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Dollar change +0.80
Percentage change 1.00	%

Peers: ICE SPGI SCHW CME MSCI MOOD CBOE FDS MKTX NLY

| Held by: VTI VOO VO SPY IVV VTV XLF VOE VIG RSP

Index	S&P 500	P/E	48.32	EPS (ttm)	1.67	Insider Own	28.35%	Shs Outstand	575.16M	Perf Week	3.61%
Market Cap	46.49B	Forward P/E	25.70	EPS next Y	3.15	Insider Trans	-17.27%	Shs Float	411.81M	Perf Month	9.43%
Income	959.00M	PEG	5.48	EPS next Q	0.74	Inst Own	66.85%	Short Float	1.22%	Perf Quarter	14.97%
Sales	7.02B	P/S	6.63	EPS this Y	-0.93%	Inst Trans	-4.75%	Short Ratio	1.94	Perf Half Y	31.47%
Book/sh	19.26	P/B	4.20	EPS next Y	12.66%	ROA	3.49%	Short Interest	5.01M	Perf Year	48.08%
Cash/sh	0.54	P/C	150.93	EPS next 5Y	8.82%	ROE	10.94%	52W Range	53.62 - 81.08	Perf YTD	39.11%
Dividend Est.	0.94 (1.16%)	P/FCF	31.80	EPS past 5Y	18.00%	ROI	4.60%	52W High	-0.25%	Beta	0.96
Dividend TTM	0.92 (1.14%)	Quick Ratio	-	Sales past 5Y	7.36%	Gross Margin	56.34%	52W Low	50.85%	ATR (14)	1.45
Dividend Ex-Date	Dec 06, 2024	Current Ratio	-	EPS Y/Y TTM	-25.14%	Oper. Margin	26.92%	RSI (14)	69.73	Volatility	1.55% 2.07%
Employees	8525	Debt/Eq	0.93	Sales Y/Y TTM	16.95%	Profit Margin	13.67%	Recom	2.05	Target Price	82.50
Option/Short	Yes / Yes	LT Debt/Eq	0.88	EPS Q/Q	-11.18%	Payout	41.29%	Rel Volume	0.88	Prev Close	80.08
Sales Surprise	0.83%	EPS Surprise	6.71%	Sales Q/Q	31.08%	Earnings	Oct 24 BMO	Avg Volume	2.58M	Price	80.88
SMA20	4.26%	SMA50	7.92%	SMA200	23.51%	Trades		Volume	2,264,212	Change	1.00%

Date	Action	Analyst	Rating Change	Price Target Change
Oct-14-24	Upgrade	Raymond James	Mkt Perform → Outperform	$82
Sep-27-24	Initiated	RBC Capital Mkts	Outperform	$88
Sep-26-24	Initiated	TD Cowen	Hold	$83
Sep-09-24	Reiterated	Oppenheimer	Outperform	$78 → $80
Sep-04-24	Upgrade	BofA Securities	Underperform → Buy	$53 → $90
May-08-24	Downgrade	Rosenblatt	Buy → Neutral	$76 → $64
Apr-11-24	Initiated	Barclays	Overweight	$76
Apr-09-24	Upgrade	Morgan Stanley	Equal-Weight → Overweight	$59 → $80
Apr-03-24	Initiated	Edward Jones	Buy
Mar-26-24	Upgrade	Goldman	Neutral → Buy	$73
Dec-01-23	Resumed	Goldman	Neutral	$58
Apr-11-23	Downgrade	Morgan Stanley	Overweight → Equal-Weight	$70 → $60
Jan-26-23	Downgrade	Deutsche Bank	Buy → Hold	$72 → $60
Nov-14-22	Initiated	Redburn	Neutral
Nov-02-22	Downgrade	Credit Suisse	Outperform → Neutral	$66 → $57
Oct-14-22	Downgrade	BofA Securities	Buy → Underperform	$65 → $58
Oct-12-22	Initiated	Citigroup	Neutral	$62
Oct-06-22	Upgrade	JP Morgan	Neutral → Overweight	$70
Aug-19-22	Downgrade	Atlantic Equities	Overweight → Neutral	$190 → $200
Aug-17-22	Initiated	Rosenblatt	Buy	$241

Show Previous Ratings

Nov-18-24 04:54PM	Nasdaq Poised to List Spot-Bitcoin ETF Options as Crypto Assets Rally (Bloomberg)
Nov-11-24 04:05PM	Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date October 31, 2024 (GlobeNewswire)
Nov-08-24 08:00PM	AppLovin Corporation to Join the Nasdaq-100 Index Beginning November 18, 2024 (GlobeNewswire)
Nov-05-24 04:15PM	Nasdaq Executives to Present at Upcoming Investor Conferences (GlobeNewswire)
01:54PM	Super Micro Faces Potential Delisting, S&P 500 Removal Amid Auditor Woes (Bloomberg)
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Nov-04-24 04:05PM	Nasdaq Reports October 2024 Volumes (GlobeNewswire)
Oct-31-24 03:34PM	Nasdaq and Cboe Challenge SEC Over New Stock Trading Rule (Bloomberg)
Oct-30-24 01:03AM	Decoding Nasdaq Inc (NDAQ): A Strategic SWOT Insight (GuruFocus.com)
Oct-28-24 08:00AM	Nasdaq to Join the American Bankers Associations Partner Network as a Premier Partner (Business Wire)
Oct-26-24 06:42AM	Nasdaq price target raised to $87 from $84 at Barclays (TipRanks)
Oct-25-24 07:32AM	Nasdaq Reports Strong Q3 2024 Revenue Growth (TipRanks)
03:16AM	Q3 2024 Nasdaq Inc Earnings Call (Thomson Reuters StreetEvents)
03:08AM	Nasdaq Inc (NDAQ) Q3 2024 Earnings Call Highlights: Strong Revenue Growth and Strategic Integrations (GuruFocus.com)
Oct-24-24 04:05PM	Nasdaq Announces Mid-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date October 15, 2024 (GlobeNewswire)
12:10PM	Analyst Report: Nasdaq, Inc. (Morningstar Research)
07:07AM	Loading…
07:07AM	Nasdaq: Q3 Earnings Snapshot (Associated Press Finance)
07:01AM	Nasdaq Announces Quarterly Dividend of $0.24 Per Share (GlobeNewswire)
07:00AM	Nasdaq Reports Third Quarter 2024 Results; Fourth Consecutive Quarter of Double-Digit Solutions Revenue Growth (GlobeNewswire)
Oct-23-24 04:05PM	Delisting of Securities of Minim, Inc. from The Nasdaq Stock Market (GlobeNewswire)
Oct-21-24 03:24PM	Cboe Shares Near Buy Point As 2024 Election Promises Volatility (Investor's Business Daily)
Oct-18-24 04:05PM	Nasdaq Resumes Trading in Nebius Group N.V. (GlobeNewswire)
Oct-17-24 03:00AM	Nasdaq Integrates AI to Simplify and Accelerate Bank and Insurance Risk Calculations (GlobeNewswire)
Oct-15-24 07:40AM	Nasdaq price target raised to $84 from $80 at Oppenheimer (TipRanks)
Oct-10-24 04:05PM	Delisting of Securities of Gamer Pakistan Inc.; Biotricity, Inc.; Zalatoris II Acquisition Corp.; Warrantee Inc.; Spectaire Holdings, Inc.; Centogene N.V.; DZS Inc.; Corner Growth Acquisition Corp. 2; Collective Audience, Inc.; Grom Social Enterprises Inc.; Fintech Ecosystem Development Corp.; Edgio, Inc.; Kineta, Inc.; BurgerFi International Inc.; A SPAC II Acquisition Corp.; and African Agriculture Holdings Inc. from The Nasdaq Stock Market (GlobeNewswire)
08:34AM	Nasdaq Rises to 5th in RiskTech100 Global Ranking Following Launch of Financial Technology Division (GlobeNewswire)
Oct-09-24 05:05PM	Nasdaq Announces End-of-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date September 30, 2024 (GlobeNewswire)
Oct-08-24 03:26PM	Nasdaq Resumes Trading in BAIYU Holdings, Inc. (GlobeNewswire)
08:28AM	PureStream Powers Up: Nasdaq's Cutting-Edge Trading Tech Eyes European Expansion (Benzinga)
02:30AM	Nasdaq Launches PureStream in Europe A new tool for trajectory trading (GlobeNewswire)
Oct-07-24 04:45PM	Nasdaq Reports September 2024 Volumes and 3Q24 Statistics (GlobeNewswire)
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03:00PM	Nasdaq Entrepreneurial Center Releases New Research on Models of Equitable Entrepreneurship Across the United States (PR Newswire)
Oct-03-24 10:00AM	Nasdaq Faces Multistate Inquiry Over Board-Diversity Rules (The Wall Street Journal)
Oct-01-24 06:14AM	RBC Has a New Play for Investors: Go Long on US Exchange Stocks (TipRanks)
Sep-26-24 06:30AM	Nasdaq Divides Listing Business Into Regions to Capture Demand (Bloomberg)
Sep-24-24 04:05PM	Nasdaq Announces Mid-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date September 13, 2024 (GlobeNewswire)
10:03AM	Deutsche Boerse and Nasdaq Raided in EU Cartel Probe (Bloomberg)
Sep-23-24 04:05PM	Nasdaq to Hold Third Quarter 2024 Investor Conference Call (GlobeNewswire)
08:52AM	Nasdaq's AxiomSL Solution Powers Digital Banking, Boosts Presence In Latin America (Benzinga)
08:00AM	Nasdaq Verafin Announces Targeted Typology Analytics An Innovative Approach to Fighting Financial Crime (Business Wire)
03:00AM	Nasdaq Expands Digital Bank FinTech Presence in Latin America (GlobeNewswire)
Sep-20-24 06:06PM	SEC Approves Nasdaq to List Options on iShares Bitcoin Trust ETF (Bloomberg)
Sep-19-24 03:00AM	Argentina's BYMA to Adopt Nasdaq's Clearing Platform (GlobeNewswire)
Sep-18-24 04:05PM	Delisting of Securities of OceanTech Acquisitions I Corp.; OCA Acquisition Corp.; Assure Holdings Corp.; Selina Hospitality PLC; Maquia Capital Acquisition Corporation; ToughBuilt Industries, Inc.; SunPower Corporation; Meta Materials Inc.; Talis Biomedical Corporation; and Holdco Nuvo Group D.G Ltd. from The Nasdaq Stock Market (GlobeNewswire)
11:40AM	SEC Approves Its Overhaul of Stock Pricing, Exchange Fees (Bloomberg)
Sep-11-24 04:05PM	Nasdaq Announces End of Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date August 30, 2024 (GlobeNewswire)
Sep-06-24 11:04AM	Nasdaq Halts BAIYU Holdings, Inc. (GlobeNewswire)
07:00AM	Nasdaq Implements AxiomSL Revenue Recognition Change (GlobeNewswire)
07:00AM	Nasdaq Announces New Leadership and Structure for Financial Crime Management Technology (GlobeNewswire)
Sep-05-24 07:28PM	CBOE Starts Platform for Trading Private Company Shares (Bloomberg)
04:05PM	Nasdaq to Hold Teach-In Regarding AxiomSL Revenue Recognition Change (GlobeNewswire)
Sep-04-24 06:49PM	Analyst Report: Nasdaq, Inc. (Morningstar Research)
04:15PM	Nasdaq Executives to Present at Upcoming Investor Conferences (GlobeNewswire)
04:05PM	Nasdaq Reports August 2024 Volumes (GlobeNewswire)
04:05PM	Delisting of Securities of Liberty Resources Acquisition Corp.; Achari Ventures Holdings Corp. I; PetVivo Holdings, Inc.; Galera Therapeutics, Inc.; Clean Energy Special Situations Corp.; Capitalworks Emerging Markets Acquisition Corp.; AERWINS Technologies Inc.; Biolase, Inc.; Global Gas Corporation; Corner Growth Acquisition Corp.; Lucy Scientific Discovery Inc.; Chicken Soup for the Soul Entertainment, Inc.; Ideanomics, Inc.; NexImmune, Inc.; Shapeways Holdings, Inc.; QIWI plc; (GlobeNewswire)
03:57PM	Nasdaq stock double upgraded to Buy by BofA Securities (Yahoo Finance Video)
01:52PM	IPO Rebound And FinTech Growth Potential Is Helping Nasdaq: Analyst Double Upgrades Stock (Benzinga)
Aug-29-24 03:46PM	Nasdaq Futures to pay $22 million to settle charges over perk program, CFTC says (Reuters)
Aug-28-24 05:30AM	Fighting Financial Crime Could Pay for Nasdaq (The Wall Street Journal)
Aug-27-24 05:48PM	Nasdaq, Inc. (NDAQ): One of Oppenheimer's Top Stock Picks For the Next 12 Months (Insider Monkey)
03:58PM	Nasdaq, Inc. (NDAQ): Among Morgan Stanleys Highest Conviction Stocks (Insider Monkey)
08:30AM	Nasdaq and CF Benchmarks to Drive Development and Adoption of Digital Asset with New Index Options (GlobeNewswire)
Aug-26-24 04:05PM	Nasdaq Announces Mid-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date August 15, 2024 (GlobeNewswire)
Aug-23-24 04:25PM	Analyst Report: Nasdaq, Inc. (Morningstar Research)
Aug-09-24 05:15PM	Nasdaq Announces End of Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date July 31, 2024 (GlobeNewswire)
Aug-08-24 04:56PM	Nasdaq Has Hundreds of Penny Stocks. Now Its Trying to Purge Them. (The Wall Street Journal)
10:59AM	Highlights: Nasdaq Firesides in July, New Interviews Scheduled Sept 12 (IPO-Edge.com)
Aug-07-24 01:06AM	Decoding Nasdaq Inc (NDAQ): A Strategic SWOT Insight (GuruFocus.com)
Aug-06-24 04:05PM	Nasdaq Chair and Chief Executive Officer Adena Friedman to Present at the Oppenheimer 27th Annual Technology, Internet & Communications Conference (GlobeNewswire)
10:45AM	Join IPO Edge Firesides Live at Nasdaq MarketSite September 12 (IPO-Edge.com)
Aug-05-24 07:39PM	How an Investing Strategy in Japan Spurred a Global Market Rout (WSJ)
04:05PM	Nasdaq Reports July 2024 Volumes (GlobeNewswire)
Aug-02-24 03:31PM	The 3 Best Stocks to Buy Doing Successful Secondary Offerings in 2024 (InvestorPlace)
12:00AM	Mogul Who Eyed Nasdaq in 2019 Is Now Kingpin of Italian Finance (Bloomberg)
Jul-31-24 03:00AM	Bitvavo Adopts Nasdaq Market Surveillance to Enhance Integrity of its Digital Asset Exchange (GlobeNewswire)
Jul-29-24 07:03PM	Analyst Report: Nasdaq, Inc. (Morningstar Research)
08:51AM	Thoma Bravo Raises $2.7 Billion in Nasdaq Stake Sale (Bloomberg)
08:30AM	Nasdaq Announces Pricing of Secondary Offering of Nasdaq Common Stock (GlobeNewswire)
Jul-27-24 06:10AM	Follow the Money: 3 Stocks That Will Gain from Wall Street's Boom (InvestorPlace)
Jul-26-24 05:41PM	Thoma Bravo to Seek $2.74 Billion in Nasdaq Stake Sale (Bloomberg)
04:10PM	Nasdaq Announces Launch of Secondary Offering of Nasdaq Common Stock (GlobeNewswire)
12:49AM	Q2 2024 Nasdaq Inc Earnings Call (Thomson Reuters StreetEvents)
Jul-25-24 02:22PM	Why Nasdaq Stock Surged Today (Motley Fool) +7.22%
11:48AM	Nasdaq Stock Jumps on Strong Financial-Technology Earnings (The Wall Street Journal)
11:31AM	Nasdaq CEO Adena Friedman Sees IPO Momentum Picking Up In 2025 (Bloomberg)
11:21AM	Analyst Report: Nasdaq, Inc. (Morningstar Research)
09:47AM	Nasdaq Q2 Earnings: Revenue Surge, Financial Tech and Index Segments Show Strong Growth (Benzinga)
07:12AM	Nasdaq: Q2 Earnings Snapshot (Associated Press Finance)
07:01AM	Nasdaq Announces Quarterly Dividend of $0.24 Per Share (GlobeNewswire)
07:00AM	Nasdaq Reports Second Quarter 2024 Results; Strong Performance Across All Divisions with Double-Digit Solutions Growth (GlobeNewswire)
Jul-24-24 04:05PM	Nasdaq Announces Mid-Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date July 15, 2024 (GlobeNewswire)
Jul-22-24 01:38PM	Is a Beat in the Offing for Nasdaq (NDAQ) in Q2 Earnings? (Zacks)
Jul-19-24 10:42AM	Stock Exchanges Say U.S. Markets Are Operating Normally (The Wall Street Journal)
Jul-18-24 02:03AM	valantic FSA sign with Nasdaq to develop Web UI for Fixed Income Markets (GlobeNewswire)
Jul-16-24 04:05PM	Delisting of Securities of CONX Corp.; Priveterra Acquisition Corp. II; Yield10 Bioscience, Inc.; Aesthetic Medical International Holdings Group Ltd.; Breeze Holdings Acquisition Corp.; Quadro Acquisition One Corp.; DermTech, Inc.; TRACON Pharmaceuticals, Inc.; eFFECTOR Therapeutics, Inc.; Dynatronics Corporation; and Canna-Global Acquisition Corp. from The Nasdaq Stock Market (GlobeNewswire)
Jul-12-24 08:00PM	Super Micro Computer Inc. to Join the Nasdaq-100 Index Beginning July 22, 2024 (GlobeNewswire)
06:39AM	What Makes Nasdaq (NDAQ) an Excellent Business? (Insider Monkey)
Jul-10-24 04:05PM	Nasdaq Announces End of Month Open Short Interest Positions in Nasdaq Stocks as of Settlement Date June 28, 2024 (GlobeNewswire)
Jul-09-24 10:19AM	IPO Edge Fireside Chats at Nasdaq on July 29 (IPO-Edge.com)
Jul-08-24 04:05PM	Nasdaq Reports June 2024 Volumes and 2Q24 Statistics (GlobeNewswire)
Jul-03-24 01:03PM	Strong Dividend Growth: Nasdaq, Equinix, And Skyworks Solutions Announce Recent Hikes And Offer Solid Yields (Benzinga)

