading, and brokerage of equity and debt securities in the United States, Canada, and Europe. The company's Private Client Group segment provides securities brokerage services, including the sale of equities, mutual funds, fixed income products, and insurance products to their individual clients; and correspondent clearing services to other broker-dealer firms. Its Capital Markets segment offers securities brokerage, trading, and research services to institutions with a focus on sale of the United States and Canadian equities and fixed income products; and manages and participates in underwritings, merger and acquisition services, and public finance activities. The company's Asset Management segment provides asset management services for individual investment portfolios, mutual funds, and managed programs; trust services; and other fee-based asset management programs. Its RJ Bank segment purchases and originates commercial and industrial loans, commercial and residential real estate loans, and consumer loans. The company's Emerging Markets segment holds interests in joint ventures that operate securities brokerage, investment banking, equity research, and asset management businesses in Latin America, including Argentina, Uruguay, and Brazil. Its Securities Lending segment is involved in borrowing and lending securities from and to other broker-dealers, financial institutions, and other counterparties, primarily as an intermediary. The company's Proprietary Capital segment engages in principal capital and private equity activities, including various direct and third party private equity and merchant banking investments, employee investment funds, and private equity funds. Raymond James Financial, Inc. was founded in 1962 and is headquartered in St. Petersburg, Florida. |
|
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Dowdle Jeffrey A | President, AMS - RJA | May 21 | Sale | 44.98 | 4,122 | 185,405 | 30,640 | May 23 09:19 AM | | TROCIN JEFFREY E | Executive Vice President - RJF | May 20 | Option Exercise | 30.44 | 3,000 | 91,320 | 107,816 | May 21 09:23 AM | | Allison Paul D | Chair, President & CEO RJ Ltd. | May 03 | Sale | 42.40 | 4,500 | 190,801 | 4,328 | May 06 03:59 PM | | ZANK DENNIS W | Chief Operating Officer | Feb 28 | Sale | 44.16 | 23,199 | 1,024,496 | 152,031 | Mar 01 12:15 PM | | Allison Paul D | Chair, President & CEO RJ Ltd. | Feb 27 | Sale | 44.15 | 2,500 | 110,384 | 8,828 | Feb 28 11:57 AM | | REILLY PAUL C | Chief Executive Officer | Feb 12 | Option Exercise | 25.87 | 2,500 | 64,675 | 184,017 | Feb 14 11:23 AM | | JAMES THOMAS A | Executive Chairman | Feb 12 | Sale | 45.40 | 52,419 | 2,379,828 | 12,381,862 | Feb 13 01:40 PM | | JAMES THOMAS A | Executive Chairman | Feb 11 | Sale | 45.44 | 15,513 | 704,864 | 12,434,281 | Feb 13 01:40 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Feb 06 | Sale | 45.13 | 362 | 16,339 | 3,215 | Feb 07 03:40 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Feb 06 | Sale | 45.13 | 15,638 | 705,807 | 104,743 | Feb 07 03:40 PM | | JAMES THOMAS A | Executive Chairman | Feb 05 | Sale | 45.43 | 76,320 | 3,466,897 | 12,449,794 | Feb 07 01:14 PM | | REILLY PAUL C | Chief Executive Officer | Feb 01 | Sale | 45.25 | 40,000 | 1,809,936 | 181,517 | Feb 05 01:18 PM | | JAMES THOMAS A | Executive Chairman | Feb 01 | Sale | 45.31 | 55,748 | 2,526,131 | 12,526,114 | Feb 05 10:56 AM | | JAMES THOMAS A | Executive Chairman | Jan 29 | Sale | 44.68 | 86,216 | 3,851,829 | 12,581,862 | Jan 30 08:40 AM | | ZANK DENNIS W | Chief Operating Officer | Jan 28 | Option Exercise | 27.86 | 30,000 | 835,800 | 195,091 | Jan 29 10:24 AM | | HELCK CHESTER B | Executive Vice President | Jan 28 | Sale | 44.51 | 25,000 | 1,112,655 | 123,781 | Jan 29 04:36 