Ameriprise Financial, Inc., through its subsidiaries, provides various financial products and services to individual and institutional clients in the United States and internationally. It operates through four segments: Advice & Wealth Management, Asset Management, Retirement & Protection Solutions, and Corporate & Other. The Advice & Wealth Management segment provides financial planning and advice; brokerage products and services for retail and institutional clients; discretionary and non-discretionary investment advisory accounts; mutual funds; insurance and annuities products; cash management and banking products; and face-amount certificates. The Asset Management segment offers investment management and advice, and investment products to retail, high net worth, and institutional clients through unaffiliated third-party financial institutions and institutional sales force. This segment products also include U.S. mutual funds and their non-U.S. equivalents, exchange-traded funds, variable product funds underlying insurance, and annuity separate accounts; and institutional asset management products, such as traditional asset classes, separately managed accounts, individually managed accounts, collateralized loan obligations, hedge funds, collective funds, and property and infrastructure funds. The Retirement & Protection Solutions segment provides variable annuity products to individual clients, as well as life and DI insurance products to retail clients. The company was formerly known as American Express Financial Corporation and changed its name to Ameriprise Financial, Inc. in September 2005. Ameriprise Financial, Inc. was founded in 1894 and is headquartered in Minneapolis, Minnesota. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
THISSEN KAREN WILSON | Executive VP and GC | Feb 17 | Option Exercise | 126.89 | 8,918 | 1,131,605 | 22,135 | Feb 19 04:35 PM | THISSEN KAREN WILSON | Executive VP and GC | Feb 17 | Sale | 219.20 | 2,055 | 450,465 | 13,217 | Feb 19 04:35 PM | Sweeney Joseph Edward | Pres-AWM Products & Services | Feb 11 | Sale | 215.22 | 9,500 | 2,044,550 | 16,727 | Feb 16 05:02 PM | CRACCHIOLO JAMES M | Chairman and CEO | Feb 10 | Sale | 215.26 | 52,197 | 11,235,945 | 171,880 | Feb 12 04:31 PM | Hutt John R. | Sr Vice Pres and Controller | Feb 10 | Sale | 216.07 | 77 | 16,637 | 2,259 | Feb 12 04:33 PM | Berman Walter Stanley | Executive VP and CFO | Feb 09 | Sale | 212.09 | 19,000 | 4,029,721 | 15,343 | Feb 09 05:43 PM | MOORE COLIN | EVP & Global CIO | Feb 03 | Option Exercise | 112.96 | 176,008 | 19,882,132 | 233,783 | Feb 03 05:05 PM | THISSEN KAREN WILSON | Executive VP and GC | Feb 03 | Option Exercise | 123.37 | 4,728 | 583,293 | 18,806 | Feb 03 05:04 PM | TRUSCOTT WILLIAM F | CEO, Global Asset Management | Feb 03 | Option Exercise | 128.76 | 58,874 | 7,580,616 | 72,800 | Feb 03 05:04 PM | TRUSCOTT WILLIAM F | CEO, Global Asset Management | Feb 03 | Sale | 203.61 | 12,002 | 2,443,754 | 32,447 | Feb 03 05:04 PM | THISSEN KAREN WILSON | Executive VP and GC | Feb 03 | Sale | 204.94 | 1,307 | 267,850 | 14,078 | Feb 03 05:04 PM | MOORE COLIN | EVP & Global CIO | Feb 03 | Sale | 