Nasdaq, Inc. is a holding company, which engages in trading, clearing, exchange technology, regulatory, securities listing, information, and public and private company services. It operates through the following segments: Capital Access Platforms, Financial Technology, and Market Services. The Capital Access Platforms segment delivers liquidity, transparency, and integrity to the corporate issuer and investment community by empowering clients to effectively navigate the capital markets, achieve their sustainability goals, and drive governance excellence. The Financial Technology segment offers platforms that improve the liquidity, transparency, and integrity of the global economy by architecting and operating the markets. The Market Services segment includes equity derivative trading and clearing, cash equity trading, fixed income, currency, and commodities trading. The company was founded by Gordon S. Macklin in 1971 and is headquartered in New York, NY.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
SKULE JEREMY	Executive Vice President	Nov 18 '24	Sale	78.75	12,075	950,906	102,505	Nov 20 04:18 PM
JEREMY SKULE	Officer	Nov 18 '24	Proposed Sale	78.76	12,075	950,975		Nov 18 04:31 PM
ZOLLAR ALFRED W	Director	Nov 13 '24	Buy	80.24	2,542	203,970	49,293	Nov 14 04:29 PM
Peterson Bradley J	Executive Vice President	Nov 13 '24	Sale	79.58	11,820	940,636	131,010	Nov 14 04:23 PM
BRADLEY PETERSON	Officer	Nov 13 '24	Proposed Sale	79.58	11,820	940,663		Nov 13 04:03 PM
Griggs PC Nelson	President, Capital Access Plat	Nov 11 '24	Sale	80.21	5,000	401,050	195,821	Nov 12 04:08 PM
Griggs PC Nelson	President, Capital Access Plat	Nov 08 '24	Sale	79.51	5,000	397,550	200,821	Nov 12 04:08 PM
Griggs PC Nelson	Officer	Nov 11 '24	Proposed Sale	80.21	5,000	401,054		Nov 12 10:47 AM
Griggs PC Nelson	Officer	Nov 08 '24	Proposed Sale	79.51	5,000	397,573		Nov 08 05:39 PM
Griggs PC Nelson	President, Capital Access Plat	Nov 06 '24	Sale	77.34	5,742	444,086	205,821	Nov 08 04:29 PM
SKULE JEREMY	Executive Vice President	Nov 06 '24	Sale	77.92	12,000	935,040	114,580	Nov 08 04:21 PM
Griggs PC Nelson	Officer	Nov 06 '24	Proposed Sale	77.34	5,742	444,095		Nov 06 06:14 PM
JEREMY SKULE	Officer	Nov 06 '24	Proposed Sale	77.92	12,000	935,082		Nov 06 04:04 PM
Tal Cohen	President, Market Platforms	Nov 01 '24	Sale	74.00	6,900	510,600	136,826	Nov 04 04:08 PM
Tal Cohen	President, Market Platforms	Oct 31 '24	Sale	74.31	3,984	296,051	143,376	Nov 04 04:08 PM
Tal Cohen	Officer	Oct 31 '24	Proposed Sale	74.25	10,884	808,137		Oct 31 06:34 PM
Griggs PC Nelson	President, Capital Access Plat	Oct 28 '24	Sale	75.71	6,000	454,260	215,563	Oct 30 04:07 PM
Griggs PC Nelson	President, Capital Access Plat	Oct 29 '24	Sale	76.05	4,000	304,200	211,563	Oct 30 04:07 PM
Peterson Bradley J	Executive Vice President	Oct 28 '24	Sale	75.32	13,642	1,027,448	142,830	Oct 30 04:05 PM
Griggs PC Nelson	Officer	Oct 29 '24	Proposed Sale	76.06	4,000	304,238		Oct 29 05:40 PM
Griggs PC Nelson	Officer	Oct 28 '24	Proposed Sale	75.71	6,000	454,282		Oct 28 05:12 PM
Peterson Bradley J	Officer	Oct 28 '24	Proposed Sale	75.32	13,642	1,027,478		Oct 28 04:59 PM
Zecca John	Executive Vice President	Sep 12 '24	Sale	71.97	11,000	791,670	113,263	Sep 16 04:13 PM
JOHN ZECCA	Officer	Sep 12 '24	Proposed Sale	71.98	11,000	791,761		Sep 12 04:51 PM
Peterson Bradley J	Executive Vice President	Aug 09 '24	Sale	67.79	40,000	2,711,600	156,472	Aug 13 04:24 PM
BRADLEY PETERSON	Officer	Aug 09 '24	Proposed Sale	67.79	40,000	2,711,788		Aug 09 04:03 PM
Argus Seller, LP	10% Owner	Jul 29 '24	Sale	64.58	42,804,207	2,764,295,688	42,804,207	Jul 30 05:51 PM
Smith Bryan Everard	Executive Vice President	May 01 '24	Sale	59.89	3,036	181,826	58,636	May 03 04:33 PM
Smith Bryan Everard	Executive Vice President	Apr 01 '24	Sale	62.91	7,400	465,534	61,672	Apr 03 05:07 PM
Borse Dubai LTD	10% Owner	Mar 22 '24	Sale	58.00	31,000,000	1,797,907,000	58,341,545	Mar 22 04:30 PM
Smith Bryan Everard	Executive Vice President	Mar 01 '24	Sale	56.29	2,064	116,183	63,528	Mar 04 04:00 PM

Open in Screener

FRGE

Forge Global Holdings Inc

Nov 21 • 04:00PM ET

0.9667

Dollar change +0.0088
Percentage change 0.92	%

Financial • Capital Markets • USA • NYSE

FRGE Forge Global Holdings Inc daily Stock Chart

Peers: MKTX ICE NDAQ CBOE CME MSCI FDS MORN SPGI COIN

| Held by: VTI IWM VXF IWN VTWO SCHA IWC VTWV RSSL SCHB

Index	RUT	P/E	-	EPS (ttm)	-0.43	Insider Own	26.55%	Shs Outstand	176.90M	Perf Week	7.28%
Market Cap	178.85M	Forward P/E	-	EPS next Y	-0.22	Insider Trans	-3.54%	Shs Float	135.90M	Perf Month	-22.04%
Income	-76.49M	PEG	-	EPS next Q	-0.09	Inst Own	25.67%	Short Float	2.68%	Perf Quarter	-35.12%
Sales	79.80M	P/S	2.24	EPS this Y	28.93%	Inst Trans	0.28%	Short Ratio	8.69	Perf Half Y	-43.80%
Book/sh	1.27	P/B	0.76	EPS next Y	40.42%	ROA	-25.75%	Short Interest	3.64M	Perf Year	-68.61%
Cash/sh	0.63	P/C	1.53	EPS next 5Y	-	ROE	-29.71%	52W Range	0.80 - 4.02	Perf YTD	-71.82%
Dividend Est.	-	P/FCF	-	EPS past 5Y	-	ROI	-31.03%	52W High	-75.95%	Beta	2.32
Dividend TTM	-	Quick Ratio	5.37	Sales past 5Y	-15.06%	Gross Margin	-57.64%	52W Low	20.84%	ATR (14)	0.09
Dividend Ex-Date	-	Current Ratio	5.37	EPS Y/Y TTM	18.98%	Oper. Margin	-109.94%	RSI (14)	41.16	Volatility	9.87% 8.48%
Employees	345	Debt/Eq	0.07	Sales Y/Y TTM	18.08%	Profit Margin	-95.85%	Recom	2.00	Target Price	3.67
Option/Short	Yes / Yes	LT Debt/Eq	0.05	EPS Q/Q	5.59%	Payout	-	Rel Volume	1.04	Prev Close	0.96
Sales Surprise	-13.83%	EPS Surprise	-15.07%	Sales Q/Q	3.52%	Earnings	Nov 06 AMC	Avg Volume	419.27K	Price	0.97
SMA20	-9.70%	SMA50	-19.66%	SMA200	-38.34%	Trades		Volume	434,632	Change	0.92%

Date	Action	Analyst	Rating Change	Price Target Change
Sep-03-24	Upgrade	UBS	Neutral → Buy	$3
Jan-05-23	Initiated	JP Morgan	Neutral
Nov-30-22	Initiated	UBS	Neutral	$1.75
Nov-22-22	Initiated	Piper Sandler	Neutral	$1.75
Aug-26-22	Initiated	William Blair	Mkt Perform
Aug-26-22	Initiated	JMP Securities	Mkt Outperform	$10

Nov-07-24 02:22AM	Forge Global Holdings Inc (FRGE) Q3 2024 Earnings Call Highlights: Surging Marketplace Revenue ... (GuruFocus.com) -13.74%
Nov-06-24 06:30PM	Forge Global Holdings, Inc. (FRGE) Reports Q3 Loss, Lags Revenue Estimates (Zacks) +10.08%
04:10PM	Forge Global Holdings, Inc. Reports Third Quarter Fiscal Year 2024 Results (Business Wire)
Oct-30-24 09:46AM	Forge Global Holdings, Inc. to Report Third Quarter 2024 Financial Results on November 6th, 2024 (Business Wire)
Sep-26-24 08:30AM	Forge Global Announces Forge Price, A New Standard for Pricing Pre-IPO Venture-Backed Late-Stage Companies, Now Integrated into Forge Pro and Related Data Products (Business Wire)
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Sep-11-24 08:30AM	Forge Global Names the Private Magnificent 7 the High-Performing Unicorns Driving the U.S. Innovation Economy (Business Wire)
Aug-14-24 09:29AM	Forge Global CEO to Participate in a Fireside Chat at the Oppenheimer 27th Annual Technology, Internet & Communications Conference (Business Wire) -6.72%
Aug-07-24 07:05PM	Forge Global Holdings, Inc. (FRGE) Reports Q2 Loss, Tops Revenue Estimates (Zacks) +7.38%
04:10PM	Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2024 Results (Business Wire)
03:15PM	UPDATED TIME: Forge Global Holdings, Inc. to Report Second Quarter 2024 Financial Results on August 7th, 2024 (Business Wire)
Jul-24-24 04:10PM	Forge Global Holdings, Inc. to Report Second Quarter 2024 Financial Results on August 7th, 2024 (Business Wire)
Jul-03-24 07:21AM	Today's Biggest Pre-Market Stock Movers: 10 Top Gainers and Losers on Wednesday (InvestorPlace)
Jun-05-24 10:41AM	This Is The Platform Nancy Pelosi Used To Make Her Private Investment In Databricks (Benzinga)
May-30-24 04:10PM	Forge Global CEO to Fireside Chat at the Piper Sandler & Co. Global Exchange & Trading Conference (Business Wire)
08:00AM	Forge Global CEO to Present at the William Blair 44th Annual Growth Stock Conference (Business Wire)
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May-14-24 04:10PM	Forge Global to Attend the J.P. Morgan 52nd Annual Global Technology, Media and Communications Conference (Business Wire)
May-08-24 09:39AM	Forge Global Holdings, Inc. (NYSE:FRGE) Q1 2024 Earnings Call Transcript (Insider Monkey) -7.73%
09:05AM	Q1 2024 Forge Global Holdings Inc Earnings Call (Thomson Reuters StreetEvents)
04:20AM	Forge Global Holdings Inc (FRGE) (Q1 2024) Earnings Call Transcript Highlights: Navigating ... (GuruFocus.com)
May-07-24 09:54PM	FRGE Stock Earnings: Forge Global Holdings Beats EPS, Beats Revenue for Q1 2024 (InvestorPlace)
06:09PM	Forge Global Holdings Inc (FRGE) Q1 Fiscal 2024 Earnings: Narrower Net Loss Amidst Revenue Growth (GuruFocus.com)
04:10PM	Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2024 Results (Business Wire)
May-06-24 04:00PM	3 Financial Stocks to Sell in May Before They Crash & Burn (InvestorPlace)
Apr-24-24 04:10PM	Forge Global Holdings, Inc. to Report First Quarter 2024 Financial Results on May 7th, 2024 (Business Wire)
Apr-11-24 12:03PM	Destiny CEO Calls Private-Tech Funds Meme-Like Surge a Discovery Process (Bloomberg)
Apr-02-24 04:41PM	Index Fund for Private Firms Makes Backing Unicorns Easier (Bloomberg) -7.69% +9.52%
04:15PM	Forge Globals Private Market Index to be Tracked by Accuidity Strategy, Offering Diversified Exposure to Late-Stage Companies (Business Wire)
Mar-27-24 12:51PM	Forge Global Holdings, Inc. (NYSE:FRGE) Q4 2023 Earnings Call Transcript (Insider Monkey) -21.51%
10:30AM	Q4 2023 Forge Global Holdings Inc Earnings Call (Thomson Reuters StreetEvents)
Mar-26-24 08:53PM	FRGE Stock Earnings: Forge Global Holdings Misses EPS, Misses Revenue for Q4 2023 (InvestorPlace)
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04:10PM	Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2023 Results (Business Wire)
Mar-21-24 08:00AM	Forge Releases Forge Pro, a Major Milestone Toward an Institutional Trade Order Management System for Private Company Securities (Business Wire)
Mar-18-24 04:10PM	Forge Global Holdings, Inc. to Report Fourth Quarter and Full Year 2023 Financial Results on March 26, 2024 (Business Wire)
Mar-14-24 04:10PM	Forge Global Appoints Capital Markets Veteran Larry Leibowitz to its Board of Directors (Business Wire) -6.70%
Mar-12-24 01:35PM	25 Most Powerful Passports in the World (Insider Monkey)
Feb-27-24 04:10PM	Forge Global to Attend the Citizens JMP Technology Conference (Business Wire)
08:30AM	Forge Strengthens Private Market Data Team and Capabilities with Two Key Hires (Business Wire)
Feb-07-24 08:00AM	Forge To Accelerate Product Vision and Commercial Strategy with Executive Appointment of James Brooks (Business Wire) -6.29%
Jan-10-24 09:35AM	After Plunging -16.4% in 4 Weeks, Here's Why the Trend Might Reverse for Forge Global Holdings, Inc. (FRGE) (Zacks)
Dec-21-23 08:30AM	Forge Bolsters Roster with Strategic Hires to Deliver Greater Value to Private Company Partners, Institutional Investors (Business Wire) +8.77%
Dec-20-23 08:30AM	Forge Enhances Institutional Focus with Appointment of Chris Lane (Business Wire) +7.67%
Dec-14-23 08:00AM	Forge Global Announces First-of-its-Kind Investable Private Market Index in Partnership with Accuidity to Provide Diversified Exposure to Late Stage Companies (Business Wire) +7.69%
Dec-04-23 04:10PM	Forge Global Announces Transitions to its Board of Directors (Business Wire) -7.23%
Nov-13-23 11:20AM	Forge Global Holdings, Inc. (NYSE:FRGE) Q3 2023 Earnings Call Transcript (Insider Monkey)
Nov-07-23 04:10PM	Forge Global Holdings, Inc. Reports Third Quarter Fiscal Year 2023 Results (Business Wire)
Oct-30-23 03:52PM	Billionaire Marc Lasrys Top 10 Stock Picks (Insider Monkey) +8.81%
Oct-24-23 04:10PM	Forge Global Holdings, Inc. to Report Third Quarter 2023 Financial Results on November 7, 2023 (Business Wire)
Aug-31-23 05:38PM	Forge Global Holdings, private securities marketplace, expands downtown San Francisco headquarters (American City Business Journals)
Aug-08-23 07:30PM	Forge Global Holdings, Inc. (FRGE) Reports Q2 Loss, Tops Revenue Estimates (Zacks)
04:10PM	Forge Global Holdings, Inc. Reports Second Quarter Fiscal Year 2023 Results (Business Wire)
Jul-31-23 01:29PM	What's in the Cards for Main Street (MAIN) in Q2 Earnings? (Zacks)
Jul-26-23 04:10PM	Forge Global to Attend the Upcoming Oppenheimer 26th Annual Technology, Internet & Communications Virtual Conference on Wednesday, August 9th, 2023 (Business Wire) +8.06% -5.76%
Jul-25-23 04:10PM	Forge Global Holdings, Inc. to Report Second Quarter 2023 Financial Results on August 8, 2023 (Business Wire)
Jul-24-23 06:54AM	The past year for Forge Global Holdings (NYSE:FRGE) investors has not been profitable (Simply Wall St.)
Jun-26-23 10:56AM	Rithm Capital (RITM) Reveals Q2 Dividends: What We Think (Zacks) -7.52%
08:30AM	Forge Global Added to U.S. Small-Cap Russell 2000® Index (Business Wire)
Jun-23-23 12:44PM	Virtu Financial (VIRT) Launches Alert+ to Enhance Liquidity (Zacks) +6.60%
Jun-20-23 10:22AM	Why Buying Virtu Financial (VIRT) is a Prudent Move Now (Zacks) +13.66%
Jun-19-23 08:00AM	SpaceX Investor Says It Has Already Made Money (Barrons.com)
Jun-02-23 09:00AM	Forge Global to Attend the Upcoming Piper Sandler Global Exchange & FinTech Conference (Business Wire) +12.10%
Jun-01-23 02:45PM	Forge Global CFO to Present at the Upcoming 43rd Annual William Blair Growth Stock Conference (Business Wire) +9.03%
May-16-23 04:10PM	Forge Global to Attend the Upcoming JMP Securities Technology Conference (Business Wire)
May-09-23 07:45PM	Forge Global Holdings, Inc. (FRGE) Reports Q1 Loss, Lags Revenue Estimates (Zacks) +6.67%
04:10PM	Forge Global Holdings, Inc. Reports First Quarter Fiscal Year 2023 Results (Business Wire)
May-04-23 08:00AM	Forge Announces First Private Market Index Based on Active Trading and Liquidity Data (Business Wire) -8.45%
Apr-25-23 04:10PM	Forge Global Holdings, Inc. to Report First Quarter Fiscal 2023 Financial Results on May 9, 2023 (Business Wire) -6.16%
Apr-14-23 06:22AM	Institutional investors own a significant stake of 36% in Forge Global Holdings, Inc. (NYSE:FRGE) (Simply Wall St.)
Apr-12-23 07:45AM	XP Inc. (XP) Moves 12.4% Higher: Will This Strength Last? (Zacks)
Apr-10-23 04:30PM	Forge Global Appoints Chief Technology Officer of Toast Debra Chrapaty to its Board of Directors (Business Wire) +6.92%
Mar-03-23 05:21AM	Forge Global Holdings, Inc. (NYSE:FRGE) Just Reported And Analysts Have Been Cutting Their Estimates (Simply Wall St.)
Mar-02-23 04:10PM	Forge Global CFO to Participate In the Upcoming JMP Securities Technology Conference (Business Wire) -5.03%
05:14AM	Forge Global Holdings Full Year 2022 Earnings: US$0.78 loss per share (vs US$1.06 loss in FY 2021) (Simply Wall St.)
Feb-28-23 04:10PM	Forge Global Holdings, Inc. Reports Fourth Quarter and Fiscal Year 2022 Results (Business Wire)
Feb-13-23 12:01PM	The one-year earnings decline has likely contributed toForge Global Holdings' (NYSE:FRGE) shareholders losses of 82% over that period (Simply Wall St.)
Feb-07-23 04:10PM	Forge Global Holdings, Inc. to Report Fourth Quarter and Full Year 2022 Financial Results (Business Wire)
Dec-27-22 04:15PM	Forge Announces Strategic Evolution to Deliver Customer-Centric Solutions, Drive Efficiencies Across the Business (Business Wire)
Nov-28-22 04:10PM	Forge Global to Attend Upcoming 6th Annual Wells Fargo TMT Summit (Business Wire) -6.71%
Nov-09-22 04:10PM	Forge Global Holdings, Inc. Reports Third Quarter 2022 Results (Business Wire) +5.41%
Oct-26-22 06:00PM	Forge Global Holdings, Inc. to Report Third Quarter 2022 Financial Results on November 9, 2022 (Business Wire) -5.26%
Oct-22-22 10:30AM	Forge Global Holdings, Inc. (NYSE:FRGE) most popular amongst individual investors who own 46% of the shares, institutions hold 26% (Simply Wall St.)
Sep-27-22 09:06AM	8 Best Stocks to Buy According to Billionaire Marc Lasry (Insider Monkey) -5.29%
Sep-09-22 05:14PM	Forge Global creates private securities marketplace in Europe (American City Business Journals) +16.18% -7.76%
Sep-08-22 05:00AM	Forge To Expand Global Private Market Platform Into Europe With Strategic Partner Deutsche Börse (Business Wire)
Aug-11-22 04:10PM	Forge Global Holdings, Inc. Reports Second Quarter 2022 Results (Business Wire) -8.20%
Jul-28-22 04:15PM	Forge Global Holdings, Inc. to Report Second Quarter 2022 Financial Results on August 11, 2022 (Business Wire)
Jul-15-22 08:00AM	Forge Global Hires Johnathan Short as Chief Legal Officer, Promotes Jose Cobos to President (Business Wire) +7.07%
Jul-11-22 09:00PM	Forge Announces Completion of Redemption of Public Warrants (Business Wire) -9.06%
Jul-01-22 10:39AM	Bay Area's stream of new public companies has slowed to a weak trickle (American City Business Journals)
Jun-09-22 08:00AM	Forge Announces Redemption of Public Warrants (Business Wire) -25.23%
Jun-02-22 04:29PM	Forge Global Appoints President of Figure Technologies, Inc. Asiff Hirji to its Board of Directors (Business Wire) -8.79%
Jun-01-22 04:10PM	Forge Global to Attend Upcoming William Blair Growth Stock Conference and Piper Sandlers Global Exchange & FinTech Conference (Business Wire)
May-20-22 05:58PM	How will public markets impact private valuations and exits? Investors weigh in. (American City Business Journals) -15.14% +18.86%
May-18-22 04:10PM	Forge Global to Attend Upcoming J.P. Morgan 50th Annual Global Technology, Media and Communications Conference (Business Wire)
May-16-22 04:10PM	Forge Global Holdings, Inc. Reports First Quarter 2022 Results (Business Wire) -37.74% +25.10%
May-15-22 09:56AM	What Type Of Shareholders Own The Most Number of Forge Global Holdings, Inc. (NYSE:FRGE) Shares? (Simply Wall St.)
May-03-22 04:10PM	Forge Global Holdings, Inc. to Report First Quarter 2022 Financial Results on May 16, 2022 (Business Wire) +22.42%
May-02-22 06:27PM	SoundHound stock suddenly jumped 68% on Monday (American City Business Journals) +44.34%
Apr-18-22 09:30AM	Here are the Bay Area's biggest startup exits of the first quarter (American City Business Journals) -6.34%
Apr-15-22 05:45PM	First Republic Bank founder Jim Herbert joins Forge Globals board (American City Business Journals)
08:30AM	Forge Global Appoints First Republic Founder and Executive Chairman James H. Herbert, II to its Board of Directors (Business Wire)

