Raymond James Financial, Inc. is an investment holding company, which engages in the provision of financial and investment services. Its services include investment management, merger and acquisition and advisory, the underwriting, distribution, trading and brokerage of equity and debt securities, sale of mutual funds, corporate and retail banking, and trust services. It operates through the following segments: Private Client Group, Capital Markets, Asset Management, Bank, and Other. The Private Client Group segment provides financial planning, investment advisory, and securities transaction services to clients through financial advisors. The Capital Markets segment focuses on investment banking, institutional sales, securities trading, equity research and the syndication, and management of investments in low-income housing funds and funds of a similar nature. The Asset Management segment is involved in asset management, portfolio management, and related administrative services to retail and institutional clients. The Bank segment refers to the results of banking operations. The Other segment includes private equity investments, which predominantly consist of investments in third-party funds. The company was founded by Robert A. James in 1962 and is headquartered in St. Petersburg, FL. |
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Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
Elwyn Tashtego S | Officer | Dec 13 '24 | Proposed Sale | 159.46 | 10,000 | 1,594,600 | | Dec 13 03:40 PM | Coulter James Robert Edward | Director & CEO, RJ Ltd. | Dec 10 '24 | Option Exercise | 0.00 | 488 | 0 | 18,463 | Dec 11 12:27 PM | Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 05 '24 | Sale | 165.59 | 3,100 | 513,318 | 26,845 | Dec 06 03:50 PM | Reid Shannon B | President, ICD | Dec 04 '24 | Sale | 165.30 | 1,241 | 205,141 | 7,079 | Dec 06 12:29 PM | Santelli Jonathan N | Officer | Dec 05 '24 | Proposed Sale | 165.57 | 3,100 | 513,277 | | Dec 05 06:29 PM | Carter Horace | President, Fixed Income | Dec 04 '24 | Sale | 165.03 | 5,000 | 825,147 | 34,603 | Dec 05 01:27 PM | Carter Horace | Officer | Dec 04 '24 | Proposed Sale | 164.68 | 5,000 | 823,383 | | Dec 04 02:00 PM | Reid Shannon B | Officer | Dec 04 '24 | Proposed Sale | 165.28 | 1,241 | 205,110 | | Dec 04 01:45 PM | REILLY PAUL C | Chair & CEO | Nov 30 '24 | Option Exercise | 0.00 | 12,118 | 0 | 337,593 | Dec 03 05:43 PM | REILLY PAUL C | Chair & CEO | Dec 02 '24 | Sale | 167.30 | 50,000 | 8,365,065 | 283,110 | Dec 03 05:43 PM | Shoukry Paul M | President | Nov 30 '24 | Option Exercise | 0.00 | 8,453 | 0 | 37,226 | Dec 03 05:43 PM | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 30 '24 | Option Exercise | 0.00 | 8,325 | 0 | 32,793 | Dec 03 05:42 PM | Raney Steven M | Executive Chair RJBank | Nov 30 '24 | Option Exercise | 0.00 | 5,293 | 0 | 48,725 | Dec 03 05:38 PM | Raney Steven M | Executive Chair RJBank | Nov 29 '24 | Sale | 169.62 | 10,136 | 1,719,289 | 43,432 | Dec 03 05:38 PM | Raney Steven M | Executive Chair RJBank | Dec 02 '24 | Sale | 167.39 | 3,709 | 620,845 | 43,432 | Dec 03 05:38 PM | Aisenbrey Christopher S | Chief Human Resources Officer | Nov 30 '24 | Option Exercise | 0.00 | 2,986 | 0 | 13,010 | Dec 03 05:36 PM | Bunn James E | President, Capital Markets | Nov 30 '24 | Option Exercise | 0.00 | 15,407 | 0 | 87,909 | Dec 03 05:35 PM | Carter Horace | President, Fixed Income | Dec 03 '24 | Option Exercise | 0.00 | 7,836 | 0 | 42,686 | Dec 03 05:33 PM | Carter Horace | President, Fixed Income | Nov 30 '24 | Option Exercise | 0.00 | 5,168 | 0 | 36,168 | Dec 03 05:33 PM | Reid Shannon B | President, ICD | Dec 03 '24 | Option Exercise | 0.00 | 179 | 0 | 8,658 | Dec 03 05:32 PM | Reid Shannon B | President, ICD | Nov 30 '24 | Option Exercise | 0.00 | 1,084 | 0 | 8,742 | Dec 03 05:32 PM | Allaire Bella Loykhter | Chief Admin Officer | Nov 30 '24 | Option Exercise | 0.00 | 5,293 | 0 | 85,714 | Dec 03 05:29 PM | Allaire Bella Loykhter | Chief Admin Officer | Dec 03 '24 | Sale | 165.62 | 3,451 | 571,562 | 80,421 | Dec 03 05:29 PM | Allaire Bella Loykhter | Chief Admin Officer | Nov 29 '24 | Sale | 169.43 | 1,170 | 198,229 | 80,421 | Dec 03 05:29 PM | Curtis Scott A | Chief Operating Officer | Nov 30 '24 | Option Exercise | 0.00 | 5,293 | 0 | 190,192 | Dec 03 05:25 PM | Oorlog Jonathan W JR | Chief Financial Officer | Dec 03 '24 | Option Exercise | 0.00 | 139 | 0 | 19,064 | Dec 03 05:16 PM | Oorlog Jonathan W JR | Chief Financial Officer | Nov 30 '24 | Option Exercise | 0.00 | 3,500 | 0 | 19,734 | Dec 03 05:16 PM | Larson Katherine H | Chief Accounting Officer | Nov 30 '24 | Option Exercise | 0.00 | 1,521 | 0 | 2,524 | Dec 03 05:10 PM | Larson Katherine H | Chief Accounting Officer | Dec 03 '24 | Sale | 166.01 | 1,492 | 247,691 | 602 | Dec 03 05:10 PM | Larson Katherine H | Officer | Dec 03 '24 | Proposed Sale | 165.99 | 1,492 | 247,658 | | Dec 03 12:46 PM | Allaire Bella Loykhter | Officer | Dec 03 '24 | Proposed Sale | 165.61 | 3,451 | 571,520 | | Dec 03 11:58 AM | Elwyn Tashtego S | President, PCG | Nov 30 '24 | Option Exercise | 0.00 | 5,293 | 0 | 45,163 | Dec 02 07:03 PM | Dowdle Jeffrey A | Officer | Dec 02 '24 | Proposed Sale | 169.28 | 13,276 | 2,247,361 | | Dec 02 03:52 PM | Raney Steven M | Officer | Dec 02 '24 | Proposed Sale | 167.39 | 3,709 | 620,845 | | Dec 02 02:29 PM | REILLY PAUL C | Officer | Dec 02 '24 | Proposed Sale | 167.29 | 50,000 | 8,364,326 | | Dec 02 02:13 PM | Raney Steven M | Officer | Nov 29 '24 | Proposed Sale | 169.61 | 10,136 | 1,719,216 | | Nov 29 01:32 PM | Allaire Bella Loykhter | Officer | Nov 29 '24 | Proposed Sale | 169.40 | 1,170 | 198,198 | | Nov 29 10:59 AM | Curtis Scott A | Chief Operating Officer | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 179,954 | Nov 26 06:20 PM | Reid Shannon B | President, ICD | Nov 22 '24 | Option Exercise | 0.00 | 375 | 0 | 7,749 | Nov 26 05:46 PM | Aisenbrey Christopher S | Chief Human Resources Officer | Nov 22 '24 | Option Exercise | 0.00 | 900 | 0 | 10,243 | Nov 26 05:45 PM | REILLY PAUL C | Chair & CEO | Nov 22 '24 | Option Exercise | 0.00 | 3,750 | 0 | 251,958 | Nov 26 05:45 PM | Larson Katherine H | Chief Accounting Officer | Nov 22 '24 | Option Exercise | 0.00 | 450 | 0 | 1,112 | Nov 26 04:21 PM | Oorlog Jonathan W JR | Chief Financial Officer | Nov 22 '24 | Option Exercise | 0.00 | 600 | 0 | 16,380 | Nov 26 04:19 PM | Santelli Jonathan N | EVP, Gen Counsel, Secy | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 22,991 | Nov 26 04:18 PM | Raney Steven M | Executive Chair RJBank | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 52,612 | Nov 26 04:18 PM | Elwyn Tashtego S | President, PCG | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 36,880 | Nov 26 04:18 PM | Bunn James E | President, Capital Markets | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 48,477 | Nov 26 04:16 PM | Allaire Bella Loykhter | Chief Admin Officer | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 77,086 | Nov 26 04:02 PM | Carter Horace | President, Fixed Income | Nov 22 '24 | Option Exercise | 0.00 | 750 | 0 | 31,182 | Nov 26 03:45 PM | Shoukry Paul M | President | Nov 22 '24 | Option Exercise | 0.00 | 1,500 | 0 | 21,666 | Nov 26 11:01 AM | Coulter James Robert Edward | Director & CEO, RJ Ltd. | Sep 30 '24 | Option Exercise | 0.00 | 2,058 | 0 | 17,975 | Oct 