PM | | JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 28 | Sale | 44.35 | 11,908 | 528,176 | 21,928 | Jan 29 11:52 AM | | ZANK DENNIS W | Chief Operating Officer | Jan 28 | Sale | 44.50 | 19,861 | 883,894 | 175,230 | Jan 29 10:24 AM | | JAMES THOMAS A | Executive Chairman | Jan 28 | Sale | 44.52 | 213,784 | 9,516,702 | 12,668,078 | Jan 30 08:40 AM | | Catanese George | Senior Vice President | Jan 25 | Option Exercise | 30.44 | 5,000 | 152,200 | 13,030 | Jan 29 08:26 AM | | JULIEN JEFFREY P | CFO, Executive VP - Fin | Jan 25 | Option Exercise | 30.44 | 1,200 | 36,528 | 2,240 | Jan 28 08:42 AM | | ARMSTRONG KENNETH E | Assistant Secretary | Jan 25 | Option Exercise | 30.44 | 240 | 7,306 | 5,730 | Jan 28 09:19 AM | | ACKART JENNIFER C | SVP, Controller | Jan 24 | Option Exercise | 30.44 | 5,000 | 152,200 | 26,911 | Jan 28 11:31 AM | | Saltzman Robert | Director | Jan 16 | Option Exercise | 25.87 | 2,500 | 64,675 | 3,500 | Jan 17 08:37 AM | | TROCIN JEFFREY E | Executive Vice President - RJF | Dec 06 | Option Exercise | 29.32 | 3,835 | 112,449 | 123,394 | Dec 06 03:50 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Dec 05 | Option Exercise | 30.44 | 8,996 | 273,838 | 126,898 | Dec 06 03:50 PM | | TROCIN JEFFREY E | Executive Vice President - RJF | Dec 04 | Option Exercise | 25.28 | 14,169 | 358,192 | 127,281 | Dec 06 03:50 PM | | SIMMONS HARDWICK | Director | Dec 04 | Option Exercise | 20.89 | 5,000 | 104,450 | 45,406 | Dec 05 09:18 AM | | HABERMEYER H WILLIAM JR | Director | Nov 30 | Option Exercise | 20.89 | 5,000 | 104,450 | 8,550 | Dec 03 04:00 PM | | Raney Steven M | President & CEO RJBank | Nov 30 | Option Exercise | 25.28 | 15,600 | 394,368 | 30,271 | Dec 03 01:38 PM | | Dowdle Jeffrey A | President, AMS - RJA | Nov 30 | Option Exercise | 30.44 | 7,500 | 228,300 | 40,809 | Dec 03 12:37 PM | | STORY SUSAN N | Director | Nov 30 | Option Exercise | 25.87 | 2,500 | 64,675 | 3,500 | Dec 03 01:16 PM | | Raney Steven M | President & CEO RJBank | Nov 30 | Sale | 37.62 | 14,200 | 534,235 | 16,071 | Dec 03 01:38 PM | | HABERMEYER H WILLIAM JR | Director | Nov 30 | Sale | 37.55 | 5,000 | 187,773 | 3,550 | Dec 03 04:00 PM | | Raney Steven M | President & CEO RJBank | Nov 27 | Option Exercise | 30.44 | 1,500 | 45,660 | 16,171 | Nov 29 10:18 AM | | Raney Steven M | President & CEO RJBank | Nov 27 | Sale | 37.52 | 1,500 | 56,275 | 14,671 | Nov 29 10:18 AM | | Allison Paul D | Chair, President & CEO RJ Ltd. | Nov 26 | Option Exercise | 25.28 | 15,000 | 379,200 | 41,091 | Nov 28 11:23 AM | | ARMSTRONG KENNETH E | Assistant Secretary | Nov 14 | Option Exercise | 30.44 | 960 | 29,222 | 5,490 | Nov 15 01:38 PM | | Broader Shelley G. | Director | Nov 06 | Option Exercise | 25.87 | 2,500 | 64,675 | 3,500 | Nov 06 06:35 PM | | JAMES THOMAS A | Executive Chairman | Nov 06 | Sale | 39.60 | 90,000 | 3,563,775 | 13,111,762 | Nov 07 03:29 PM | | Broader Shelley G. | Director | Nov 06 | Sale | 39.81 | 2,500 | 99,516 | 1,000 | Dec 14 09:58 AM | | TROCIN JEFFREY E | Executive Vice President - RJF | Nov 05 | Sale | 38.71 | 2,130 | 82,458 | 3,577 | Nov 07 01:00 PM | | JULIEN JEFFREY P | CFO, Executive VP - Fin | Nov 02 | Sale | 38.91 | 15,000 | 583,592 | 33,836 | Nov 05 07:01 PM | | Allison Paul D | Chair, President & CEO RJ Ltd. | Sep 30 | Option Exercise | 0.00 | 7,854 | 0 | 26,091 | Oct 02 08:17 AM | | Raney Steven M | President & CEO RJBank | Sep 05 | Option Exercise | 30.44 | 6,000 | 182,640 | 20,785 | Sep 06 01:25 PM | | Raney Steven M | President & CEO RJBank | Sep 05 | Sale | 36.12 | 6,000 | 216,734 | 14,961 | Sep 06 01:25 PM | | Dowdle Jeffrey A | President, AMS - RJA | Aug 13 | Sale | 34.46 | 3,900 | 134,406 | 1,500 | Aug 14 09:04 AM |
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