202.60 | 44,068 | 8,928,040 | 57,775 | Feb 03 05:05 PM | Smyth Gerard P. | EVP Technology and CIO | Jan 29 | Option Exercise | 87.79 | 3,923 | 344,400 | 12,182 | Feb 02 06:24 PM | Sweeney Joseph Edward | Pres-AWM Products & Services | Dec 03 | Option Exercise | 128.76 | 27,466 | 3,536,522 | 47,574 | Dec 07 04:31 PM | Hutt John R. | Sr Vice Pres and Controller | Dec 03 | Sale | 196.12 | 302 | 59,229 | 1,978 | Dec 07 04:32 PM | Sweeney Joseph Edward | Pres-AWM Products & Services | Dec 03 | Sale | 195.30 | 6,974 | 1,362,017 | 18,008 | Dec 07 04:31 PM | Berman Walter Stanley | Executive VP and CFO | Nov 30 | Option Exercise | 128.76 | 40,000 | 5,150,400 | 57,760 | Dec 02 04:47 PM | Berman Walter Stanley | Executive VP and CFO | Nov 30 | Sale | 186.69 | 6,633 | 1,238,316 | 17,760 | Dec 02 04:47 PM | TRUSCOTT WILLIAM F | CEO, Global Asset Management | Nov 30 | Sale | 188.00 | 21,005 | 3,948,940 | 27,652 | Dec 02 04:46 PM | THISSEN KAREN WILSON | Executive VP and GC | Nov 25 | Sale | 189.66 | 1,132 | 214,689 | 13,032 | Dec 01 03:16 PM | Smyth Gerard P. | EVP Technology and CIO | Nov 20 | Option Exercise | 107.61 | 2,936 | 315,943 | 10,397 | Nov 24 05:40 PM | MOORE COLIN | EVP & Global CIO | Nov 11 | Sale | 181.86 | 12,322 | 2,240,846 | 55,051 | Nov 13 04:00 PM | Berman Walter Stanley | Executive VP and CFO | Nov 09 | Option Exercise | 87.79 | 62,955 | 5,526,819 | 80,715 | Nov 12 06:13 PM | Hutt John R. | Sr Vice Pres and Controller | Nov 09 | Option Exercise | 65.31 | 1,092 | 71,319 | 2,906 | Nov 12 06:14 PM | CRACCHIOLO JAMES M | Chairman and CEO | Nov 09 | Option Exercise | 128.76 | 186,058 | 23,956,828 | 391,117 | Nov 12 06:14 PM | Berman Walter Stanley | Executive VP and CFO | Nov 09 | Sale | 182.95 | 15,514 | 2,838,305 | 17,760 | Nov 12 06:13 PM | CRACCHIOLO JAMES M | Chairman and CEO | Nov 09 | Sale | 184.39 | 52,402 | 9,662,526 | 179,943 | Nov 12 06:14 PM | CRACCHIOLO JAMES M | Chairman and CEO | Nov 05 | Sale | 172.46 | 46,005 | 7,934,040 | 205,059 | Nov 06 04:18 PM | CRACCHIOLO JAMES M | Chairman and CEO | Nov 04 | Option Exercise | 87.79 | 191,808 | 16,838,824 | 425,372 | Nov 06 04:18 PM | CRACCHIOLO JAMES M | Chairman and CEO | Nov 04 | Sale | 171.79 | 28,534 | 4,901,782 | 251,064 | Nov 06 04:18 PM | Sweeney Joseph Edward | Pres-AWM Products & Services | Nov 03 | Option Exercise | 107.61 | 24,853 | 2,674,431 | 52,161 | Nov 05 04:38 PM | Sweeney Joseph Edward | Pres-AWM Products & Services | Nov 03 | Sale | 167.73 | 10,927 | 1,832,777 | 20,108 | Nov 05 04:38 PM | Sharpe Robert Francis JR | Director | Nov 02 | Sale | 164.54 | 1,000 | 164,545 | 5,180 | Nov 04 04:16 PM | THISSEN KAREN WILSON | Executive VP and GC | Oct 30 | Sale | 159.22 | 620 | 98,716 | 14,164 | Nov 03 05:36 PM | Woerner John Robert | Pres Ins & Chief Strat Officer | Aug 11 | Option Exercise | 107.61 | 20,581 | 2,214,721 | 54,152 | Aug 13 04:32 PM | Woerner John Robert | Pres Ins & Chief Strat Officer | Aug 11 | Sale | 163.83 | 9,873 | 1,617,461 | 27,402 | Aug 13 04:32 PM | Sharpe Robert Francis JR | Director | May 26 | Sale | 141.03 | 1,000 | 141,030 | 6,180 | May 27 05:02 PM |
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