01 04:21 PM | Elwyn Tashtego S | CEO & President - RJA | Aug 12 '24 | Sale | 109.64 | 31,277 | 3,429,263 | 35,380 | Aug 13 05:06 PM | Elwyn Tashtego S | Officer | Aug 12 '24 | Proposed Sale | 109.64 | 31,277 | 3,429,142 | | Aug 12 02:52 PM | Allaire Bella Loykhter | Executive Vice President-RJA | Jul 31 '24 | Sale | 115.00 | 17,363 | 1,996,684 | 75,586 | Aug 02 08:17 AM | Allaire Bella Loykhter | Officer | Jul 31 '24 | Proposed Sale | 115.51 | 17,363 | 2,005,600 | | Jul 31 10:36 AM | Bunn James E | Pres-GlobEq&Inv Banking-RJA | May 03 '24 | Sale | 124.44 | 11,095 | 1,380,614 | 46,977 | May 06 04:42 PM | Raney Steven M | President & CEO RJBank | Apr 26 '24 | Sale | 121.01 | 4,174 | 505,107 | 51,009 | Apr 29 02:41 PM | MCDANIEL RAYMOND W | Director | Apr 10 '24 | Option Exercise | 0.00 | 1,846 | 0 | 1,846 | Apr 12 04:04 PM | GARCIA ART A | Director | Apr 10 '24 | Option Exercise | 0.00 | 1,846 | 0 | 2,725 | Apr 12 10:22 AM | Seshadri Raj | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 9,515 | Feb 26 04:10 PM | Gates Anne | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 12,581 | Feb 26 04:09 PM | Esty Benjamin | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 27,527 | Feb 26 04:08 PM | Johnson Gordon L | Director | Feb 22 '24 | Option Exercise | 0.00 | 2,281 | 0 | 40,642 | Feb 26 04:06 PM | DEBEL MARLENE | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 5,856 | Feb 26 11:55 AM | DUTKOWSKY ROBERT M | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 11,149 | Feb 26 09:41 AM | MCGEARY RODERICK C | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 20,087 | Feb 26 09:21 AM | Edwards Jeffrey N | Director | Feb 22 '24 | Option Exercise | 0.00 | 1,643 | 0 | 28,577 | Feb 26 09:18 AM | GARCIA ART A | Director | Feb 09 '24 | Buy | 112.30 | 879 | 98,715 | 879 | Feb 13 07:40 AM | Santelli Jonathan N | EVP, Gen Counsel, Secy | Jan 29 '24 | Sale | 111.91 | 1,891 | 211,626 | 21,491 | Jan 31 10:00 AM | Allaire Bella Loykhter | Executive Vice President-RJA | Dec 15 '23 | Option Exercise | 0.00 | 3,177 | 0 | 95,272 | Dec 19 03:34 PM | Dowdle Jeffrey A | COO & Head of Asset Mgmt. | Dec 15 '23 | Option Exercise | 0.00 | 2,768 | 0 | 52,766 | Dec 19 10:11 AM | Elwyn Tashtego S | CEO & President - RJA | Dec 15 '23 | Option Exercise | 0.00 | 2,768 | 0 | 70,030 | Dec 18 03:55 PM | Bunn James E | Pres-GlobEq&Inv Banking-RJA | Dec 15 '23 | Option Exercise | 0.00 | 7,176 | 0 | 63,862 | Dec 18 03:54 PM | Aisenbrey Christopher S | Chief Human Resources Officer | Dec 15 '23 | Option Exercise | 0.00 | 591 | 0 | 9,575 | Dec 18 03:54 PM | Perry Jodi | President, ICD for RJFS | Dec 15 '23 | Option Exercise | 0.00 | 452 | 0 | 14,633 | Dec 18 01:52 PM | Santelli Jonathan N | EVP, Gen Counsel, Secy | Dec 15 '23 | Option Exercise | 0.00 | 1,148 | 0 | 24,330 | Dec 18 01:20 PM | Catanese George | Chief Risk Officer | Dec 15 '23 | Option Exercise | 0.00 | 759 | 0 | 12,471 | Dec 18 01:12 PM | REILLY PAUL C | Chair & CEO | Dec 15 '23 | Option Exercise | 0.00 | 30,833 | 0 | 283,939 | Dec 18 01:12 PM | Shoukry Paul M | Chief Financial Officer | Dec 15 '23 | Option Exercise | 0.00 | 1,805 | 0 | 24,112 | Dec 18 12:07 PM | Curtis Scott A | President, PCG | Dec 15 '23 | Option Exercise | 0.00 | 3,075 | 0 | 181,605 | Dec 18 12:07 PM | Raney Steven M | President & CEO RJBank | Dec 15 '23 | Option Exercise | 0.00 | 1,476 | 0 | 57,094 | Dec 18 08:55 AM | Raney Steven M | President & CEO RJBank | Dec 15 '23 | Sale | 110.42 | 930 | 102,691 | 55,618 | Dec 18 08:55 AM | JAMES THOMAS A | Chairman Emeritus | Dec 15 '23 | Option Exercise | 0.00 | 821 | 0 | 17,606,654 | Dec 18 08:55 AM |
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