Forge Global Holdings, Inc. engages in providing marketplace infrastructure, data services, and technology solutions for private market participants. It also offers a financial services platform, proprietary data, and insights to inform investment strategies. The company was founded in 2014 and is headquartered in San Francisco, CA.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Phillips Jennifer	Officer	Nov 21 '24	Proposed Sale	0.96	18,829	18,036		Nov 21 04:38 PM
Rodriques Kelly	Chief Executive Officer	Nov 15 '24	Sale	0.88	25,000	21,935	8,411,112	Nov 19 07:38 PM
Rodriques Kelly	Chief Executive Officer	Nov 18 '24	Sale	0.82	25,000	20,568	8,386,112	Nov 19 07:38 PM
Rodriques Kelly	Officer	Nov 15 '24	Proposed Sale	0.90	50,000	45,055		Nov 15 05:07 PM
Phillips Jennifer	Chief Revenue & Growth Officer	Nov 01 '24	Sale	1.14	25,000	28,470	854,581	Nov 05 03:09 PM
Phillips Jennifer	Chief Revenue & Growth Officer	Nov 04 '24	Sale	1.14	25,000	28,425	829,581	Nov 05 03:09 PM
Phillips Jennifer	Officer	Nov 01 '24	Proposed Sale	1.16	50,000	58,000		Nov 01 04:55 PM
Phillips Jennifer	Chief Revenue & Growth Officer	Oct 22 '24	Sale	1.28	50,000	63,845	968,497	Oct 24 06:05 PM
Phillips Jennifer	Chief Revenue & Growth Officer	Oct 23 '24	Sale	1.23	50,000	61,410	918,497	Oct 24 06:05 PM
Phillips Jennifer	Chief Revenue & Growth Officer	Oct 24 '24	Sale	1.21	38,916	47,174	879,581	Oct 24 06:05 PM
Phillips Jennifer	Officer	Oct 22 '24	Proposed Sale	1.32	138,916	183,369		Oct 22 04:44 PM
Rodriques Kelly	Officer	Oct 15 '24	Proposed Sale	1.33	50,000	66,500		Oct 15 05:07 PM
Rodriques Kelly	Chief Executive Officer	Oct 15 '24	Sale	1.33	50,000	66,440	8,476,028	Oct 15 05:05 PM
Sievers Drew	Chief Operating Officer	Sep 17 '24	Sale	1.36	18,958	25,851	781,362	Sep 18 05:25 PM
Sievers Drew	Chief Operating Officer	Sep 16 '24	Sale	1.36	11,042	14,992	800,320	Sep 18 05:25 PM
Rodriques Kelly	Chief Executive Officer	Sep 17 '24	Sale	1.36	31,595	43,083	8,569,400	Sep 18 05:13 PM
Rodriques Kelly	Chief Executive Officer	Sep 16 '24	Sale	1.36	18,405	24,988	8,600,995	Sep 18 05:13 PM
Sievers Drew	Officer	Sep 16 '24	Proposed Sale	1.42	30,000	42,600		Sep 16 05:52 PM
Rodriques Kelly	Chief Executive Officer	Sep 12 '24	Sale	1.32	85,000	112,056	8,619,400	Sep 12 06:49 PM
Rodriques Kelly	Chief Executive Officer	Sep 11 '24	Sale	1.28	40,000	51,164	8,704,400	Sep 12 06:49 PM
Rodriques Kelly	Chief Executive Officer	Sep 05 '24	Sale	1.29	60,000	77,586	8,827,772	Sep 09 05:59 PM
Rodriques Kelly	Chief Executive Officer	Sep 06 '24	Sale	1.27	40,000	50,696	8,787,772	Sep 09 05:59 PM
Rodriques Kelly	Officer	Sep 05 '24	Proposed Sale	1.34	275,000	368,500		Sep 05 04:57 PM
Sievers Drew	Chief Operating Officer	Aug 15 '24	Sale	1.30	24,051	31,334	832,444	Aug 19 07:27 PM
Sievers Drew	Chief Operating Officer	Aug 16 '24	Sale	1.32	5,949	7,827	826,495	Aug 19 07:27 PM
Rodriques Kelly	Chief Executive Officer	Aug 15 '24	Sale	1.30	40,084	52,221	8,897,688	Aug 19 07:26 PM
Rodriques Kelly	Chief Executive Officer	Aug 16 '24	Sale	1.32	9,916	13,045	8,887,772	Aug 19 07:26 PM
Sievers Drew	Officer	Aug 15 '24	Proposed Sale	1.25	30,000	37,500		Aug 15 04:44 PM
Rodriques Kelly	Chief Executive Officer	Aug 12 '24	Sale	1.23	108,646	133,798	9,055,936	Aug 13 08:21 PM
Rodriques Kelly	Chief Executive Officer	Aug 13 '24	Sale	1.27	74,792	94,761	8,937,772	Aug 13 08:21 PM
Rodriques Kelly	Chief Executive Officer	Aug 09 '24	Sale	1.31	24,562	32,098	9,164,582	Aug 13 08:21 PM
Short Johnathan H	Director	Aug 13 '24	Proposed Sale	1.31	75,000	98,250		Aug 13 03:22 PM
Short Johnathan H	Director	Aug 12 '24	Proposed Sale	1.23	50,000	61,250		Aug 12 03:12 PM
Rodriques Kelly	Officer	Aug 09 '24	Proposed Sale	1.36	258,000	350,880		Aug 09 04:30 PM
Rodriques Kelly	Chief Executive Officer	Jul 23 '24	Sale	1.46	66,162	96,345	9,189,144	Jul 24 07:15 PM
Rodriques Kelly	Chief Executive Officer	Jul 22 '24	Sale	1.46	65,109	94,792	9,255,306	Jul 24 07:15 PM
Rodriques Kelly	Chief Executive Officer	Jul 11 '24	Sale	1.44	193,727	279,025	9,635,415	Jul 15 07:14 PM
Rodriques Kelly	Chief Executive Officer	Jul 12 '24	Sale	1.41	165,000	233,112	9,470,415	Jul 15 07:14 PM
Rodriques Kelly	Chief Executive Officer	Jul 15 '24	Sale	1.42	150,000	213,240	9,320,415	Jul 15 07:14 PM
Rodriques Kelly	Chief Executive Officer	Jul 10 '24	Sale	1.39	85,000	118,244	10,009,551	Jul 10 06:06 PM
Rodriques Kelly	Chief Executive Officer	Jul 08 '24	Sale	1.42	65,000	92,580	10,115,551	Jul 10 06:06 PM
Rodriques Kelly	Chief Executive Officer	Jul 09 '24	Sale	1.40	21,000	29,356	10,094,551	Jul 10 06:06 PM
Rodriques Kelly	Chief Executive Officer	Jun 03 '24	Sale	1.53	25,000	38,300	10,259,336	Jun 05 06:19 PM
Rodriques Kelly	Chief Executive Officer	Jun 04 '24	Sale	1.50	25,000	37,430	10,234,336	Jun 05 06:19 PM
Rodriques Kelly	Chief Executive Officer	May 22 '24	Sale	1.81	33,762	61,116	10,310,574	May 23 07:57 PM
Rodriques Kelly	Chief Executive Officer	May 23 '24	Sale	1.73	26,238	45,352	10,284,336	May 23 07:57 PM
Rodriques Kelly	Chief Executive Officer	May 01 '24	Sale	1.88	35,746	67,328	10,401,962	May 02 08:59 PM
Rodriques Kelly	Chief Executive Officer	May 02 '24	Sale	1.93	14,254	27,539	10,387,708	May 02 08:59 PM
Rodriques Kelly	Chief Executive Officer	Apr 16 '24	Sale	1.84	20,803	38,194	10,437,708	Apr 18 05:57 PM
Rodriques Kelly	Chief Executive Officer	Apr 01 '24	Sale	1.84	25,000	46,040	10,614,550	Apr 03 06:09 PM
Rodriques Kelly	Chief Executive Officer	Apr 02 '24	Sale	1.73	25,000	43,260	10,589,550	Apr 03 06:09 PM
Rodriques Kelly	Chief Executive Officer	Mar 04 '24	Sale	1.98	27,566	54,462	10,925,610	Mar 04 09:26 PM
Rodriques Kelly	Chief Executive Officer	Mar 01 '24	Sale	2.00	22,434	44,969	10,953,176	Mar 04 09:26 PM
Rodriques Kelly	Chief Executive Officer	Feb 06 '24	Sale	1.77	24,818	43,992	10,139,507	Feb 08 08:39 PM
Rodriques Kelly	Chief Executive Officer	Feb 07 '24	Sale	1.64	25,182	41,261	10,114,325	Feb 08 08:39 PM
Rodriques Kelly	Chief Executive Officer	Jan 03 '24	Sale	3.15	40,000	126,112	10,412,826	Jan 05 05:50 PM
Rodriques Kelly	Chief Executive Officer	Jan 04 '24	Sale	3.04	10,000	30,407	10,402,826	Jan 05 05:50 PM
Rodriques Kelly	Chief Executive Officer	Dec 04 '23	Sale	3.15	50,000	157,700	10,488,420	Dec 06 09:12 PM

Dollar change +2.58
Percentage change 1.66	%

ICE Intercontinental Exchange Inc daily Stock Chart

Peers: CME SPGI NDAQ CBOE MSCI MKTX AON INFO BR

| Held by: VTI VOO SPY IVV VTV XLF VIG IWD IVE VFH

Index	S&P 500	P/E	37.51	EPS (ttm)	4.22	Insider Own	0.73%	Shs Outstand	573.00M	Perf Week	1.20%
Market Cap	90.92B	Forward P/E	23.49	EPS next Y	6.74	Insider Trans	-7.81%	Shs Float	570.01M	Perf Month	-4.03%
Income	2.43B	PEG	3.76	EPS next Q	1.52	Inst Own	91.86%	Short Float	0.76%	Perf Quarter	-1.04%
Sales	10.90B	P/S	8.34	EPS this Y	8.21%	Inst Trans	0.51%	Short Ratio	1.53	Perf Half Y	16.95%
Book/sh	47.44	P/B	3.34	EPS next Y	10.87%	ROA	1.78%	Short Interest	4.33M	Perf Year	39.58%
Cash/sh	4.35	P/C	36.40	EPS next 5Y	9.97%	ROE	9.22%	52W Range	111.82 - 167.99	Perf YTD	23.30%
Dividend Est.	1.81 (1.14%)	P/FCF	24.09	EPS past 5Y	4.09%	ROI	5.27%	52W High	-5.74%	Beta	1.09
Dividend TTM	1.77 (1.12%)	Quick Ratio	-	Sales past 5Y	11.21%	Gross Margin	70.01%	52W Low	41.61%	ATR (14)	2.79
Dividend Ex-Date	Dec 16, 2024	Current Ratio	-	EPS Y/Y TTM	-1.89%	Oper. Margin	39.57%	RSI (14)	48.82	Volatility	1.70% 1.76%
Employees	13222	Debt/Eq	0.79	Sales Y/Y TTM	18.25%	Profit Margin	22.29%	Recom	1.57	Target Price	181.88
Option/Short	Yes / Yes	LT Debt/Eq	0.69	EPS Q/Q	18.91%	Payout	40.08%	Rel Volume	0.89	Prev Close	155.77
Sales Surprise	-0.20%	EPS Surprise	0.00%	Sales Q/Q	18.04%	Earnings	Oct 31 BMO	Avg Volume	2.83M	Price	158.35
SMA20	0.00%	SMA50	-1.45%	SMA200	8.30%	Trades		Volume	2,512,411	Change	1.66%

Date	Action	Analyst	Rating Change	Price Target Change
Oct-14-24	Downgrade	Raymond James	Strong Buy → Outperform	$185
Sep-27-24	Initiated	RBC Capital Mkts	Outperform	$200
Sep-26-24	Initiated	TD Cowen	Buy	$182
Aug-02-24	Downgrade	Deutsche Bank	Buy → Hold	$155 → $152
Jul-01-24	Upgrade	Goldman	Neutral → Buy	$143 → $167
Jan-08-24	Upgrade	Barclays	Equal Weight → Overweight	$120 → $148
Sep-22-23	Resumed	Goldman	Neutral	$125
Aug-04-23	Upgrade	Citigroup	Neutral → Buy	$117 → $130
Jun-28-23	Initiated	Barclays	Equal Weight	$123
Nov-17-22	Upgrade	BofA Securities	Neutral → Buy	$116 → $132
Oct-12-22	Initiated	Citigroup	Neutral	$102
Aug-17-22	Initiated	Rosenblatt	Buy	$164
Feb-15-22	Initiated	Credit Suisse	Outperform	$160
Dec-16-21	Initiated	BofA Securities	Neutral	$158
Jun-25-21	Resumed	Credit Suisse	Outperform	$131
Jun-11-21	Initiated	Morgan Stanley	Equal-Weight	$122
Nov-19-20	Upgrade	Raymond James	Outperform → Strong Buy	$115 → $125
Oct-20-20	Resumed	Goldman	Buy	$123
Sep-11-20	Initiated	Loop Capital	Buy
Aug-18-20	Downgrade	Oppenheimer	Outperform → Perform

