Broadridge Financial Solutions, Inc. engages in the provision of investor communications and technology solutions to banks, broker-dealers, mutual funds, and corporate issuers. It operates through the following segments: Investor Communication Solutions and Global Technology and Operations. The Investor Communication Solutions segment offers services for broker-dealer investor communication, customer communication, corporate issuer, advisor solutions, and mutual fund and retirement solutions. The Global Technology and Operations segment includes middle and back-office securities processing solutions, automation services, and business process outsourcing services. The company was founded in 1962 and is headquartered in Lake Success, NY. |
Insider Trading |
Relationship |
Date |
Transaction |
Cost |
#Shares |
Value ($) |
#Shares Total |
SEC Form 4 |
PERRY CHRISTOPHER JOHN | President | Dec 01 | Option Exercise | 117.34 | 20,000 | 2,346,800 | 76,738 | Dec 01 04:03 PM | PERRY CHRISTOPHER JOHN | President | Dec 01 | Sale | 193.82 | 18,091 | 3,506,372 | 58,647 | Dec 01 04:03 PM | Gumbs Keir D | CVP and Chief Legal Officer | Nov 09 | Option Exercise | 144.84 | 4,151 | 601,231 | 18,174 | Nov 09 04:54 PM | Gumbs Keir D | CVP and Chief Legal Officer | Nov 09 | Sale | 176.61 | 3,771 | 665,993 | 14,403 | Nov 09 04:54 PM | PERRY CHRISTOPHER JOHN | President | Nov 08 | Sale | 176.94 | 20,614 | 3,647,480 | 56,738 | Nov 09 01:00 PM | SCHIFELLITE ROBERT | Corporate SVP | Sep 19 | Option Exercise | 118.47 | 70,181 | 8,314,574 | 123,576 | Sep 20 04:42 PM | Gokey Timothy C | CEO | Sep 06 | Option Exercise | 50.95 | 72,222 | 3,679,711 | 237,187 | Sep 07 04:40 PM | Gokey Timothy C | CEO | Sep 06 | Sale | 185.63 | 59,341 | 11,015,387 | 177,846 | Sep 07 04:40 PM | PERRY CHRISTOPHER JOHN | President | Aug 30 | Option Exercise | 111.09 | 14,236 | 1,581,449 | 90,186 | Sep 01 10:34 AM | PERRY CHRISTOPHER JOHN | President | Aug 30 | Sale | 186.45 | 12,834 | 2,392,942 | 77,352 | Sep 01 10:34 AM | Gumbs Keir D | CVP and Chief Legal Officer | Aug 30 | Sale | 186.41 | 2,688 | 501,079 | 14,023 | Sep 01 09:57 AM | DALY RICHARD J | Executive Chairman | Aug 28 | Sale | 185.40 | 8,297 | 1,538,268 | 111,721 | Aug 29 11:37 AM | Carey Thomas P | Corporate VP | Aug 22 | Sale | 178.40 | 2,500 | 445,994 | 11,322 | Aug 23 10:33 AM | DALY RICHARD J | Executive Chairman | Aug 21 | Option Exercise | 108.62 | 80,307 | 8,723,300 | 192,068 | Aug 22 03:58 PM | DALY RICHARD J | Executive Chairman | Aug 21 | Sale | 178.29 | 72,050 | 12,846,068 | 120,018 | Aug 22 03:58 PM | DALY RICHARD J | Executive Chairman | Aug 18 | Sale | 178.82 | 31,565 | 5,644,343 | 111,761 | Aug 21 02:15 PM | DALY RICHARD J | Executive Chairman | Aug 18 | Sale | 179.11 | 19,484 | 3,489,685 | 0 | Aug 21 02:15 PM | Gumbs Keir D | CVP and Chief Legal Officer | Aug 16 | Option Exercise | 0.00 | 4,848 | 0 | 19,041 | Aug 17 02:59 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Aug 14 | Option Exercise | 50.95 | 27,777 | 1,415,238 | 61,121 | Aug 15 01:42 PM | DESCHUTTER DOUGLAS RICHARD | Corporate Vice President | Aug 14 | Sale | 182.95 | 22,874 | 4,184,750 | 38,247 | Aug 15 01:42 PM | BRUN LESLIE A | Director | Aug 11 | Sale | 181.20 | 2,000 | 362,407 | 72,430 | Aug 15 03:52 PM | SCHIFELLITE ROBERT | Corporate SVP | Aug 10 | Option Exercise | 93.88 | 23,877 | 2,241,573 | 74,191 | Aug 11 02:29 PM | PERRY CHRISTOPHER JOHN | President | Aug 10 | Option Exercise | 98.31 | 11,381 | 1,118,866 | 79,483 | Aug 11 12:32 PM | SCHIFELLITE ROBERT | Corporate SVP | Aug 10 | Sale | 179.27 | 26,109 | 4,680,461 | 48,082 | Aug 11 02:29 PM | PERRY CHRISTOPHER JOHN | President | Aug 10 | Sale | 180.57 | 10,118 | 1,826,975 | 69,365 | Aug 11 12:32 PM | PERRY CHRISTOPHER JOHN | President | Aug 09 | Option Exercise | 98.31 | 2,181 | 214,414 | 70,041 | Aug 11 12:32 PM | PERRY CHRISTOPHER JOHN | President | Aug 09 | Sale | 180.09 | 1,939 | 349,189 | 68,102 | Aug 11 12:32 PM | BRUN LESLIE A | Director | Jun 02 | Option Exercise | 36.35 | 14,396 | 523,295 | 74,312 | Jun 05 01:21 PM | Duelks Robert N | Director | Jun 01 | Option Exercise | 36.35 | 10,841 | 394,070 | 44,476 | Jun 01 05:10 PM | BRUN LESLIE A | Director | Jun 01 | Option Exercise | 36.35 | 1,866 | 67,829 | 66,816 | Jun 01 05:10 PM | BRUN LESLIE A | Director | Jun 01 | Sale | 148.98 | 6,900 | 1,027,952 | 59,916 | Jun 01 05:10 PM | Matlin Laura | VP, Deputy GC and CGO | May 19 | Option Exercise | 67.32 | 4,725 | 318,087 | 9,877 | May 22 02:07 PM | Matlin Laura | VP, Deputy GC and CGO | May 19 | Sale | 153.73 | 4,052 | 622,913 | 5,825 | May 22 02:07 PM | Duelks Robert N | Director | May 05 | Sale | 154.34 | 1,200 | 185,214 | 33,635 | May 05 02:44 PM | KALENKA ROBERT F | Corporate Vice President | May 04 | Option Exercise | 96.17 | 17,289 | 1,662,660 | 43,921 | May 05 01:41 PM | SCHIFELLITE ROBERT | Corporate SVP | May 04 | Option Exercise | 67.32 | 12,397 | 834,566 | 66,009 | May 04 05:12 PM | KALENKA ROBERT F | Corporate Vice President | May 04 | Sale | 152.63 | 17,433 | 2,660,729 | 26,488 | May 05 01:41 PM | SCHIFELLITE ROBERT | Corporate SVP | May 04 | Sale | 152.59 | 15,695 | 2,394,887 | 50,314 | May 04 05:12 PM | Stingi Richard John | Corporate VP and CHRO | May 04 | Sale | 155.27 | 750 | 116,450 | 4,202 | May 04 04:58 PM | Stingi Richard John | Corporate VP and CHRO | Apr 01 | Option Exercise | 0.00 | 1,360 | 0 | 6,633 | Apr 04 04:15 PM | Duelks Robert N | Director | Feb 24 | Sale | 141.06 | 1,425 | 201,017 | 6,275 | Feb 27 03:15 PM | Reese Edmund | Corporate VP and CFO | Jan 31 | Option Exercise | 0.00 | 1,721 | 0 | 6,662 | Feb 01 02:10 PM |
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