| Ameriprise Financial, Inc., through its subsidiaries, provides various financial products and services to individual and institutional clients in the United States and internationally. It operates through four segments: Advice & Wealth Management, Asset Management, Retirement & Protection Solutions, and Corporate & Other. The Advice & Wealth Management segment provides financial planning and advice; brokerage products and services for retail and institutional clients; discretionary and non-discretionary investment advisory accounts; mutual funds; insurance and annuities products; cash management and banking products; and face-amount certificates. The Asset Management segment offers investment management and advice, and investment products to retail, high net worth, and institutional clients through unaffiliated third-party financial institutions and institutional sales force. This segment products also include U.S. mutual funds and their non-U.S. equivalents, exchange-traded funds, variable product funds underlying insurance, and annuity separate accounts; and institutional asset management products, such as traditional asset classes, separately managed accounts, individually managed accounts, collateralized loan obligations, hedge funds, collective funds, and property and infrastructure funds. The Retirement & Protection Solutions segment provides variable annuity products to individual clients, as well as life and DI insurance products to retail clients. The company was formerly known as American Express Financial Corporation and changed its name to Ameriprise Financial, Inc. in September 2005. Ameriprise Financial, Inc. was founded in 1894 and is headquartered in Minneapolis, Minnesota. |
| Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
| Brockman Dawn M. | INTERIM CONTROLLER AND PAO | Dec 27 | Sale | 310.63 | 410 | 127,358 | 875 | Dec 29 05:01 PM | | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Nov 23 | Option Exercise | 126.89 | 43,135 | 5,473,400 | 203,732 | Nov 28 05:03 PM | | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Nov 23 | Option Exercise | 126.89 | 1,541 | 195,537 | 4,233 | Nov 28 05:09 PM | | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Nov 23 | Sale | 333.02 | 13,050 | 4,345,967 | 160,597 | Nov 28 05:03 PM | | MELLOH HEATHER J. | EVP AND GENERAL COUNSEL | Nov 23 | Sale | 332.63 | 165 | 54,884 | 3,188 | Nov 28 05:09 PM | | Berman Walter Stanley | EXECUTIVE VP AND CFO | Nov 15 | Option Exercise | 126.89 | 40,000 | 5,075,600 | 50,751 | Nov 17 05:20 PM | | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Nov 15 | Option Exercise | 124.58 | 5,812 | 724,066 | 13,273 | Nov 17 05:22 PM | | Smyth Gerard P. | EVP TECHNOLOGY AND CIO | Nov 15 | Sale | 324.66 | 4,129 | 1,340,534 | 5,272 | Nov 17 05:22 PM | | Berman Walter Stanley | EXECUTIVE VP AND CFO | Nov 15 | Sale | 327.81 | 11,983 | 3,928,193 | 10,751 | Nov 17 05:20 PM | | Sharpe Robert Francis JR | Director | Aug 26 | Sale | 277.01 | 1,000 | 277,007 | 16,500 | Aug 30 06:22 PM | | Berman Walter Stanley | EXECUTIVE VP AND CFO | Mar 28 | Sale | 312.01 | 8,711 | 2,717,958 | 10,751 | Mar 30 04:16 PM | | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Mar 25 | Option Exercise | 87.79 | 5,061 | 444,305 | 12,778 | Mar 29 04:19 PM | | CRACCHIOLO JAMES M | CHAIRMAN AND CEO | Mar 25 | Sale | 314.16 | 56,622 | 17,788,523 | 160,597 | Mar 29 04:22 PM | | Alvero Gumer | PRESIDENT-INSURANCE&ANNUITIES | Mar 25 | Sale | 314.30 | 2,044 | 642,425 | 7,717 | Mar 29 04:19 PM | | TRUSCOTT WILLIAM F | CEO, Global Asset Management | Feb 14 | Sale | 305.09 | 16,000 | 4,881,468 | 17,863 | Feb 15 06:09 PM | | THISSEN KAREN WILSON | Executive VP and GC | Feb 11 | Option Exercise | 126.89 | 4,459 | 565,803 | 19,682 | Feb 15 06:10 PM | | Sweeney Joseph Edward | Pres-AWM Products & Services | Feb 11 | Sale | 315.45 | 12,981 | 4,094,838 | 10,140 | Feb 15 06:10 PM | | THISSEN KAREN WILSON | Executive VP and GC | Feb 11 | Sale | 313.88 | 6,444 | 2,022,661 | 10,223 | Feb 15 06:10 PM | | Hutt John R. | Sr Vice Pres and Controller | Feb 10 | Option Exercise | 87.79 | 2,825 | 248,007 | 5,913 | Feb 14 04:14 PM | | Hutt John R. | Sr Vice Pres and Controller | Feb 10 | Sale | 323.02 | 1,285 | 415,081 | 3,088 | Feb 14 04:14 PM | | Berman Walter Stanley | Executive VP and CFO | Feb 09 | Sale | 319.37 | 7,000 | 2,235,597 | 19,462 | Feb 09 06:13 PM | | Berman Walter Stanley | Executive VP and CFO | Feb 07 | Sale | 311.00 | 5,000 | 1,554,993 | 26,462 | Feb 09 06:13 PM |
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