Show Previous Ratings

Today 09:00AM	ICE First Look at Mortgage Performance: Serious delinquencies hit 17-month high while foreclosure activity remains historically muted (Business Wire)
Nov-20-24 01:20PM	Bitcoin breaks through $94,000 for the first time and it's getting less volatile (Quartz)
08:02AM	Bitcoin is close to breaking through $94,000 for the first time and it's getting less volatile (Quartz)
06:00AM	NYSHEX Announces First Close of Series C Funding Round Led by Collate Capital, Collaborating with ICE to Launch New Freight Rate Indices (Business Wire)
Nov-19-24 01:15PM	Trump Media Buying Crypto Platform Bakkt Is a Good Idea. DJT Stock Is Falling. (Barrons.com)
11:26AM	Loading…
11:26AM	Trumps Media Company in Talks to Buy Bakkt Crypto Platform (Bloomberg)
09:46AM	DJT Stock Falls. Why Trump Media Buying Crypto Platform Bakkt Is Just Whats Needed. (Barrons.com)
12:02AM	Nyshex closes latest funding round, launches shipping rate indexes (FreightWaves)
Nov-18-24 10:13PM	Trump Media is near an all-stock deal to buy crypto platform Bakkt, report says (Fortune)
05:15PM	Trump Media's Stock Pops After Reports It's in Talks to Buy Crypto Exchange Bakkt (Investopedia)
03:35PM	Trump's social media group in talks to buy Bakkt, FT reports (Reuters)
04:21AM	EU Bond Futures to Succeed Despite Issuance Doubts, Says ICE (Bloomberg)
Nov-15-24 04:57PM	ICE Delays Changes on Uncertainty Over EU Deforestation Plan (Bloomberg)
Nov-13-24 06:01AM	Eurex Delays EU Bond Futures in Blow to Bloc (Bloomberg)
Nov-11-24 04:43AM	ICE to Start First EU Bond Futures Trading Next Month (Bloomberg)
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Nov-08-24 08:30AM	NYSE Group Announces 2025, 2026 and 2027 Holiday and Early Closings Calendar (Business Wire)
07:58AM	Here is What Lifted Intercontinental Exchange (ICE) in Q3 (Insider Monkey)
Nov-07-24 04:30PM	Intercontinental Exchange CFO Warren Gardiner to Present at the J.P. Morgan Ultimate Services Investor Conference on November 14 (Business Wire)
Nov-05-24 09:00AM	October Marks Highest Volume Month in ICE's History with 209 Million Contracts Traded (Business Wire)
08:30AM	Intercontinental Exchange Reports October 2024 Statistics (Business Wire)
Nov-04-24 09:00AM	ICE Mortgage Monitor: Record Levels of Tappable Equity, Fed Rate Cuts Could Spur Resurgence in Home Equity Withdrawals (Business Wire)
Nov-01-24 03:06AM	Intercontinental Exchange Inc (ICE) Q3 2024 Earnings Call Highlights: Record Revenues and ... (GuruFocus.com)
01:47AM	Q3 2024 Dun & Bradstreet Holdings Inc Earnings Call (Thomson Reuters StreetEvents)
01:11AM	Decoding Intercontinental Exchange Inc (ICE): A Strategic SWOT Insight (GuruFocus.com)
Oct-31-24 12:52PM	Analyst Report: Intercontinental Exchange, Inc. (Morningstar Research) -6.40%
07:52AM	NYSE-parent ICE's profit meets estimates as strong trading offsets higher expenses (Reuters)
07:35AM	Intercontinental Exchange Approves Fourth Quarter Dividend of $0.45 per Share (Business Wire)
07:30AM	Intercontinental Exchange Reports Strong Third Quarter 2024 (Business Wire)
Oct-30-24 10:26AM	Charles Schwab To Expand 24-Hour Trading (Investopedia)
09:51AM	Intercontinental Exchange, Inc. (ICE): Among UBS Top Tech Based Disruptive Stocks For 2030 (Insider Monkey)
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Oct-25-24 08:30AM	ICE and NYSE Launch My Vote Ad Campaign to Celebrate the Power of Democracy Ahead of U.S. Election (Business Wire)
07:30AM	The New York Stock Exchange Plans to Extend Weekday Trading on its NYSE Arca Equities Exchange to 22 Hours a Day (Business Wire)
Oct-24-24 08:30AM	ICE and Dun & Bradstreet to Launch Climate Data and Analytics for Broad Universe of Public and Private Companies (Business Wire)
Oct-23-24 09:00AM	ICE First Look at Mortgage Performance: September Sees Prepayments at Two-Year High, Slowly Rising Mortgage Delinquencies (Business Wire)
07:00AM	ICE Interest Rate Markets Hit Record Trading Volumes (Business Wire)
Oct-22-24 08:30AM	ICE Reaches Record Open Interest Across Global Energy Benchmark Brent Crude Futures and Options (Business Wire)
Oct-21-24 03:24PM	Cboe Shares Near Buy Point As 2024 Election Promises Volatility (Investor's Business Daily)
Oct-18-24 09:17AM	IntercontinentalExchange price target raised to $174 from $160 at Morgan Stanley (TipRanks)
Oct-15-24 08:00AM	ICE Reports Record Trading Activity Across Total Futures and Options with Record Volumes Across Global Energy Markets (Business Wire)
Oct-08-24 09:00AM	ICE Introduces Multi-Asset Class Climate Transition Risk Solution (Business Wire)
Oct-07-24 09:00AM	ICE Mortgage Monitor: Average Payment Hits All-Time High; Spiking Insurance Costs Rising at 3X the Rate of Principal, Interest, and Taxes (Business Wire)
Oct-03-24 08:30AM	Intercontinental Exchange Reports September and Third Quarter 2024 Statistics (Business Wire)
Oct-01-24 08:00AM	These Are The Best Second-Chance Stocks Around (Investor's Business Daily)
08:00AM	New York Stock Exchange Launches the NYSE TV Live Weekday Morning Show (Business Wire)
06:14AM	RBC Has a New Play for Investors: Go Long on US Exchange Stocks (TipRanks)
Sep-27-24 03:03PM	ICE's Resilient Business Model and Technological Advancements Drive an Outperform Rating - Here's Why (Benzinga)
Sep-25-24 03:46PM	ICE First Look at Mortgage Performance: Mortgage delinquencies remain low despite modest year-over-year rise (Business Wire)
08:30AM	ICE Clear Credit Is First CDS Clearing House to Process More Than $1 Trillion USD Notional Amount in One Day (Business Wire)
05:37AM	Bond Investors Alerted to Hidden Risks in Ratings Blind Spot (Bloomberg)
Sep-24-24 09:00AM	ICE Further Automates Credit Dispute Processing for Servicers With Enhancements to Credit Bureau Management (Business Wire)
08:30AM	ICE Launches New Suite of Physical Climate Risk Municipal Indices Integrating ICE Climate Risk Scores (Business Wire)
Sep-19-24 12:00PM	Salt Financial Announces Strategic Collaboration with ICE to Explore Indices for Risk-Controlled Investment Products (PR Newswire)
Sep-18-24 09:00AM	ICE and IPC Systems Launch ICE Voice - A New Cloud-Based Audio Solution for Traders and Professional Investors (Business Wire)
Sep-17-24 09:00AM	Longtime Servicing Client PNC Expands Use of ICE Data and Analytics to Further Benefit From End-to-End, Integrated Technology Ecosystem (Business Wire)
Sep-13-24 07:00PM	Insider Sale: Director Judith Sprieser Sells Shares of Intercontinental Exchange Inc (ICE) (GuruFocus.com)
05:00AM	ICE's STR Futures Open Interest Exceeds 500,000 Contracts (Business Wire)
Sep-11-24 08:01AM	ICEs Global Natural Gas Markets Reach Record Liquidity (Business Wire)
Sep-09-24 05:00AM	U.K. Financial Conduct Authority Issues Final Announcement Regarding the Cessation of U.S. Dollar LIBOR (Business Wire)
Sep-08-24 06:15PM	Intercontinental Exchange, Inc. (ICE): Among the Unrivaled Stocks of the Next 10 Years (Insider Monkey)
Sep-05-24 08:30AM	Intercontinental Exchange Reports August 2024 Statistics (Business Wire)
Sep-04-24 09:00AM	ICE Mortgage Monitor: Rate drops make August most affordable month since February, as home price growth cools to 12-month low (Business Wire)
Sep-02-24 06:30PM	ICE Launches New Suite of Indices for Australian Residential Mortgage-Backed Securities Market (Business Wire)
02:09PM	10 Unrivaled Stocks of the Next 10 Years (Insider Monkey)
Aug-30-24 01:24AM	Insider Sale: Director Judith Sprieser Sells Shares of Intercontinental Exchange Inc (ICE) (GuruFocus.com)
Aug-28-24 08:30AM	Intercontinental Exchange Chair & CEO Jeffrey C. Sprecher to Present at the Goldman Sachs Communacopia & Technology Conference on September 9 (Business Wire)
Aug-27-24 08:15AM	ICE Collaborates with Space Intelligence to Launch ICEs Commodity Traceability Service (Business Wire)
Aug-26-24 07:44AM	Do You Believe in Intercontinental Exchanges (ICE) Long-Term Potential for Value Creation? (Insider Monkey)
Aug-23-24 03:24PM	Analyst Report: Intercontinental Exchange, Inc. (Morningstar Research)
Aug-22-24 06:53PM	Analyst Report: Intercontinental Exchange, Inc. (Morningstar Research)
09:00AM	ICE First Look at Mortgage Performance: Delinquencies improved in July despite Hurricane Beryls impact on Houston homeowners (Business Wire)
Aug-21-24 08:11AM	Space Intelligence Receives Investment from AzurX Space Ventures and Intercontinental Exchange, Inc. (ICE) to Build Global, Audit-Grade Nature Mapping Dataset (Business Wire)
Aug-19-24 09:00AM	ICE Enhances Encompass Digital Mortgage Lending Platform, Helping Lenders Connect Homebuyers to Affordable Financing Options (Business Wire)
08:30AM	ICE and OPEN Introduce New Benchmark for Tracking Large U.S. Venture-Backed Unicorns (Business Wire)
Aug-14-24 08:01AM	Charter Communications Inc Takes the Lead in Ruane Cunniff's Latest Investment Moves (GuruFocus.com)
Aug-09-24 04:30PM	Intercontinental Exchange, Inc. Announces Registered Exchange Offer for its Outstanding 3.625% Senior Notes due 2028 Issued in Connection with Prior Private Exchange Offer (Business Wire)
Aug-06-24 09:00AM	Two Harbors to Use ICEs Encompass Digital Mortgage Platform in Servicing Retention Strategy via Direct-to-Consumer Lending Channel (Business Wire)
Aug-05-24 04:10PM	ICE Bonds and MarketAxess Connect Liquidity Networks to Bring Greater Efficiency to Municipal and Corporate Bond Markets (Business Wire)
09:00AM	ICE Mortgage Monitor: As Tappable Equity Hits Record High of $11.5T, 3 of 5 Mortgage Holders Have at Least $100K to Borrow Against (Business Wire)
08:30AM	Intercontinental Exchange Reports July 2024 Statistics (Business Wire)
Aug-02-24 01:03AM	Decoding Intercontinental Exchange Inc (ICE): A Strategic SWOT Insight (GuruFocus.com)
Aug-01-24 12:43PM	Intercontinental (ICE) Beats on Q2 Earnings, Tweaks Expense View (Zacks)
12:06PM	Analyst Report: Intercontinental Exchange, Inc. (Morningstar Research)
07:35AM	Intercontinental Exchange Approves Third Quarter Dividend of $0.45 per Share (Business Wire)
07:34AM	NYSE-parent ICE beats profit views, helped by boost in energy trading (Reuters)
07:30AM	Intercontinental Exchange Reports Strong Second Quarter 2024 (Business Wire)
Jul-29-24 11:55AM	Is a Beat in Store for Intercontinental (ICE) in Q2 Earnings? (Zacks)
Jul-24-24 05:12PM	NYSEs Longtime IPO Pitchman, John Tuttle, to Leave After 17 Years (The Wall Street Journal)
09:00AM	John Tuttle Appointed President of Acrisure (Business Wire)
Jul-22-24 09:00AM	ICE First Look at Mortgage Performance: June Sees Calendar-Driven Spike in Delinquencies; Foreclosures Remain Historically Low (Business Wire)
Jul-19-24 10:42AM	Stock Exchanges Say U.S. Markets Are Operating Normally (The Wall Street Journal)
05:36AM	Global Finance Contends With IT Outage: These Are the Companies Affected (The Wall Street Journal)
Jul-16-24 06:00AM	LevelTen Energy Closes $65M Series D Funding Round to Scale Transaction Infrastructure for the Next Phase of the Clean Energy Transition (PR Newswire)
Jul-15-24 10:41AM	Firesides at the Exchange: Join IPO Edge Live at NYSE September 13 (IPO-Edge.com)
08:00AM	ICE Gasoil Futures and Options at Record Open Interest with Record Q2 Trading Volumes in Gasoil Options (Business Wire)
Jul-11-24 04:00PM	Wall Streets Portfolio-Trade Fad Hooks Illiquid Muni Market (Bloomberg)
Jul-09-24 09:00AM	DayDayCook Names Betty Liu to Advisory Board (GlobeNewswire)
Jul-03-24 03:25PM	Intercontinental Exchange Stock Earns RS Rating Upgrade (Investor's Business Daily)
08:30AM	Intercontinental Exchange Reports June and Second Quarter 2024 Statistics (Business Wire)
Jul-02-24 09:00AM	ICE Mortgage Monitor: As Market Gradually Shifts to Higher Rates, Latest Data Identifies Possible Refinance Tipping Point (Business Wire)
12:01AM	Shift Occurring in US Housing Market as Mortgage Lock Loosens Up (Bloomberg)

Intercontinental Exchange, Inc. engages in the provision of market infrastructure, data services and technology solutions. It operates through the following segments: Exchanges, Fixed Income and Data Services, and Mortgage Technology. The Exchanges segment operates marketplace technology for the listing, trading, and clearing of derivatives contracts and financial securities, as well as data and connectivity services. The Fixed Income and Data Services segment provides fixed income pricing, reference data, indices, analytics, and execution services as well as global credit default swap, or CDS, clearing, and multi-asset class data delivery technology. The Mortgage Technology segment provides a technology platform that offers digital workflow tools to address inefficiencies and mitigate risks that exist in the US residential mortgage market lifecycle from application through closing, servicing, and the secondary market. The company was founded by Jeffrey C. Sprecher in 2000 and is headquartered in Atlanta, GA.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Sprecher Jeffrey C	Chief Executive Officer	Nov 13 '24	Sale	156.06	150,000	23,409,185	2,401,705	Nov 15 04:30 PM
Jackson Benjamin	President	Nov 13 '24	Option Exercise	50.01	11,654	582,817	167,817	Nov 15 04:30 PM
Jackson Benjamin	President	Nov 13 '24	Sale	156.44	11,654	1,823,113	156,163	Nov 15 04:30 PM
Edmonds Christopher Scott	President, Fixed Income & Data	Nov 13 '24	Sale	156.83	602	94,412	13,432	Nov 15 04:30 PM
CONTINENTAL POWER EXCHANGE, IN	Officer	Nov 13 '24	Proposed Sale	156.06	150,000	23,409,000		Nov 13 04:24 PM
BENJAMIN R JACKSON	Officer	Nov 13 '24	Proposed Sale	156.06	11,654	1,818,723		Nov 13 04:24 PM
Surdykowski Andrew J	General Counsel	Sep 26 '24	Sale	159.57	2,048	326,799	44,865	Sep 30 04:30 PM
ANDREW SURDYKOWSKI	Officer	Sep 27 '24	Proposed Sale	158.12	2,213	349,920		Sep 27 04:26 PM
ANDREW SURDYKOWSKI	Officer	Sep 26 '24	Proposed Sale	159.45	790	125,966		Sep 26 04:23 PM
Edmonds Christopher Scott	President, Fixed Income & Data	Sep 18 '24	Sale	162.81	602	98,012	14,034	Sep 20 04:30 PM
Williams Stuart Glen	Chief Operating Officer	Sep 18 '24	Sale	162.81	468	76,195	13,530	Sep 20 04:30 PM
CHRISTOPHER EDMONDS	Officer	Sep 18 '24	Proposed Sale	162.81	1,204	196,023		Sep 18 04:43 PM
STUART GLEN WILLIAMS	Officer	Sep 18 '24	Proposed Sale	162.81	468	76,195		Sep 18 04:43 PM
SPRIESER JUDITH A	Director	Sep 11 '24	Sale	161.27	659	106,277	26,249	Sep 13 04:30 PM
Gardiner Warren	Chief Financial Officer	Sep 09 '24	Sale	161.43	750	121,072	16,576	Sep 11 04:30 PM
WARREN GARDINER	Officer	Sep 09 '24	Proposed Sale	160.49	750	120,368		Sep 09 04:27 PM
SPRIESER JUDITH A	Director	Aug 27 '24	Sale	160.69	1,941	311,899	26,908	Aug 29 04:30 PM
Tirinnanzi Martha A	Director	Aug 28 '24	Sale	160.80	509	81,847	3,449	Aug 29 04:30 PM
JUDITH SPRIESER DECLARATION TR	Director	Aug 27 '24	Proposed Sale	160.31	2,600	416,806		Aug 27 04:34 PM
Tirinnanzi Martha A	Director	Aug 23 '24	Sale	158.98	509	80,921	3,958	Aug 27 04:30 PM
Namkung James W	Chief Accounting Officer	Aug 23 '24	Sale	160.00	1,171	187,360	16,665	Aug 27 04:30 PM
JAMES NAMKUNG	Officer	Aug 23 '24	Proposed Sale	158.60	1,171	185,721		Aug 23 04:28 PM
MARTHA TIRINNANZI	Director	Aug 23 '24	Proposed Sale	158.60	1,018	161,455		Aug 23 04:26 PM
Namkung James W	Chief Accounting Officer	Jul 25 '24	Sale	150.00	1,043	156,450	17,836	Jul 26 04:30 PM
Edmonds Christopher Scott	President, Fixed Income & Data	Jul 17 '24	Sale	148.60	1,000	148,600	14,636	Jul 19 04:30 PM
Kapani Mayur	Chief Technology Officer	Jul 08 '24	Option Exercise	41.59	395	16,428	64,866	Jul 10 04:31 PM
Kapani Mayur	Chief Technology Officer	Jul 08 '24	Sale	141.13	395	55,746	64,471	Jul 10 04:31 PM
Sprecher Jeffrey C	Chief Executive Officer	Jul 09 '24	Option Exercise	50.01	58,389	2,920,034	1,238,382	Jul 10 04:30 PM
Sprecher Jeffrey C	Chief Executive Officer	Jul 09 '24	Sale	141.68	110,000	15,584,357	2,551,705	Jul 10 04:30 PM
Sprecher Jeffrey C	Chief Executive Officer	Jul 09 '24	Sale	141.68	58,389	8,272,280	1,179,993	Jul 10 04:30 PM
Foley Douglas	SVP, HR & Administration	Jul 02 '24	Sale	140.00	3,200	448,000	20,010	Jul 03 04:30 PM
Kapani Mayur	Chief Technology Officer	Jul 02 '24	Option Exercise	41.59	400	16,636	64,871	Jul 03 04:30 PM
Kapani Mayur	Chief Technology Officer	Jul 02 '24	Sale	140.00	400	56,000	64,471	Jul 03 04:30 PM
Bowen Sharon	Director	Jul 01 '24	Sale	137.03	2,036	278,993	14,462	Jul 03 04:30 PM
Surdykowski Andrew J	General Counsel	Jun 26 '24	Sale	136.66	1,898	259,381	46,815	Jun 28 04:00 PM
Foley Douglas	SVP, HR & Administration	Jun 17 '24	Sale	134.98	1,600	215,968	23,112	Jun 18 04:30 PM
Gardiner Warren	Chief Financial Officer	Jun 10 '24	Sale	133.50	750	100,125	17,326	Jun 12 04:30 PM
Hague William Jefferson	Director	Jun 05 '24	Sale	134.50	680	91,460	19,219	Jun 07 04:30 PM
Edmonds Christopher Scott	President, Fixed Income & Data	Jun 03 '24	Sale	134.40	551	74,054	15,538	Jun 05 04:30 PM
SPRIESER JUDITH A	Director	May 28 '24	Sale	134.57	2,267	305,074	28,849	May 30 04:30 PM
Surdykowski Andrew J	General Counsel	Apr 26 '24	Sale	131.74	341	44,923	48,713	Apr 30 04:30 PM
Intercontinental Exchange, Inc	10% Owner	Apr 25 '24	Buy	0.87	350,880	304,213	649,934	Apr 29 09:11 PM
Sprecher Jeffrey C	Chief Executive Officer	Apr 03 '24	Option Exercise	50.01	58,388	2,919,984	1,238,283	Apr 05 04:30 PM
Sprecher Jeffrey C	Chief Executive Officer	Apr 03 '24	Sale	137.21	110,000	15,093,323	2,661,705	Apr 05 04:30 PM
Sprecher Jeffrey C	Chief Executive Officer	Apr 03 '24	Sale	137.21	58,388	8,011,519	1,179,895	Apr 05 04:30 PM
SPRIESER JUDITH A	Director	Mar 28 '24	Sale	137.36	2,238	307,422	29,347	Apr 01 04:30 PM
Martin Lynn C	President, NYSE Group	Mar 12 '24	Sale	137.41	6,060	832,714	52,939	Mar 14 04:30 PM
Gardiner Warren	Chief Financial Officer	Mar 12 '24	Sale	137.05	250	34,262	18,076	Mar 14 04:30 PM
Gardiner Warren	Chief Financial Officer	Mar 08 '24	Sale	138.83	500	69,415	18,326	Mar 12 05:54 PM
King Elizabeth Kathryn	Global Head of Clearing & CRO	Mar 06 '24	Sale	138.24	8,878	1,227,334	13,894	Mar 08 04:30 PM
Surdykowski Andrew J	General Counsel	Mar 05 '24	Option Exercise	50.01	3,000	150,030	54,379	Mar 07 04:30 PM
Surdykowski Andrew J	General Counsel	Mar 06 '24	Option Exercise	57.31	1,180	67,626	49,054	Mar 07 04:30 PM
Surdykowski Andrew J	General Counsel	Mar 05 '24	Sale	137.88	6,505	896,909	47,874	Mar 07 04:30 PM
Intercontinental Exchange, Inc	10% Owner	Mar 04 '24	Buy	0.87	2,762,009	2,394,662	7,476,345	Mar 04 05:34 PM
Edmonds Christopher Scott	President, Fixed Income & Data	Feb 21 '24	Sale	136.26	6,269	854,230	16,555	Feb 23 04:30 PM
Sprecher Jeffrey C	Chief Executive Officer	Feb 21 '24	Sale	136.35	48,166	6,567,525	1,179,895	Feb 23 04:30 PM
Martin Lynn C	President, NYSE Group	Feb 20 '24	Sale	136.59	3,772	515,224	58,999	Feb 22 05:05 PM
Williams Stuart Glen	Chief Operating Officer	Feb 20 '24	Sale	136.57	2,927	399,733	14,658	Feb 22 04:30 PM
SPRIESER JUDITH A	Director	Feb 13 '24	Sale	134.02	2,246	301,009	31,585	Feb 15 04:30 PM
Gardiner Warren	Chief Financial Officer	Feb 12 '24	Sale	136.00	2,176	295,925	12,061	Feb 14 05:56 PM
Jackson Benjamin	President	Feb 13 '24	Option Exercise	43.48	32,840	1,427,808	166,457	Feb 14 05:54 PM
Jackson Benjamin	President	Feb 13 '24	Sale	134.74	27,970	3,768,635	138,487	Feb 14 05:54 PM
Foley Douglas	SVP, HR & Administration	Feb 12 '24	Option Exercise	41.59	7,070	294,041	25,453	Feb 14 05:34 PM
Foley Douglas	SVP, HR & Administration	Feb 14 '24	Option Exercise	41.59	5,140	213,773	23,523	Feb 14 05:34 PM
Foley Douglas	SVP, HR & Administration	Feb 12 '24	Sale	136.09	7,070	962,156	18,383	Feb 14 05:34 PM
King Elizabeth Kathryn	Global Head of Clearing & CRO	Feb 08 '24	Sale	132.03	3,783	499,469	17,242	Feb 09 04:30 PM
Namkung James W	Chief Accounting Officer	Feb 08 '24	Sale	132.03	1,182	156,059	16,396	Feb 09 04:30 PM
Sprecher Jeffrey C	Chief Executive Officer	Jan 04 '24	Option Exercise	50.01	58,388	2,919,984	1,210,763	Jan 05 05:43 PM
Sprecher Jeffrey C	Chief Executive Officer	Jan 04 '24	Sale	125.90	110,000	13,849,223	2,771,705	Jan 05 05:43 PM
Sprecher Jeffrey C	Chief Executive Officer	Jan 04 '24	Sale	125.90	58,388	7,351,191	1,152,375	Jan 05 05:43 PM
Jackson Benjamin	President	Dec 29 '23	Option Exercise	41.59	2,560	106,470	127,744	Jan 02 04:35 PM
Surdykowski Andrew J	General Counsel	Dec 26 '23	Option Exercise	51.55	2,000	103,110	45,857	Dec 28 04:23 PM
Surdykowski Andrew J	General Counsel	Dec 26 '23	Sale	126.00	2,364	297,864	43,493	Dec 28 04:23 PM
Namkung James W	Chief Accounting Officer	Dec 13 '23	Sale	120.00	1,171	140,520	18,677	Dec 15 04:34 PM
Namkung James W	Chief Accounting Officer	Dec 14 '23	Sale	125.00	1,078	134,750	17,599	Dec 15 04:34 PM
Edmonds Christopher Scott	Chief Development Officer	Dec 11 '23	Sale	115.00	1,266	145,590	11,533	Dec 13 07:15 PM
Gardiner Warren	Chief Financial Officer	Dec 08 '23	Sale	112.34	500	56,170	15,025	Dec 11 04:36 PM
Jackson Benjamin	President	Dec 04 '23	Option Exercise	41.37	10,100	417,837	135,284	Dec 06 04:37 PM
Jackson Benjamin	President	Dec 04 '23	Sale	114.78	10,100	1,159,239	125,184	Dec 06 04:37 PM
Edmonds Christopher Scott	Chief Development Officer	Dec 04 '23	Sale	115.00	2,030	233,450	12,799	Dec 06 04:36 PM
Foley Douglas	SVP, HR & Administration	Nov 24 '23	Sale	114.46	1,600	183,136	16,802	Nov 28 04:38 PM

Dollar change -1.44
Percentage change -0.63	%

Peers: ICE CBOE NDAQ MKTX MSCI SPGI MCO FDS INFO COIN

| Held by: VTI VOO SPY IVV VTV XLF VIG JEPI VYM QUAL

Index	S&P 500	P/E	23.82	EPS (ttm)	9.51	Insider Own	0.34%	Shs Outstand	359.23M	Perf Week	1.41%
Market Cap	81.64B	Forward P/E	21.85	EPS next Y	10.37	Insider Trans	-1.64%	Shs Float	359.14M	Perf Month	-0.26%
Income	3.42B	PEG	5.62	EPS next Q	2.46	Inst Own	88.85%	Short Float	1.07%	Perf Quarter	9.42%
Sales	6.04B	P/S	13.51	EPS this Y	9.36%	Inst Trans	0.71%	Short Ratio	2.07	Perf Half Y	6.83%
Book/sh	78.47	P/B	2.89	EPS next Y	1.50%	ROA	2.63%	Short Interest	3.83M	Perf Year	7.74%
Cash/sh	6.77	P/C	33.45	EPS next 5Y	4.24%	ROE	12.30%	52W Range	190.70 - 230.74	Perf YTD	7.58%
Dividend Est.	9.70 (4.28%)	P/FCF	22.50	EPS past 5Y	9.19%	ROI	10.95%	52W High	-1.81%	Beta	0.56
Dividend TTM	4.52 (2.00%)	Quick Ratio	-	Sales past 5Y	5.00%	Gross Margin	82.21%	52W Low	18.80%	ATR (14)	3.84
Dividend Ex-Date	Dec 09, 2024	Current Ratio	-	EPS Y/Y TTM	13.53%	Oper. Margin	63.66%	RSI (14)	52.66	Volatility	1.77% 1.73%
Employees	3565	Debt/Eq	0.14	Sales Y/Y TTM	13.03%	Profit Margin	56.62%	Recom	2.50	Target Price	237.75
Option/Short	Yes / Yes	LT Debt/Eq	0.11	EPS Q/Q	21.54%	Payout	108.90%	Rel Volume	1.01	Prev Close	228.00
Sales Surprise	-0.27%	EPS Surprise	1.04%	Sales Q/Q	18.43%	Earnings	Oct 23 BMO	Avg Volume	1.85M	Price	226.56
SMA20	0.35%	SMA50	1.42%	SMA200	6.96%	Trades		Volume	1,864,164	Change	-0.63%

Date	Action	Analyst	Rating Change	Price Target Change
Oct-08-24	Downgrade	Redburn Atlantic	Buy → Neutral	$244
Sep-27-24	Initiated	RBC Capital Mkts	Sector Perform	$235
Sep-26-24	Initiated	TD Cowen	Hold	$221
Sep-03-24	Downgrade	BofA Securities	Neutral → Underperform	$212 → $177
Jun-21-24	Downgrade	JP Morgan	Neutral → Underweight	$206 → $187
Jan-08-24	Downgrade	Barclays	Overweight → Equal Weight	$244 → $222
Jan-03-24	Downgrade	Goldman	Neutral → Sell	$195
Sep-06-23	Upgrade	BofA Securities	Underperform → Neutral	$167 → $204
Jun-28-23	Initiated	Barclays	Overweight	$215
Jan-05-23	Upgrade	Credit Suisse	Neutral → Outperform	$191
Oct-12-22	Upgrade	Deutsche Bank	Hold → Buy	$212 → $200
Oct-12-22	Initiated	Citigroup	Buy	$220
Aug-17-22	Initiated	Rosenblatt	Sell	$171
Aug-15-22	Downgrade	Raymond James	Outperform → Mkt Perform
Jun-10-22	Upgrade	Atlantic Equities	Neutral → Overweight	$235
May-25-22	Upgrade	Oppenheimer	Perform → Outperform	$223
May-16-22	Downgrade	Argus	Buy → Hold	$230
Feb-15-22	Initiated	Credit Suisse	Neutral	$258
Feb-10-22	Reiterated	JP Morgan	Neutral	$202 → $201
Feb-10-22	Reiterated	Deutsche Bank	Hold	$235 → $260

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Oct-28-24 05:58PM	Hiring Likely Took Big Hit In October (Investopedia)
Oct-24-24 03:04AM	CME Group Inc (CME) Q3 2024 Earnings Call Highlights: Record Revenue and Strategic Growth ... (GuruFocus.com)
01:34AM	Q3 2024 CME Group Inc Earnings Call (Thomson Reuters StreetEvents)
Oct-23-24 12:28PM	Analyst Report: CME Group Inc. (Morningstar Research)
09:30AM	Loading…
09:30AM	CME (CME) Reports Q3 Earnings: What Key Metrics Have to Say (Zacks)
07:08AM	CME: Q3 Earnings Snapshot (Associated Press Finance)
07:04AM	CME Group profit jumps on record rates trading (Reuters)
07:00AM	CME Group Inc. Reports All-Time Record Revenue, Adjusted Operating Income, Adjusted Net Income and Adjusted Earnings Per Share for Q3 2024 (PR Newswire)
Oct-22-24 12:45PM	Why Some Fed Officials are Warning That Coming Rate Cuts May Be 'Modest' (Investopedia)
Oct-21-24 03:24PM	Cboe Shares Near Buy Point As 2024 Election Promises Volatility (Investor's Business Daily)
08:12AM	Is CME Group (CME) a High-Quality Business? (Insider Monkey)
Oct-18-24 11:50AM	CME Turns to Yellen in Battle for Dominance of US Treasuries (Bloomberg)
09:17AM	CME Group price target raised to $233 from $210 at Morgan Stanley (TipRanks)
Oct-17-24 09:00PM	CME Group Announces First Trades of CBL Australian Carbon Credit Unit (ACCU) Futures (PR Newswire)
Oct-16-24 10:01AM	CME Group (CME) Earnings Expected to Grow: Should You Buy? (Zacks)
08:01AM	First Mover Americas: Bitcoin Moves Above $68K Amid Renewed Bullishness (CoinDesk)
06:15AM	Open Interest on CME Bitcoin Futures Hits All-Time High, Signals Further Bullishness (CoinDesk)
03:53AM	Bitcoin Futures Market Hits Record High, Signaling Strong Investor Confidence (CoinMarketCap)
Oct-15-24 07:40AM	CME Group price target raised to $245 from $228 at Oppenheimer (TipRanks)
03:44AM	CME's Bitcoin Friday Futures Are Ideal for News Traders: CF Benchmarks (CoinDesk)
Oct-14-24 04:30PM	Here Are Three Economic Scenarios the Fed's Waller Is Watching For (Investopedia)
02:00AM	CME Group International Average Daily Volume Reached New Record of 8.4 Million Contracts in Q3 2024 (PR Newswire)
Oct-11-24 07:48AM	CME Blocked Istim Warehouse After Objections from Metal Traders (Bloomberg)
Oct-10-24 04:03PM	The Fed's Economic 'Soft Landing' Just Got Bumpier (Investopedia)
Oct-09-24 03:08PM	Some Fed Officials Were On The Fence About Its Super-Sized Rate Cut (Investopedia)
Oct-07-24 04:36PM	What To Expect From Thursday's Inflation Report (Investopedia)
Oct-03-24 06:16PM	Here's How Markets Could View Friday's Jobs Report (Investopedia)
01:48PM	Final Trades: Nvidia, Trade Desk Inc and CME Group. (CNBC TV)
Oct-02-24 11:07AM	Trading in Tuesday and Thursday Crude Oil Options Surpasses 100,000 Contracts as Demand Soars (PR Newswire)
09:00AM	CME Group to Launch Options on E-mini Select Sector Futures and Dow Jones U.S. Real Estate Index Futures on October 28 (PR Newswire)
07:30AM	CME Group Sets New, All-Time Quarterly and September ADV Records Driven by Growth Across All Asset Classes (PR Newswire)
Oct-01-24 06:14PM	Dockworkers' Strike Could Cost the Economy $4.5B Per Day and Rekindle Inflation (Investopedia)
11:20AM	Bitcoin Friday Futures Become Most Successful CME Group Cryptocurrency Product Launch (PR Newswire)
09:30AM	Farmer sentiment reaches lowest levels since 2016 as income expectations weaken (PR Newswire)
03:00AM	CME Group to Launch Yen- and U.S. Dollar-denominated Micro Nikkei Futures on October 28 (PR Newswire)
Sep-30-24 03:59PM	The Federal Reserve Is In No Rush To Cut Rates, Powell Says (Investopedia)
02:10AM	New Lithium Contracts Added to CME Bourse as Appetite Soars (Bloomberg)
02:00AM	CME Group to Expand Battery Metals Suite with Launch of Spodumene Futures on October 28 (PR Newswire)
Sep-27-24 05:30PM	How Low Will Interest Rates Go? Powell Speech Monday Could Give Clues (Investopedia)
Sep-25-24 09:52PM	Biggest Futures Trade on Record Notched in SOFR Market (Bloomberg)
Sep-18-24 11:12AM	CME Group SOFR Futures Reach New Volume and Open Interest Records (PR Newswire)
Sep-17-24 11:07AM	Will Tuesday's Retail Sales Data Affect the Fed's Decision? (Investopedia)
07:14AM	Theres a 60%+ Chance the Fed Will Cut Rates by Half a Point. Heres the Math Behind That Percentage. (Barrons.com)
Sep-16-24 06:49PM	The Fed's Next Interest Rate Move Is Anyone's Guess That's Unusual (Investopedia)
04:43PM	How Much Will the Fed Cut Rates? Heres How to Tell. (Barrons.com)
Sep-13-24 08:55AM	Retail Crowd Scoops Up CMEs Micro Gold Contract as Precious Metal Soars (Bloomberg)
Sep-12-24 06:17PM	Why Wall Street Probably Doesn't Want a Big Interest Rate Cut Next Week (Investopedia)
04:47PM	Has The Federal Reserve Waited Too Long to Cut Interest Rates? (Investopedia)
01:39PM	Rate-Cut Optimism Has Gold Prices at a Record High (Investopedia)
Sep-11-24 10:55AM	What Traders Think Wednesday's Inflation Numbers Mean for Interest Rates (Investopedia)
09:58AM	Inflation Fell In August, With One Major Exception (Investopedia)
Sep-10-24 06:27PM	CME Group Inc. (CME): Hedge Funds Are Bullish On This Cryptocurrency Stock (Insider Monkey)
Sep-09-24 05:21PM	What To Expect From Wednesday's Closely Watched Report On Inflation (Investopedia)
Sep-07-24 06:18AM	20 Best Cryptocurrency Stocks to Buy According to Hedge Funds (Insider Monkey)
Sep-06-24 12:22PM	Stocks Tumble, Bonds Rally as Jobs Data Fuels Uncertainty on Wall Street (Investopedia)
10:27AM	How Will Friday's Jobs Report Affect The Fed's Decision on Interest Rate Cuts? (Investopedia)
09:24AM	Hiring Bounced Back In August, But Not Enough To Erase Fears Of Weakening Job Market (Investopedia)
Sep-05-24 01:44PM	CME Group Chairman and Chief Executive Officer Terry Duffy to Present at Barclays Global Financial Services Conference (PR Newswire)
09:00AM	CME Group to Launch Options on Bloomberg Commodity Index Futures on September 23 (PR Newswire)
08:28AM	CME Group Inc. Announces Third-Quarter 2024 Earnings Release, Conference Call (PR Newswire)
05:27AM	Ether CME Futures Volume Shrinks as ETH ETFs Disappoint, Crypto Market Ducks Risk (CoinDesk)
Sep-04-24 01:58PM	Job Seekers Found Fewer Opportunities In July As Labor Market Cooled (Investopedia)
07:57AM	CME Groups Futures Franchise Is Under Assault. Sell the Stock, Says BofA. (Barrons.com)
07:30AM	CME Group Reports Second-Highest Monthly ADV of 31.7 Million Contracts in August and Double-Digit Increases Across All Six Asset Classes (PR Newswire)
Sep-03-24 05:19PM	What To Expect From Friday's Jobs Report (Investopedia)
11:00AM	CME Group SOFR Futures Hit New Open Interest and Volume Records (PR Newswire)
09:30AM	Weakening farm income prospects weigh on farmer sentiment (PR Newswire)
Aug-29-24 02:07PM	Final Trades: CME Group, Chubb, Berkshire Hathaway and the IHI (CNBC TV)
09:55AM	Is the Options Market Predicting a Spike in CME Group (CME) Stock? (Zacks)
Aug-28-24 03:00AM	CME Group to Launch Wheat Spread Futures on October 14 (PR Newswire)
Aug-27-24 02:14PM	Fed Rate Cuts Are Coming, but Investors Disagree on the Path Forward (The Wall Street Journal)
12:11PM	What Do Markets Expect From the Federal Reserve on Interest Rates? (Investopedia)
11:11AM	Nasdaq Looks to Offer Bitcoin Options, Following Rival NYSEs Plans (CoinDesk)
10:00AM	CME Group to Launch Bitcoin Friday Futures on September 30 (PR Newswire)

CME Group, Inc. operates a derivatives marketplace, which offers a range of futures and options products for risk management. Its exchanges offer a range of global benchmark products across all major asset classes based on interest rates, equity indexes, foreign exchange (FX), energy, agricultural commodities and metals. It offers futures and options on futures trading across asset classes through the CME Globex platform, fixed income trading via BrokerTec and FX trading on the EBS platform. In addition, it also operates CME Clearing, a central counterparty clearing provider. The company was founded in 1898 and is headquartered in Chicago, IL.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Cook Elizabeth A	Director	Nov 12 '24	Sale	226.33	750	169,751	18,239	Nov 12 03:16 PM
Cook Elizabeth A	Director	Nov 12 '24	Proposed Sale	226.48	750	169,860		Nov 12 01:22 PM
GEPSMAN MARTIN J	Director	Nov 04 '24	Sale	222.92	400	89,168	25,067	Nov 04 08:05 PM
GEPSMAN MARTIN J	Director	Nov 01 '24	Proposed Sale	227.02	400	90,808		Nov 01 12:20 PM
Cutinho Sunil	Chief Information Officer	Oct 30 '24	Sale	226.64	4,500	1,019,879	27,053	Oct 30 05:33 PM
Bitsberger Timothy S.	Director	Oct 30 '24	Sale	226.96	1,000	226,957	10,589	Oct 30 05:20 PM
TIMOTHY BITSBERGER	Officer	Oct 30 '24	Proposed Sale	226.96	1,000	226,957		Oct 30 04:31 PM
Cutinho Sunil	Officer	Oct 30 '24	Proposed Sale	226.64	4,500	1,019,879		Oct 30 04:23 PM
McCourt Timothy Francis	Sr MD Global Head Equity & FX	Oct 28 '24	Sale	227.12	1,374	312,056	7,275	Oct 29 12:56 PM
McCourt Timothy Francis	Officer	Oct 28 '24	Proposed Sale	227.12	1,374	312,056		Oct 28 04:56 PM
SHEPARD WILLIAM R	Director	Sep 25 '24	Buy	218.50	280	61,245	255,172	Sep 27 11:43 AM
SHEPARD WILLIAM R	Director	Sep 25 '24	Buy	218.50	12	2,700	2,360	Sep 27 11:43 AM
Fitzpatrick Lynne	Sr MD Chief Financial Officer	Sep 15 '24	Sale	216.99	754	163,610	13,261	Sep 17 07:11 PM
Durkin Bryan T	Director	Aug 30 '24	Sale	214.59	7,593	1,629,382	55,607	Sep 03 05:45 PM
Durkin Bryan T	Officer	Aug 30 '24	Proposed Sale	213.52	7,593	1,621,257		Aug 30 05:09 PM
SHEPARD WILLIAM R	Director	Jun 25 '24	Buy	195.07	312	60,885	253,655	Jun 26 08:48 PM
SHEPARD WILLIAM R	Director	Jun 25 '24	Buy	195.07	14	2,684	2,348	Jun 26 08:48 PM
Carey Charles P	Director	Jun 13 '24	Sale	195.44	3,000	586,320	7,163	Jun 14 10:19 AM
GLICKMAN DANIEL R	Director	Jun 06 '24	Sale	201.44	650	130,937	14,008	Jun 07 05:46 PM
Cook Elizabeth A	Director	May 20 '24	Sale	211.52	1,000	211,520	18,241	May 21 06:13 PM
SAVAGE TERRY L	Director	May 13 '24	Sale	210.65	2,500	526,620	17,441	May 13 06:00 PM
Piell Hilda Harris	Sr MD & Chief HR Officer	May 08 '24	Sale	210.35	7,140	1,501,876	29,256	May 09 01:29 PM
DUFFY TERRENCE A	Chairman and CEO	Apr 29 '24	Sale	210.91	40,000	8,436,496	67,455	May 01 05:06 PM
SHEPARD WILLIAM R	Director	Mar 26 '24	Buy	214.71	282	60,561	253,343	Mar 27 12:49 PM
SHEPARD WILLIAM R	Director	Mar 26 '24	Buy	214.71	12	2,670	2,334	Mar 27 12:49 PM
McCourt Timothy Francis	Sr MD Global Head Equity & FX	Jan 31 '24	Sale	206.78	35	7,237	6,447	Mar 22 04:02 PM
SHEPARD WILLIAM R	Director	Jan 18 '24	Buy	202.44	1,331	269,488	253,060	Jan 19 05:03 PM
SHEPARD WILLIAM R	Director	Jan 18 '24	Buy	202.44	59	11,880	2,322	Jan 19 05:03 PM
SHEPARD WILLIAM R	Director	Dec 28 '23	Buy	210.79	266	56,170	251,729	Dec 29 03:31 PM
SHEPARD WILLIAM R	Director	Dec 28 '23	Buy	210.79	12	2,476	2,263	Dec 29 03:31 PM
Durkin Bryan T	Director	Dec 11 '23	Sale	216.37	5,560	1,203,018	62,452	Dec 12 02:29 PM
Sammann Derek	Sr MD Gl Hd Commodity & Option	Dec 01 '23	Sale	220.50	10,681	2,355,165	1,862	Dec 05 06:30 PM
Sammann Derek	Sr MD Gl Hd Commodity & Option	Dec 04 '23	Sale	222.07	1,862	413,494	0	Dec 05 06:30 PM

Open in Screener

SNEX

StoneX Group Inc

Nov 21 • 04:00PM ET

102.42

Dollar change -0.32
Percentage change -0.31	%

Financial • Capital Markets • USA • NASD

Peers: IBKR MS SCHW GS AMTD CME NDAQ ICE CBOE BX

| Held by: IJR IWM VTI AVUV VXF IJS SPSM IWN DFAT SLYV

Index	RUT	P/E	12.87	EPS (ttm)	7.96	Insider Own	13.43%	Shs Outstand	31.87M	Perf Week	6.90%
Market Cap	3.26B	Forward P/E	12.61	EPS next Y	8.12	Insider Trans	-2.11%	Shs Float	27.52M	Perf Month	20.78%
Income	254.30M	PEG	0.68	EPS next Q	2.15	Inst Own	80.39%	Short Float	0.88%	Perf Quarter	25.67%
Sales	99.89B	P/S	0.03	EPS this Y	-0.34%	Inst Trans	3.41%	Short Ratio	1.80	Perf Half Y	37.66%
Book/sh	53.62	P/B	1.91	EPS next Y	1.00%	ROA	1.03%	Short Interest	0.24M	Perf Year	70.70%
Cash/sh	128.95	P/C	0.79	EPS next 5Y	19.00%	ROE	16.47%	52W Range	59.07 - 104.57	Perf YTD	38.72%
Dividend Est.	-	P/FCF	2.23	EPS past 5Y	22.12%	ROI	9.12%	52W High	-2.06%	Beta	0.77
Dividend TTM	-	Quick Ratio	-	Sales past 5Y	30.94%	Gross Margin	2.88%	52W Low	73.38%	ATR (14)	2.79
Dividend Ex-Date	-	Current Ratio	-	EPS Y/Y TTM	8.08%	Oper. Margin	1.52%	RSI (14)	73.16	Volatility	3.48% 2.68%
Employees	4000	Debt/Eq	13.29	Sales Y/Y TTM	64.14%	Profit Margin	0.25%	Recom	1.00	Target Price	111.00
Option/Short	Yes / Yes	LT Debt/Eq	0.63	EPS Q/Q	47.70%	Payout	0.00%	Rel Volume	1.36	Prev Close	102.74
Sales Surprise	5.19%	EPS Surprise	14.24%	Sales Q/Q	87.18%	Earnings	Nov 19 AMC	Avg Volume	134.69K	Price	102.42
SMA20	7.79%	SMA50	15.85%	SMA200	32.76%	Trades		Volume	182,574	Change	-0.31%

Date	Action	Analyst	Rating Change	Price Target Change
Nov-11-20	Initiated	Jefferies	Buy

Nov-20-24 12:00PM	StoneX Group Inc (SNEX) Q4 2024 Earnings Call Highlights: Record Net Income and Strategic ... (GuruFocus.com) +6.24%
Nov-19-24 04:15PM	StoneX Group Inc. Reports Fiscal 2024 Fourth Quarter Financial Results (GlobeNewswire)
Nov-18-24 10:22PM	What To Expect From StoneX Group Inc (SNEX) Q4 2024 Earnings (GuruFocus.com)
Nov-13-24 04:05PM	StoneX Group Inc. to Announce 2024 Fiscal Fourth Quarter Earnings on November 19, 2024 (GlobeNewswire)
Nov-09-24 06:30AM	StoneX Group Withdraws CAB Payments Acquisition Proposal (TipRanks)
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Oct-29-24 02:56PM	A Tariff War With China Might Be Good News for Brazils Crops (The Wall Street Journal)
08:00AM	StoneX Announces Election Trading Partnership Between FOREX.com and Kalshi (GlobeNewswire)
Oct-28-24 01:08PM	StoneX Expands with IIBX Membership, New Offices in Pune and Bengaluru, India (GlobeNewswire)
Oct-21-24 04:00PM	Rule 8 Announcement to Stockholders (GlobeNewswire)
Oct-09-24 12:26PM	StoneX completes acquisition of JBR Recovery's recycling and refining business, to deepen the company's end-to-end metals offering (GlobeNewswire)
Aug-30-24 02:50PM	Soy, Corn Extend Rebound From Lows Amid Signs of Bottoming Out (Bloomberg)
Aug-14-24 07:01AM	5 Largest Financial Services Companies in the US (Insider Monkey)
Aug-08-24 07:02PM	Insider Sale: CEO of Subsidiary Philip Smith Sells 4,000 Shares of StoneX Group Inc (SNEX) (GuruFocus.com)
Aug-06-24 04:15PM	StoneX Group Inc. Reports Fiscal 2024 Third Quarter Financial Results (GlobeNewswire)
Jul-31-24 03:00PM	StoneX Group Inc. to Announce 2024 Fiscal Third Quarter Earnings on August 6, 2024 (GlobeNewswire)
12:45PM	Loading…
Jul-19-24 12:45PM	Wheat Climbs as Investors Trim Bearish Bets Amid Crop Woes (Bloomberg)
Jun-13-24 02:45AM	Insider Sale: Chief Governance/Legal Officer Diego Rotsztain Sells Shares of StoneX Group Inc (SNEX) (GuruFocus.com)
Jun-11-24 01:28AM	Insider Sale: COO Xuong Nguyen Sells 19,988 Shares of StoneX Group Inc (SNEX) (GuruFocus.com)
Jun-03-24 03:33PM	Swiss Trader Sucafina to Buy Mercon Assets in Top Robusta Producer Vietnam (Bloomberg)
May-10-24 06:28PM	StoneX Group Inc. (NASDAQ:SNEX) Q2 2024 Earnings Call Transcript (Insider Monkey)
01:14PM	StoneX Group Inc. (SNEX) Q2 Earnings: Misses EPS Projections, Surpasses Revenue Expectations (GuruFocus.com)
09:15AM	StoneX Group Inc. (SNEX) Hit a 52 Week High, Can the Run Continue? (Zacks)
08:50AM	StoneX Group (SNEX) Is a Great Choice for 'Trend' Investors, Here's Why (Zacks)
May-08-24 04:17PM	StoneX Group Inc. Reports Fiscal 2024 Second Quarter Financial Results (GlobeNewswire)
May-03-24 09:40AM	Are Investors Undervaluing StoneX Group (SNEX) Right Now? (Zacks)
May-01-24 04:42PM	StoneX Group Inc. to Announce 2024 Fiscal Second Quarter Earnings on May 8, 2024 (GlobeNewswire)
Apr-24-24 10:01AM	StoneX Group Inc. (SNEX) Earnings Expected to Grow: What to Know Ahead of Q2 Release (Zacks)
08:50AM	Here's Why Momentum in StoneX Group (SNEX) Should Keep going (Zacks)
Apr-17-24 09:40AM	Is StoneX Group (SNEX) Stock Undervalued Right Now? (Zacks)
Apr-16-24 06:15AM	Cocoa Scarcity Distorts Grinding Datas Role as Guide of Demand (Bloomberg)
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Apr-01-24 09:40AM	Is StoneX Group (SNEX) a Great Value Stock Right Now? (Zacks)
Mar-15-24 09:40AM	Should Value Investors Buy StoneX Group (SNEX) Stock? (Zacks)
Mar-01-24 04:15PM	StoneX Group Inc. Announces Closing of $550 Million of Senior Secured Notes due 2031 (GlobeNewswire)
08:50AM	Here's What Could Help StoneX Group Inc. (SNEX) Maintain Its Recent Price Strength (Zacks)
Feb-28-24 09:40AM	Are Investors Undervaluing StoneX Group (SNEX) Right Now? (Zacks)
Feb-15-24 05:21PM	StoneX Group Inc. Announces Pricing of $550 Million of Senior Secured Notes due 2031 (GlobeNewswire)
09:04AM	StoneX Group Inc. Announces Private Offering of $550 Million of Senior Secured Notes due 2031 (GlobeNewswire)
Feb-12-24 09:40AM	Should Value Investors Buy StoneX Group (SNEX) Stock? (Zacks)
Feb-08-24 08:38AM	StoneX Group Inc. (NASDAQ:SNEX) Q1 2024 Earnings Call Transcript (Insider Monkey)
Feb-06-24 05:17PM	StoneX Group Inc. Reports Notable 20% Increase in Operating Revenues for Fiscal 2024 Q1 (GuruFocus.com)
04:15PM	StoneX Group Inc. Reports Fiscal 2024 First Quarter Financial Results (GlobeNewswire)
Jan-30-24 05:26PM	StoneX Group Inc. to Announce 2024 Fiscal First Quarter Earnings on February 6, 2024 (GlobeNewswire)
10:00AM	StoneX Group Inc. (SNEX) Earnings Expected to Grow: What to Know Ahead of Q1 Release (Zacks)
07:39AM	StoneX Becomes Abaxx Exchange's First Clearing and Trading Member to Expand Market Offering (GlobeNewswire)
Dec-22-23 10:00AM	StoneX Announces Adoption of Swift's Payment Pre-validation Service (GlobeNewswire)
Nov-19-23 02:29PM	StoneX Group Inc. (NASDAQ:SNEX) Q4 2023 Earnings Call Transcript (Insider Monkey)
Nov-15-23 04:15PM	StoneX Group Inc. Reports Fiscal 2023 Fourth Quarter Financial Results (GlobeNewswire) -5.58%
Nov-08-23 04:30PM	StoneX Group Inc. to Announce 2023 Fiscal Fourth Quarter Earnings on November 15, 2023 (GlobeNewswire)
Nov-07-23 04:15PM	StoneX Announces a Three-for-Two Stock Split (GlobeNewswire)
Aug-02-23 04:15PM	StoneX Group Inc. Reports Fiscal 2023 Third Quarter Financial Results (GlobeNewswire) +7.54%
Jul-26-23 03:00PM	StoneX Group Inc. to Announce 2023 Fiscal Third Quarter Earnings on August 2, 2023 (GlobeNewswire)
Jul-08-23 10:46AM	StoneX Group (NASDAQ:SNEX) shareholders have earned a 9.0% CAGR over the last five years (Simply Wall St.)
Jun-21-23 08:00PM	SNEX: Lowering target price to $92.00 (Argus Research)
May-03-23 04:15PM	StoneX Group Inc. Reports Fiscal 2023 Second Quarter Financial Results (GlobeNewswire) -12.95%
Apr-27-23 04:12PM	StoneX Group Inc. to Announce 2023 Fiscal Second Quarter Earnings on May 3, 2023 (GlobeNewswire)
Apr-26-23 08:00PM	SNEX: Lowering target price to $101.00 (Argus Research)
Feb-07-23 04:15PM	StoneX Group Inc. Reports Fiscal 2023 First Quarter Financial Results (GlobeNewswire) +11.34%
Feb-01-23 02:15PM	StoneX Group Inc. to Announce 2023 Fiscal First Quarter Earnings on February 7, 2023 (GlobeNewswire)
Jan-04-23 06:54AM	Daily Vickers Top Buyers & Sellers for 01/04/2023 (Argus Research)
Dec-25-22 12:04PM	StoneX Group Inc. (NASDAQ:SNEX) Q4 2022 Earnings Call Transcript (Insider Monkey)
Nov-21-22 04:15PM	StoneX Group Inc. Reports Fiscal 2022 Fourth Quarter Financial Results (GlobeNewswire) +5.26%
Nov-16-22 10:21AM	StoneX Group Inc. to Announce 2022 Fiscal Fourth Quarter Earnings on November 21, 2022 (GlobeNewswire)
Nov-15-22 02:28PM	Futu Holdings ADR Stock Sees Rising Composite Ratings To 97 (Investor's Business Daily)
Nov-01-22 10:24PM	Extreme Heat Is Stressing Cows, Imperiling Global Dairy Supply (Bloomberg)
10:24PM	Cows Are Too Stressed Out to Keep Up With Global Dairy Demand (Bloomberg)
04:44AM	StoneX Expands Commodities Trading Business with Acquisition of Cotton Distributors Inc. (GlobeNewswire)
Oct-13-22 08:00AM	StoneX Becomes Member of the SWIFT Platform Partnership Program (PR Newswire)
Sep-22-22 09:46AM	StoneX Offers Clients Access to Environmental Options & Futures Contracts via Nodal Exchange (PR Newswire)
Sep-20-22 08:00AM	Distinguished Board Director and Former Fortune 100 CIO, Annabelle Bexiga Joins Quantexa Board of Directors (GlobeNewswire)
Sep-09-22 03:18PM	Holiday Baking Could Get Pricier as Butter Climbs to Record (Bloomberg)
Aug-03-22 05:35PM	Natural Gas Surges With US LNG Export Terminal Set for Fast Restart (Bloomberg)
04:15PM	StoneX Group Inc. Reports Fiscal 2022 Third Quarter Financial Results (GlobeNewswire)
Jul-27-22 02:57PM	StoneX Group Inc. Announces Date for 2022 Fiscal Third Quarter Earnings Conference Call (GlobeNewswire)
Jul-26-22 09:12AM	StoneX Launches Institutional Credit Offering in Asia (PR Newswire)
Jul-25-22 08:00PM	StoneX Launches Institutional Credit Offering in Asia (PR Newswire)
Jun-13-22 05:24AM	City Index Announces Rebrand, Real-time Performance Analytics Function for UK Traders (Business Wire)
Jun-08-22 08:00AM	StoneX Group Launches StoneX Digital LLC (PR Newswire)
May-17-22 08:00AM	StoneX Executes First Bitcoin Cash-Settled Swap (PR Newswire)
May-15-22 10:37AM	What You Need To Know About StoneX Group Inc.'s (NASDAQ:SNEX) Investor Composition (Simply Wall St.)
May-04-22 04:15PM	StoneX Group Inc. Reports Fiscal 2022 Second Quarter Financial Results (GlobeNewswire) +6.73%
Apr-27-22 04:15PM	StoneX Group Inc. Announces New Three-Year Credit Facility (GlobeNewswire)
03:00PM	StoneX Group Inc. Announces Date for 2022 Fiscal Second Quarter Earnings Conference Call (GlobeNewswire)
Apr-08-22 08:50AM	What Makes StoneX Group Inc. (SNEX) a Good Fit for "Trend Investing" (Zacks)
Mar-23-22 08:50AM	Here's What Could Help StoneX Group Inc. (SNEX) Maintain Its Recent Price Strength (Zacks)
Mar-16-22 08:00AM	FOREX.com Expands its Offering in Canada (PR Newswire)
Mar-14-22 01:17PM	Barchart's Grain Accounting APIs to Power StoneX's Merchandiser Tools (PR Newswire)
12:08PM	StoneX Group (NASDAQ:SNEX) sheds 5.5% this week, as yearly returns fall more in line with earnings growth (Simply Wall St.)
Mar-10-22 08:00AM	StoneX Launches Farm Advantage App to Put Essential Market Information in Producers' Hands (PR Newswire)
Mar-01-22 08:50AM	StoneX Group Inc. (SNEX) Is a Great Choice for "Trend" Investors, Here's Why (Zacks)
Feb-10-22 08:50AM	Here's Why "Trend" Investors Would Love Betting on StoneX Group Inc. (SNEX) (Zacks)
03:00AM	StoneX Financial Ltd Becomes Member of Platinum Group Metals Auction (PR Newswire)
Feb-07-22 04:15PM	StoneX Group Inc. Reports Fiscal 2022 First Quarter Financial Results (GlobeNewswire) +9.50%
Feb-03-22 08:00AM	StoneX Launches Powerful Web-based Merchandising System 'StoneHedge' for the Commercial Grain Industry (PR Newswire)
Feb-01-22 05:33PM	StoneX Group Inc. Announces Date for 2022 Fiscal First Quarter Earnings Conference Call (GlobeNewswire)
Jan-28-22 01:38PM	AltraVue Capital, LLC Buys StoneX Group Inc, ePlus Inc, Dollar General Corp, Sells (GuruFocus.com)
Jan-19-22 08:00AM	StoneX Global Payments Division Expands into Digital Payments (PR Newswire)
Jan-06-22 08:30AM	StoneX to host 2022 Global Markets Outlook Conference (PR Newswire)
Dec-14-21 12:15AM	Stonex Group Inc (SNEX) CFO William J Dunaway Sold $798,720 of Shares (GuruFocus.com)
Dec-13-21 01:37PM	StoneX Group Inc. (NASDAQ:SNEX) insiders placed bullish bets worth US$2.1m in the last 12 months (Simply Wall St.)
Dec-11-21 01:15AM	Stonex Group Inc (SNEX) CFO William J Dunaway Sold $1.7 million of Shares (GuruFocus.com)

StoneX Group, Inc. engages in the provision of brokerage and financial services. It operates through the following segments: Commercial Hedging, Global Payments, Securities, Physical Commodities, and Clearing and Execution Services. The Commercial Hedging segment offers risk management consulting services. The Global Payments segment includes global payment solutions for banks, commercial businesses, charities, non-governmental, and government organizations. The Securities segment consists of corporate finance advisory services and capital market solutions for middle market clients. The Physical Commodities segment consists of physical precious metals trading and the physical agricultural and energy commodity businesses. The Clearing and Execution Services segment refers to exchange-traded futures and options, foreign exchange prime brokerage, correspondent clearing, independent wealth management, and derivative voice brokerage. The company was founded by Diego J. Veitia in October 1987 and is headquartered in New York, NY.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Smith Philip Andrew	Subsidiary CEO	Nov 07 '24	Sale	97.58	3,500	341,523	218,398	Nov 12 09:14 AM
OCONNOR SEAN MICHAEL	CEO/President	Nov 06 '24	Sale	98.42	37,500	3,690,656	506,994	Nov 08 08:24 AM
OCONNOR SEAN MICHAEL	Officer	Nov 06 '24	Proposed Sale	98.50	37,500	3,693,750		Nov 06 04:59 PM
FOWLER JOHN MOORE	Director	Sep 03 '24	Sale	81.66	600	48,996	83,027	Sep 05 04:18 PM
FOWLER JOHN MOORE	Director	Sep 03 '24	Proposed Sale	81.66	600	48,996		Sep 03 10:40 AM
Nguyen Xuong	Former Officer	Aug 19 '24	Proposed Sale	82.00	35,000	2,870,000		Aug 19 04:37 PM
Nguyen Xuong	Former officer	Aug 15 '24	Proposed Sale	79.95	40,000	3,197,911		Aug 15 04:09 PM
Smith Philip Andrew	Subsidiary CEO	Aug 07 '24	Sale	75.89	4,000	303,559	221,898	Aug 08 04:21 PM
Nguyen Xuong	Retired Officer	Jul 15 '24	Option Exercise	30.00	8,091	242,730	68,907	Jul 16 04:34 PM
Nguyen Xuong	Retired Officer	Jul 15 '24	Sale	80.00	8,091	647,280	60,816	Jul 16 04:34 PM
FOWLER JOHN MOORE	Director	Jul 12 '24	Sale	79.26	400	31,705	2,000	Jul 15 05:28 PM
Rotsztain Diego	Chief Governance/Legal Officer	Jun 13 '24	Sale	70.63	5,382	380,130	23,078	Jun 14 05:25 PM
Rotsztain Diego	Chief Governance/Legal Officer	Jun 10 '24	Sale	72.03	1,420	102,287	28,460	Jun 12 04:26 PM
Nguyen Xuong	Chief Operating Officer	Jun 07 '24	Sale	75.04	19,988	1,499,916	60,816	Jun 10 04:29 PM
Rotsztain Diego	Chief Governance/Legal Officer	Jun 06 '24	Sale	73.50	1,090	80,115	29,880	Jun 10 04:26 PM
Nguyen Xuong	Chief Operating Officer	Jun 03 '24	Sale	75.00	12	900	80,804	Jun 04 08:10 PM
FOWLER JOHN MOORE	Director	Jun 03 '24	Sale	75.34	600	45,204	83,462	Jun 04 06:16 AM
Lyon Charles M	Subsidiary President and CEO	May 17 '24	Option Exercise	30.00	5,621	168,630	67,178	May 21 04:37 PM
Lyon Charles M	Subsidiary President and CEO	May 20 '24	Option Exercise	30.00	4,016	120,480	65,573	May 21 04:37 PM
Lyon Charles M	Subsidiary President and CEO	May 17 '24	Sale	75.54	5,621	424,610	61,557	May 21 04:37 PM
Lyon Charles M	Subsidiary President and CEO	May 20 '24	Sale	74.02	4,016	297,245	61,557	May 21 04:37 PM
Smith Philip Andrew	Subsidiary CEO	May 15 '24	Sale	75.18	8,000	601,430	225,898	May 17 04:45 PM
Nguyen Xuong	Chief Operating Officer	May 09 '24	Option Exercise	30.00	6,909	207,270	87,725	May 13 04:18 PM
Nguyen Xuong	Chief Operating Officer	May 09 '24	Sale	80.00	6,909	552,720	80,816	May 13 04:18 PM
PARTHEMORE ERIC	Director	May 03 '24	Sale	74.67	2,250	168,008	18,860	May 06 04:33 PM
Smith Philip Andrew	Subsidiary CEO	Mar 21 '24	Sale	69.73	7,000	488,142	233,898	Mar 25 04:33 PM
BRANCH SCOTT J	Retired Director	Mar 13 '24	Sale	67.29	7,500	504,697	512,434	Mar 15 08:51 AM
Lyon Charles M	Subsidiary President and CEO	Mar 12 '24	Option Exercise	30.00	6,787	203,610	68,344	Mar 14 08:28 AM
Lyon Charles M	Subsidiary President and CEO	Mar 12 '24	Sale	67.52	6,787	458,285	61,557	Mar 14 08:28 AM
Lyon Charles M	Subsidiary President and CEO	Mar 08 '24	Option Exercise	30.00	10,338	310,140	71,895	Mar 12 09:09 AM
Lyon Charles M	Subsidiary President and CEO	Mar 11 '24	Option Exercise	30.00	7,858	235,740	69,415	Mar 12 09:09 AM
Lyon Charles M	Subsidiary President and CEO	Mar 08 '24	Sale	68.53	10,338	708,428	61,557	Mar 12 09:09 AM
Lyon Charles M	Subsidiary President and CEO	Mar 11 '24	Sale	68.11	7,858	535,225	61,557	Mar 12 09:09 AM
Lyon Charles M	Subsidiary President and CEO	Mar 06 '24	Option Exercise	30.00	9,178	275,340	70,735	Mar 08 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 07 '24	Option Exercise	30.00	6,998	209,940	68,555	Mar 08 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 06 '24	Sale	68.22	9,178	626,099	61,557	Mar 08 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 07 '24	Sale	68.59	6,998	479,970	61,557	Mar 08 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 05 '24	Option Exercise	30.00	15,141	454,230	76,698	Mar 06 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 04 '24	Option Exercise	30.00	4,852	145,560	66,409	Mar 06 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 05 '24	Sale	68.68	15,141	1,039,829	61,557	Mar 06 04:29 PM
Lyon Charles M	Subsidiary President and CEO	Mar 04 '24	Sale	68.62	4,852	332,949	61,557	Mar 06 04:29 PM
FOWLER JOHN MOORE	Director	Mar 01 '24	Sale	68.94	600	41,364	83,878	Mar 04 05:21 PM
Lyon Charles M	President and CEO - subsidiary	Feb 13 '24	Option Exercise	30.00	15,552	466,560	77,109	Feb 14 04:38 PM
Lyon Charles M	President and CEO - subsidiary	Feb 13 '24	Sale	65.11	15,552	1,012,530	61,557	Feb 14 04:38 PM
Lyon Charles M	President and CEO - subsidiary	Feb 12 '24	Sale	67.29	3,659	246,203	61,557	Feb 14 04:38 PM
BRANCH SCOTT J	Director	Feb 07 '24	Sale	63.87	7,500	479,005	519,934	Feb 09 04:37 PM
BRANCH SCOTT J	Director	Jan 08 '24	Sale	70.09	7,500	525,644	527,434	Jan 09 04:17 PM
PARTHEMORE ERIC	Director	Dec 22 '23	Sale	71.34	2,250	160,515	19,344	Dec 27 04:50 PM
Smith Philip Andrew	CEO - subsidiary entity	Dec 20 '23	Sale	69.17	8,562	592,208	240,898	Dec 21 04:25 PM
Smith Philip Andrew	CEO - subsidiary entity	Dec 19 '23	Sale	69.07	8,563	591,457	249,460	Dec 21 04:25 PM
PARTHEMORE ERIC	Director	Dec 14 '23	Sale	68.00	2,140	145,520	21,594	Dec 15 04:45 PM
Maurer Mark Lowry	Chief Risk Officer	Dec 13 '23	Sale	67.21	5,000	336,061	42,478	Dec 15 04:40 PM
FOWLER JOHN MOORE	Director	Dec 01 '23	Sale	60.65	600	36,390	82,527	Dec 01 04:41 PM

Open in Screener

TW

Tradeweb Markets Inc

Nov 21 • 04:00PM ET

135.07

Dollar change +0.07
Percentage change 0.05	%

Financial • Capital Markets • USA • NASD

TW Tradeweb Markets Inc daily Stock Chart

Peers: MKTX ICE CME NDAQ CBOE MS GS SCHW JPM MSCI

| Held by: VTI VO VXF VUG VOT IWR USMV SCHM CGGO IWP

Index	-	P/E	64.69	EPS (ttm)	2.09	Insider Own	45.79%	Shs Outstand	213.16M	Perf Week	4.95%
Market Cap	31.91B	Forward P/E	40.67	EPS next Y	3.32	Insider Trans	-0.10%	Shs Float	115.56M	Perf Month	2.09%
Income	448.26M	PEG	2.70	EPS next Q	0.75	Inst Own	55.04%	Short Float	1.04%	Perf Quarter	15.00%
Sales	1.63B	P/S	19.54	EPS this Y	28.43%	Inst Trans	3.77%	Short Ratio	1.53	Perf Half Y	22.03%
Book/sh	26.74	P/B	5.05	EPS next Y	14.41%	ROA	6.48%	Short Interest	1.20M	Perf Year	43.04%
Cash/sh	4.97	P/C	27.16	EPS next 5Y	23.91%	ROE	8.18%	52W Range	86.06 - 137.44	Perf YTD	48.62%
Dividend Est.	0.40 (0.30%)	P/FCF	37.95	EPS past 5Y	8.96%	ROI	7.82%	52W High	-1.72%	Beta	1.01
Dividend TTM	0.39 (0.29%)	Quick Ratio	3.00	Sales past 5Y	15.33%	Gross Margin	87.47%	52W Low	56.95%	ATR (14)	3.07
Dividend Ex-Date	Dec 02, 2024	Current Ratio	3.00	EPS Y/Y TTM	21.47%	Oper. Margin	40.27%	RSI (14)	64.81	Volatility	2.72% 2.32%
Employees	1179	Debt/Eq	0.01	Sales Y/Y TTM	29.44%	Profit Margin	27.46%	Recom	1.76	Target Price	145.00
Option/Short	Yes / Yes	LT Debt/Eq	0.01	EPS Q/Q	14.74%	Payout	21.01%	Rel Volume	1.27	Prev Close	135.00
Sales Surprise	-0.44%	EPS Surprise	-0.35%	Sales Q/Q	36.72%	Earnings	Oct 30 BMO	Avg Volume	784.88K	Price	135.07
SMA20	3.80%	SMA50	5.10%	SMA200	19.92%	Trades		Volume	999,190	Change	0.05%

Date	Action	Analyst	Rating Change	Price Target Change
Sep-26-24	Initiated	TD Cowen	Buy	$139
Apr-09-24	Initiated	William Blair	Outperform
Jun-28-23	Initiated	Barclays	Overweight	$89
Dec-07-22	Upgrade	Raymond James	Mkt Perform → Outperform	$74
Oct-12-22	Initiated	Citigroup	Buy	$67
Aug-17-22	Initiated	Rosenblatt	Buy	$91
Feb-15-22	Initiated	Credit Suisse	Outperform	$104
Dec-16-21	Resumed	BofA Securities	Buy	$117
Jun-25-21	Resumed	Credit Suisse	Outperform	$86
Mar-31-21	Initiated	Redburn	Buy
Feb-22-21	Upgrade	Goldman	Neutral → Buy	$71 → $85
Jan-13-21	Upgrade	Compass Point	Neutral → Buy	$72
Sep-14-20	Upgrade	Rosenblatt	Neutral → Buy	$60
Sep-11-20	Initiated	Loop Capital	Hold
Jun-22-20	Downgrade	Goldman	Buy → Neutral	$67 → $66
Dec-16-19	Upgrade	Credit Suisse	Neutral → Outperform	$51 → $54
Nov-20-19	Upgrade	Goldman	Neutral → Buy	$52 → $53
Oct-21-19	Upgrade	UBS	Neutral → Buy	$47 → $49
Oct-01-19	Upgrade	Barclays	Equal Weight → Overweight	$45
Sep-13-19	Upgrade	BofA/Merrill	Neutral → Buy

Show Previous Ratings

Nov-19-24 05:28AM	Goldman Sachs to explore spin off GS DAP technology (Private Banker International)
05:28AM	Goldman Sachs explores to spin off GS DAP technology (Private Banker International)
05:28AM	Goldman Sachs explores spin off GS DAP technology (Private Banker International)
Nov-15-24 12:00PM	Tradeweb (TW) Upgraded to Buy: Here's What You Should Know (Zacks)
Nov-11-24 06:57AM	Tradeweb Expands Horizons With TSE Partnership, Boosting Access To Japanese ETFs (Benzinga)
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02:00AM	Tradeweb and Tokyo Stock Exchange Collaborate to Expand Liquidity in Japanese ETFs (Business Wire)
Nov-06-24 07:30AM	Tradeweb Reports October 2024 Total Trading Volume of $54.7 Trillion and Average Daily Volume of $2.35 Trillion (Business Wire)
Oct-31-24 01:12PM	Tradeweb to extend trading hours the day after US election (Reuters)
03:10AM	Tradeweb Markets Inc (TW) Q3 2024 Earnings Call Highlights: Record Revenue Growth and Strategic ... (GuruFocus.com)
01:40AM	Q3 2024 Tradeweb Markets Inc Earnings Call (Thomson Reuters StreetEvents)
01:10AM	Decoding Tradeweb Markets Inc (TW): A Strategic SWOT Insight (GuruFocus.com)
Oct-30-24 03:00PM	Tradeweb Markets (TW) Q3 2024 Earnings Call Transcript (Motley Fool)
11:55AM	Analyst Report: Tradeweb Markets Inc. (Morningstar Research)
09:30AM	Compared to Estimates, Tradeweb (TW) Q3 Earnings: A Look at Key Metrics (Zacks)
08:15AM	Tradeweb Markets (TW) Q3 Earnings and Revenues Miss Estimates (Zacks)
07:10AM	Loading…
07:10AM	Tradeweb: Q3 Earnings Snapshot (Associated Press Finance)
07:00AM	Tradeweb Reports Third Quarter 2024 Financial Results (Business Wire)
Oct-29-24 09:02AM	Tradeweb Markets Inc (TW) Q3 2024 Earnings Report Preview: What To Look For (GuruFocus.com)
Oct-28-24 09:16AM	Stay Ahead of the Game With Tradeweb (TW) Q3 Earnings: Wall Street's Insights on Key Metrics (Zacks)
Oct-23-24 12:45PM	Tradeweb (TW) is an Incredible Growth Stock: 3 Reasons Why (Zacks)
10:01AM	Tradeweb Markets (TW) Earnings Expected to Grow: What to Know Ahead of Next Week's Release (Zacks)
Oct-15-24 07:30AM	WGBI to Incorporate Tradeweb FTSE Benchmark Closing Prices (Business Wire)
Oct-10-24 12:00PM	Tradeweb Markets (TW) Is Up 7.93% in One Week: What You Should Know (Zacks)
Oct-09-24 03:09AM	Tradeweb Shares Soaring (FX Empire)
Oct-04-24 06:18PM	Why Tradeweb Markets Stock Rocketed Nearly 5% Higher Today (Motley Fool)
11:15AM	Why Is Tradeweb Markets Stock Gaining Friday? (Benzinga)
07:30AM	Tradeweb Reports Record September 2024 Total Trading Volume of $56.1 Trillion and Record Average Daily Volume of $2.63 Trillion (Business Wire)
Oct-01-24 10:00AM	Tradeweb to Present at the Goldman Sachs 2024 U.S. Financial Services Conference (Business Wire)
Sep-27-24 08:49AM	Crowded trades may be the unintended consequence of AI in market: Tradeweb CEO (Yahoo Finance)
08:30AM	Tradeweb CEO reveals a big investor risk from AI revolution (Yahoo Finance Video)
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Sep-26-24 09:00AM	Tradeweb Announces Date for Third Quarter 2024 Financial Results (Business Wire)
Sep-19-24 08:00AM	Daniel Maguire Appointed to Tradeweb Board of Directors (Business Wire)
Sep-18-24 04:53PM	Analyst Report: Tradeweb Markets Inc. (Morningstar Research)
Sep-06-24 12:49PM	Profit Machine Tradeweb Faces Critical Test After Surprise Drop (Investor's Business Daily)
07:30AM	Tradeweb Reports Record August 2024 Total Trading Volume of $50.9 Trillion and Record Average Daily Volume of $2.21 Trillion (Business Wire)
Sep-05-24 05:53PM	Profit Machine Tradeweb Forms New Buy Zone (Investor's Business Daily)
Aug-14-24 10:10AM	Tradewebs Growing Business Sees Shares Rise (FX Empire)
Aug-13-24 07:20AM	Institutional Investors Embrace Next Wave of ETFs (ACCESSWIRE)
Aug-08-24 08:52AM	Institutional investors embrace next wave of ETFs (News Direct)
Aug-06-24 07:30AM	Tradeweb Reports July 2024 Total Trading Volume of $40.5 Trillion and Average Daily Volume of $1.82 Trillion (Business Wire)
Aug-01-24 04:15PM	Tradeweb Completes Acquisition of ICD (Business Wire)
Jul-26-24 01:15AM	Tradeweb Markets (TW) Q2 2024 Earnings Call Transcript (Motley Fool)
01:06AM	Decoding Tradeweb Markets Inc (TW): A Strategic SWOT Insight (GuruFocus.com)
Jul-25-24 01:37PM	Analyst Report: Tradeweb Markets Inc. (Morningstar Research)
09:30AM	Tradeweb (TW) Reports Q2 Earnings: What Key Metrics Have to Say (Zacks)
08:15AM	Tradeweb Markets (TW) Q2 Earnings Match Estimates (Zacks)
07:15AM	Tradeweb: Q2 Earnings Snapshot (Associated Press Finance)
07:00AM	Tradeweb Reports Second Quarter 2024 Financial Results (Business Wire)
Jul-22-24 11:45AM	Financial Markets Stock Climbs Ahead Of Earnings (Investor's Business Daily)
Jul-18-24 10:01AM	Tradeweb Markets (TW) Earnings Expected to Grow: Should You Buy? (Zacks)
Jul-09-24 03:00PM	Tradeweb Announces Date for Second Quarter 2024 Financial Results (Business Wire)
Jul-08-24 07:30AM	Tradeweb Reports June 2024 Total Trading Volume of $37.5 Trillion and Average Daily Volume of $1.94 Trillion (Business Wire)
Jul-01-24 06:16AM	You've Been Warned! 3 S&P 500 Stocks to Buy Now or Regret Forever. (InvestorPlace)
Jun-20-24 09:00AM	Tradeweb Announces Organizational Changes (Business Wire)
Jun-13-24 08:42AM	Tradeweb Launches Enhanced RFQ Functionality for Credit Markets (Business Wire)
Jun-10-24 08:00AM	Tradeweb and FTSE Russell Extend Benchmark Closing Prices to U.S. Treasury Markets (Business Wire)
Jun-06-24 07:30AM	Tradeweb Reports May 2024 Total Trading Volume of $41.7 Trillion and Average Daily Volume of $1.90 Trillion (Business Wire)
Jun-04-24 03:00AM	Tradeweb Becomes First Electronic Platform to Connect Repo and IRS Markets (Business Wire)
May-28-24 03:00PM	Tradeweb to Participate in Piper Sandler Global Exchange & Trading Conference (Business Wire)
May-23-24 07:00AM	The Post-CPI Playbook: 3 Stocks to Buy for Market-Beating Returns (InvestorPlace)
May-21-24 01:58PM	Electronic Credit Trading Approaching Inflection Point in IG (News Direct)
04:17AM	3 No-Brainer Growth Stocks to Buy With $1,000 Right Now (Motley Fool)
May-13-24 05:43PM	Tradeweb Markets Insider Sold Shares Worth $10,987,616, According to a Recent SEC Filing (MT Newswires)
May-10-24 03:49PM	IBD 50 Financial Stock KKR Nears Buy Point As Profits Climb (Investor's Business Daily)
May-09-24 02:45AM	Insider Sale: Scott Zucker Sells 2,517 Shares of Tradeweb Markets Inc (TW) (GuruFocus.com)
May-08-24 10:18AM	Financial AI Stock Tradeweb Markets Breaking Out This Week. Here's The Buy Point. (Investor's Business Daily)
May-06-24 07:30AM	Tradeweb Reports April 2024 Total Trading Volume of $41.9 Trillion and Average Daily Volume of $1.94 Trillion (Business Wire)
May-02-24 09:27AM	Analyzing Execution Quality in Portfolio Trading (News Direct)
May-01-24 08:31AM	Securitize announces $47 Million Strategic Funding Round led by BlackRock (PR Newswire)
Apr-30-24 09:46AM	Tradeweb Markets Inc. (NASDAQ:TW) Q1 2024 Earnings Call Transcript (Insider Monkey)
Apr-26-24 03:53PM	Tradeweb Shares Attract Big Money (FX Empire)
03:16AM	Tradeweb Markets Inc (TW) (Q1 2024) Earnings Call Transcript Highlights: Robust Growth and ... (GuruFocus.com)
01:06AM	Decoding Tradeweb Markets Inc (TW): A Strategic SWOT Insight (GuruFocus.com)
Apr-25-24 11:51PM	Q1 2024 Tradeweb Markets Inc Earnings Call (Thomson Reuters StreetEvents)
05:15PM	Tradeweb Markets (TW) Q1 2024 Earnings Call Transcript (Motley Fool)
11:59AM	Analyst Report: Tradeweb Markets Inc. (Morningstar Research)
11:55AM	TW Stock Earnings: Tradeweb Markets Meets EPS, Misses Revenue for Q1 2024 (InvestorPlace)
11:00AM	Tradeweb (TW) Q1 Earnings: How Key Metrics Compare to Wall Street Estimates (Zacks)
08:50AM	Tradeweb Markets Q1 Adjusted Earnings, Revenue Increase (MT Newswires)
08:34AM	Tradeweb Markets Inc. (TW) Q1 2024 Earnings: Solid Performance with Revenue and EPS Beating ... (GuruFocus.com)
08:15AM	Tradeweb Markets (TW) Q1 Earnings Meet Estimates (Zacks)
07:12AM	Tradeweb: Q1 Earnings Snapshot (Associated Press Finance)
07:00AM	Tradeweb Reports First Quarter 2024 Financial Results (Business Wire)
Apr-22-24 09:16AM	What Analyst Projections for Key Metrics Reveal About Tradeweb (TW) Q1 Earnings (Zacks)
Apr-19-24 08:00AM	This Financial Exchange Stock Is In A Base Ahead Of Earnings (Investor's Business Daily)
Apr-18-24 10:01AM	Tradeweb Markets (TW) Earnings Expected to Grow: Should You Buy? (Zacks)
Apr-11-24 09:00AM	Tradeweb Announces Date for First Quarter 2024 Financial Results (Business Wire)
Apr-09-24 01:17PM	Parthenon Capital Sells Institutional Cash Distributors, a Leading Independent, Multi-Fund Investment Platform for Corporate Treasury Professionals, to Tradeweb Markets, Inc. (Business Wire)
Apr-08-24 07:07AM	Tradeweb to buy investment tech firm ICD for $785 million (Reuters)
06:40AM	UPDATE 4-Tradeweb to buy investment tech firm ICD for $785 mln (Reuters)
06:33AM	Tradeweb to buy investment tech firm ICD for $785 mln (Reuters)
06:30AM	Tradeweb to Acquire ICD, a Leading Independent, Multi-Fund Investment Platform for Corporate Treasury Professionals (Business Wire)
Apr-04-24 07:32AM	Tradeweb Reports March 2024 Total Trading Volume of $36.2 Trillion and Average Daily Volume of $1.81 Trillion (Business Wire)
Apr-02-24 08:02AM	European Central Bank Selects Tradeweb to Supply Electronic Trading Platforms (Business Wire)
Mar-28-24 01:37AM	Tradeweb Markets Inc CTO Justin Peterson Sells 5,013 Shares (GuruFocus.com)
Mar-26-24 08:42AM	SEC Treasury Clearing Mandate: What Market Participants Need to Know (News Direct)
Mar-24-24 07:06AM	Tradeweb Shares Reveal a Powerful Tailwind Behind the Surge (FX Empire)
Mar-19-24 08:12AM	Hedge funds shake up the euro zone's $10 trillion government bond market (Reuters)
Mar-15-24 04:37AM	Ghana's dollar bonds rally as debt rework talks move forward - Tradeweb (Reuters)
Mar-12-24 07:30AM	Lisa Opoku Appointed to Tradeweb Board of Directors (Business Wire)

Tradeweb Markets, Inc. engages in the operation of electronic marketplaces for the trading of products across the rates, credit, money markets, and equities asset classes. It also provides related pre-trade pricing and post-trade processing services. Its network comprises clients across the institutional, wholesale, and retail client sectors, including global asset managers, hedge funds, insurance companies, central banks, banks and dealers, proprietary trading firms and retail brokerage and financial advisory firms, as well as regional dealers. The company was founded by Lee Olesky in 1996 and is headquartered in New York, NY.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Hult William	Chief Executive Officer	Nov 06 '24	Sale	127.60	38,377	4,897,043	190,599	Nov 08 04:07 PM
BERNS STEVEN	Director	Nov 06 '24	Sale	133.00	731	97,223	2,843	Nov 08 04:06 PM
STEVEN BERNS	Director	Nov 06 '24	Proposed Sale	129.03	731	94,321		Nov 06 04:59 PM
WILLIAM HULT	Director	Nov 06 '24	Proposed Sale	129.03	38,377	4,951,784		Nov 06 04:56 PM
Dixon Troy	Director	Aug 08 '24	Sale	113.64	2,486	282,511	1,323	Aug 12 04:19 PM
Yared Rana	Director	Aug 06 '24	Sale	110.08	1,627	179,108	1,323	Aug 08 04:07 PM
TROY DIXON	Director	Aug 08 '24	Proposed Sale	113.64	2,486	282,511		Aug 08 04:01 PM
RANA YARED	Director	Aug 06 '24	Proposed Sale	110.09	1,627	179,108		Aug 06 04:25 PM
Bruni Enrico	Managing Director, Europe/Asia	Jul 19 '24	Option Exercise	20.59	29,400	605,346	118,569	Jul 22 05:29 PM
Bruni Enrico	Managing Director, Europe/Asia	Jul 22 '24	Option Exercise	20.59	13,609	280,209	102,778	Jul 22 05:29 PM
Bruni Enrico	Managing Director, Europe/Asia	Jul 18 '24	Option Exercise	20.59	6,855	141,144	96,024	Jul 22 05:29 PM
Bruni Enrico	Managing Director, Europe/Asia	Jul 19 '24	Sale	109.39	29,400	3,215,936	89,169	Jul 22 05:29 PM
Bruni Enrico	Managing Director, Europe/Asia	Jul 22 '24	Sale	109.51	13,609	1,490,334	89,169	Jul 22 05:29 PM
Bruni Enrico	Managing Director, Europe/Asia	Jul 18 '24	Sale	109.34	6,855	749,547	89,169	Jul 22 05:29 PM
Bruni Enrico	Managing Director, Europe/Asia	May 31 '24	Option Exercise	20.59	116	2,388	89,285	Jun 04 04:07 PM
Bruni Enrico	Managing Director, Europe/Asia	Jun 03 '24	Option Exercise	20.59	20	412	89,189	Jun 04 04:07 PM
Bruni Enrico	Managing Director, Europe/Asia	May 31 '24	Sale	109.34	116	12,683	89,169	Jun 04 04:07 PM
Bruni Enrico	Managing Director, Europe/Asia	Jun 03 '24	Sale	109.30	20	2,186	89,169	Jun 04 04:07 PM
BERNS STEVEN	Director	May 20 '24	Sale	112.71	760	85,660	3,574	May 21 05:25 PM
Furber Sara	Chief Financial Officer	May 17 '24	Sale	112.49	13,165	1,480,985	83,424	May 21 05:25 PM
Hult William	Chief Executive Officer	May 09 '24	Option Exercise	20.59	51,000	1,050,090	280,191	May 13 05:32 PM
Hult William	Chief Executive Officer	May 10 '24	Option Exercise	20.59	47,000	967,730	276,191	May 13 05:32 PM
Hult William	Chief Executive Officer	May 09 '24	Sale	112.57	51,000	5,740,978	229,191	May 13 05:32 PM
Hult William	Chief Executive Officer	May 10 '24	Sale	111.63	47,000	5,246,638	229,191	May 13 05:32 PM
Zucker Scott	Chief Admin. and Risk Officer	May 07 '24	Sale	110.56	2,517	278,269	28,833	May 08 06:55 PM
Peterson Justin	Chief Technology Officer	Mar 25 '24	Sale	104.83	5,013	525,497	57,349	Mar 27 04:13 PM
Friedman Douglas	General Counsel and Secretary	Mar 20 '24	Sale	103.31	2,922	301,872	36,194	Mar 20 04:31 PM
Peterson Justin	Chief Technology Officer	Mar 11 '24	Sale	103.09	8,287	854,321	60,818	Mar 13 04:02 PM
Peterson Justin	Chief Technology Officer	Feb 29 '24	Option Exercise	20.59	10,000	205,900	79,105	Mar 04 04:03 PM
Peterson Justin	Chief Technology Officer	Feb 29 '24	Sale	105.48	10,000	1,054,766	69,105	Mar 04 04:03 PM
Friedman Douglas	General Counsel and Secretary	Feb 23 '24	Option Exercise	20.59	26,232	540,117	62,390	Feb 27 04:02 PM
Friedman Douglas	General Counsel and Secretary	Feb 23 '24	Sale	104.85	26,232	2,750,307	36,158	Feb 27 04:02 PM
Bruni Enrico	Managing Director, Europe/Asia	Feb 20 '24	Option Exercise	20.59	50,000	1,029,500	135,021	Feb 22 04:08 PM
Bruni Enrico	Managing Director, Europe/Asia	Feb 20 '24	Sale	102.21	21,145	2,161,281	85,021	Feb 22 04:08 PM
Bruni Enrico	Managing Director, Europe/Asia	Jan 29 '24	Option Exercise	20.59	580	11,942	53,296	Jan 31 04:14 PM
Bruni Enrico	Managing Director, Europe/Asia	Jan 29 '24	Sale	100.10	580	58,057	52,716	Jan 31 04:14 PM
Zucker Scott	Chief Admin. and Risk Officer	Jan 04 '24	Sale	94.41	6,474	611,230	19,539	Jan 08 04:47 PM
Friedman Douglas	General Counsel and Secretary	Jan 04 '24	Sale	94.43	6,474	611,324	22,476	Jan 08 04:47 PM
Hult William	Chief Executive Officer	Jan 04 '24	Sale	94.47	14,425	1,362,724	142,816	Jan 08 04:47 PM
Hult William	Chief Executive Officer	Jan 05 '24	Sale	93.86	9,616	902,583	133,200	Jan 08 04:47 PM
Hult William	Chief Executive Officer	Dec 08 '23	Option Exercise	20.59	35,000	720,650	217,888	Dec 12 04:02 PM
Hult William	Chief Executive Officer	Dec 08 '23	Sale	90.47	35,000	3,166,348	182,888	Dec 12 04:02 PM
Zucker Scott	Chief Admin. and Risk Officer	Dec 01 '23	Sale	95.61	3,048	291,419	29,719	Dec 05 04:08 PM
Bruni Enrico	Managing Director, Europe/Asia	Nov 22 '23	Sale	95.08	6,516	619,510	61,478	Nov 27 04:18 PM

TROW T. Rowe Price Group Inc daily Stock Chart

Peers: BLK SCHW AMG BEN JHG IVZ NTRS BK STT APO

| Held by: VTI SCHD VOO VO SPY SDY IVV DVY VTV NOBL

Index	S&P 500	P/E	12.94	EPS (ttm)	9.13	Insider Own	2.24%	Shs Outstand	223.94M	Perf Week	-1.35%
Market Cap	26.25B	Forward P/E	12.74	EPS next Y	9.27	Insider Trans	-0.32%	Shs Float	217.18M	Perf Month	7.90%
Income	2.04B	PEG	1.66	EPS next Q	2.20	Inst Own	76.48%	Short Float	4.96%	Perf Quarter	7.81%
Sales	6.91B	P/S	3.80	EPS this Y	23.39%	Inst Trans	-0.76%	Short Ratio	8.87	Perf Half Y	1.09%
Book/sh	46.14	P/B	2.56	EPS next Y	-0.97%	ROA	15.55%	Short Interest	10.76M	Perf Year	21.84%
Cash/sh	14.28	P/C	8.27	EPS next 5Y	7.78%	ROE	20.78%	52W Range	96.46 - 122.27	Perf YTD	9.74%
Dividend Est.	4.96 (4.19%)	P/FCF	11.71	EPS past 5Y	1.31%	ROI	19.24%	52W High	-3.35%	Beta	1.42
Dividend TTM	4.94 (4.18%)	Quick Ratio	-	Sales past 5Y	4.56%	Gross Margin	80.26%	52W Low	22.52%	ATR (14)	2.34
Dividend Ex-Date	Dec 13, 2024	Current Ratio	-	EPS Y/Y TTM	30.06%	Oper. Margin	34.87%	RSI (14)	59.09	Volatility	1.48% 1.91%
Employees	7906	Debt/Eq	0.04	Sales Y/Y TTM	8.96%	Profit Margin	29.55%	Recom	3.65	Target Price	111.64
Option/Short	Yes / Yes	LT Debt/Eq	0.04	EPS Q/Q	33.93%	Payout	62.89%	Rel Volume	1.22	Prev Close	117.52
Sales Surprise	-3.21%	EPS Surprise	9.74%	Sales Q/Q	6.88%	Earnings	Nov 01 BMO	Avg Volume	1.21M	Price	118.18
SMA20	1.83%	SMA50	5.62%	SMA200	4.79%	Trades		Volume	1,476,076	Change	0.56%

Date	Action	Analyst	Rating Change	Price Target Change
Sep-12-24	Initiated	Wells Fargo	Equal Weight	$109
Aug-27-24	Initiated	Barclays	Underweight	$99
Apr-11-24	Upgrade	Keefe Bruyette	Underperform → Mkt Perform	$106 → $120
Apr-08-24	Upgrade	TD Cowen	Sell → Hold	$92 → $114
Jan-08-24	Downgrade	Wells Fargo	Equal Weight → Underweight	$95 → $105
Jan-04-24	Initiated	TD Cowen	Underperform	$88
Oct-31-23	Upgrade	Citigroup	Sell → Neutral	$100 → $95
May-19-23	Initiated	Citigroup	Sell	$98
Dec-15-22	Initiated	Wells Fargo	Equal Weight	$125
Oct-19-22	Initiated	Credit Suisse	Underperform	$70
Jul-11-22	Downgrade	UBS	Neutral → Sell	$138 → $88
Jun-29-22	Downgrade	Keefe Bruyette	Mkt Perform → Underperform	$122 → $107
Jun-13-22	Downgrade	BMO Capital Markets	Outperform → Market Perform	$160 → $135
Apr-11-22	Downgrade	Jefferies	Buy → Hold	$156
Jan-12-22	Reiterated	Citigroup	Sell	$166.50 → $159
Jan-04-22	Downgrade	Goldman	Neutral → Sell	$190 → $175
Dec-17-21	Upgrade	BMO Capital Markets	Market Perform → Outperform	$253 → $246
Dec-16-21	Resumed	BofA Securities	Underperform	$212
Oct-22-21	Downgrade	Evercore ISI	Outperform → In-line	$211
Apr-14-21	Downgrade	Citigroup	Neutral → Sell	$157

Show Previous Ratings

Today 10:00AM	T. ROWE PRICE'S ACCLAIMED 'CONFIDENT CONVERSATIONS ON RETIREMENT' PODCAST ENTERS ITS FOURTH SEASON (PR Newswire)
Nov-20-24 09:00AM	T. ROWE PRICE 'DRIVES' AWARENESS TO ACTIVE ETFs IN SAN FRANCISCO (PR Newswire)
Nov-19-24 12:35PM	T. ROWE PRICE EXPERTS SHARE 2025 OUTLOOK FOR GLOBAL FINANCIAL MARKETS (PR Newswire)
Nov-18-24 04:21AM	Is T. Rowe Price (TROW) A Cheap NASDAQ Stock To Invest In Now? (Insider Monkey)
Nov-14-24 02:01PM	Josh's breakout stocks: Old Dominion, T. Rowe Price and Amazon (CNBC TV)
09:50AM	Loading…
09:50AM	Here's Why T. Rowe Price (TROW) is a Strong Momentum Stock (Zacks)
07:00AM	How Trump's Win Will Impact Your Whole Financial Life (Investor's Business Daily)
Nov-12-24 08:30AM	T. ROWE PRICE GROUP REPORTS PRELIMINARY MONTH-END ASSETS UNDER MANAGEMENT FOR OCTOBER 2024 (PR Newswire)
Nov-11-24 10:20AM	T. Rowe Price's Tony Wang on what to buy in Big Tech (CNBC TV)
Nov-09-24 03:56AM	3 Top High-Yield Financial Stocks to Buy in November With Yields as High as 6.3% (Motley Fool)
Nov-07-24 05:30PM	T. ROWE PRICE OHA SELECT PRIVATE CREDIT FUND ANNOUNCES SEPTEMBER 30, 2024 FINANCIAL RESULTS AND DECLARED TOTAL DISTRIBUTIONS OF $0.84 PER SHARE IN Q3 2024 (PR Newswire)
08:26AM	Markets are pricing in deregulation, lower taxes and inflation: T. Rowe Price's Sebastien Page (CNBC TV)
Nov-05-24 07:31AM	T. Rowe Price price target lowered to $116 from $120 at TD Cowen (TipRanks)
Nov-02-24 03:00AM	T. Rowe Price Group Inc (TROW) Q3 2024 Earnings Call Highlights: Strong AUM Growth Amidst Net ... (GuruFocus.com)
01:05AM	Q3 2024 T Rowe Price Group Inc Earnings Call (Thomson Reuters StreetEvents)
01:03AM	Loading…
01:03AM	Decoding T. Rowe Price Group Inc (TROW): A Strategic SWOT Insight (GuruFocus.com)
Nov-01-24 02:35PM	T. ROWE PRICE GROUP DECLARES QUARTERLY DIVIDEND (PR Newswire)
02:32PM	Analyst Report: T. Rowe Price Group, Inc. (Morningstar Research)
09:30AM	T. Rowe (TROW) Reports Q3 Earnings: What Key Metrics Have to Say (Zacks)
08:26AM	T Rowe Price's quarterly profit jumps on rise in advisory fees (Reuters)
07:25AM	T. Rowe: Q3 Earnings Snapshot (Associated Press Finance)
07:00AM	T. ROWE PRICE GROUP REPORTS THIRD QUARTER 2024 RESULTS (PR Newswire)
Oct-31-24 09:30AM	T. Rowe Price Achieves MLT Black Equity at Work Silver Certification (ACCESSWIRE)
Oct-29-24 09:15AM	Stay Ahead of the Game With T. Rowe (TROW) Q3 Earnings: Wall Street's Insights on Key Metrics (Zacks)
Oct-28-24 06:15PM	T. Rowe Price (TROW) Outpaces Stock Market Gains: What You Should Know (Zacks)
Oct-25-24 05:58PM	T. Rowe Price's Tony Wang talks what to look for from next week's Big Tech earnings (CNBC TV)
Oct-24-24 10:00AM	T. ROWE PRICE TARGETS TECHNOLOGY WITH THE LAUNCH OF ITS FIRST THEMATIC EXCHANGE-TRADED FUND (PR Newswire)
Oct-23-24 03:00AM	OHA is Lead Left Arranger of Private Unitranche Financing Supporting Acquisition of Farsound by Onex (GlobeNewswire)
Oct-22-24 12:16PM	OHA is Lead Left Arranger of Private Unitranche Financing Supporting Acquisition of Farsound by Onex (GlobeNewswire)
Oct-21-24 09:00AM	T. ROWE PRICE SURVEY FINDS HALF OF AMERICAN SPORTS FANS ARE MORE LIKELY TO KNOW THEIR FAVORITE TEAM'S RECORD THAN HOW MUCH THEY HAVE SAVED FOR RETIREMENT (PR Newswire)
05:21AM	Loading…
Oct-17-24 05:21AM	Lightmatter secures $400m funding to advance AI computing (Verdict)
Oct-16-24 10:53AM	T. ROWE PRICE ANNOUNCES APPOINTMENT OF BEN RILEY TO HEAD OF INSURANCE (PR Newswire)
Oct-15-24 06:00PM	Strategic Shifts in T Rowe Price Equity Income Fund's Portfolio Highlight News Corp Adjustment (GuruFocus.com)
07:55AM	T. ROWE PRICE LAUNCHES LIFETIME INCOME SOLUTION FOR RETIREES WITH PACIFIC LIFE (PR Newswire)
Oct-10-24 04:22PM	T. Rowe Price's Sebastien Page bullish case for international small caps (CNBC TV)
12:10PM	Can T. Rowe (TROW) Keep the Earnings Surprise Streak Alive? (Zacks)
08:30AM	T. ROWE PRICE GROUP REPORTS PRELIMINARY MONTH-END ASSETS UNDER MANAGEMENT FOR SEPTEMBER 2024 (PR Newswire)
Oct-08-24 11:23AM	T. ROWE PRICE PUBLISHES FINANCIAL PLANNING INSIGHTS FOR EVERY STAGE OF THE RETIREMENT JOURNEY (PR Newswire)
Oct-07-24 05:01PM	T. Rowe Price Investment Management, Inc. Reduces Stake in Caleres Inc (GuruFocus.com)
Oct-05-24 05:00AM	3 Top High-Yield Financial Stocks to Buy in October (Motley Fool)
Oct-03-24 06:11PM	AI could be biggest productivity enhancer since electricity, says T. Rowe Price's Dom Rizzo (CNBC TV)
Oct-02-24 01:30PM	T. ROWE PRICE WHITE PAPER REVEALS HOW COMBINING AN ANNUITY WITH A DRAWDOWN STRATEGY CAN BALANCE RETIREMENT INCOME AND LIQUIDITY (PR Newswire)
Oct-01-24 12:23PM	OHA is Lead Lender and Lead Left Arranger for Alkegen Debt Refinancing (GlobeNewswire)
08:15AM	T. ROWE PRICE ANNOUNCES FORMATION OF THE T. ROWE PRICE INVESTMENT INSTITUTE (PR Newswire)
Sep-30-24 05:05PM	T. Rowe Price Group, Inc. (TROW): Strategic Shifts and Asset Growth Amid Market Challenges (Insider Monkey)
Sep-27-24 09:29AM	15 Best Places in New Jersey For A Couple to Live on Only Social Security (Insider Monkey)
Sep-26-24 11:45AM	Why T. Rowe Price (TROW) is a Great Dividend Stock Right Now (Zacks)
Sep-25-24 12:00PM	Dividend Investor Earning $13,000 Per Year With $330,000 Invested Shares His Portfolio: 14 Stocks You Should Not Miss (Benzinga)
Sep-24-24 09:04AM	T. ROWE PRICE LAUNCHING THIRD SEASON OF INVESTMENT PODCAST, 'THE ANGLE' (PR Newswire)
Sep-19-24 10:44PM	Analyst Report: T. Rowe Price Group, Inc. (Morningstar Research)
11:41AM	Dividend-paying stocks are more compelling after rate cut, says T. Rowe Price CIO John Linehan (CNBC TV)
Sep-18-24 08:30AM	Constellation's Finance Organization Names T. Rowe Price to Its 2024 DEI Honor Roll (ACCESSWIRE)
Sep-17-24 09:52AM	T. ROWE PRICE STUDY FINDS RETIREMENT INCOME AND PERSONALIZATION ARE TOP OF MIND FOR CONSULTANTS AND ADVISORS (PR Newswire)
Sep-16-24 08:30AM	?Juntos Adelante! Shaping the Future Together (ACCESSWIRE)
Sep-15-24 06:55PM	15 Best States to Help You Boost Your Retirement Savings (Insider Monkey)
Sep-13-24 10:30AM	T. Rowe Price Named to Forbes List of America's Best-in-State Employers 2024 (ACCESSWIRE)
Sep-12-24 02:00PM	T. ROWE PRICE PUBLISHES WHITE PAPER ON THE SUCCESS OF DEFINED CONTRIBUTION PLANS AND THE FUTURE OF RETIREMENT (PR Newswire)
08:30AM	T. ROWE PRICE GROUP REPORTS PRELIMINARY MONTH-END ASSETS UNDER MANAGEMENT FOR AUGUST 2024 (PR Newswire)
01:30AM	T. Rowe Price Investment Management, Inc. Expands Stake in Aurora Innovation Inc (GuruFocus.com)
01:30AM	T. Rowe Price Investment Management, Inc. Expands Stake in Fortive Corp (GuruFocus.com)
Sep-11-24 09:06AM	Do Options Traders Know Something About T. Rowe Price (TROW) Stock We Don't? (Zacks)
08:30AM	T. Rowe Price Named To Forbes list of America's Best-In-State Employers 2024 (PR Newswire)
Sep-10-24 06:03PM	Oracle is emerging as a fourth cloud player, says T. Rowe Price's Tony Wang (CNBC TV)
11:45AM	Why T. Rowe Price (TROW) is a Top Dividend Stock for Your Portfolio (Zacks)
10:08AM	T. ROWE PRICE LAUNCHES PERSONALIZED RETIREMENT MANAGER, AN INDUSTRY FIRST (PR Newswire)
Sep-09-24 06:15PM	T. Rowe Price (TROW) Rises Higher Than Market: Key Facts (Zacks)
04:14PM	OHA is Administrative Agent & Lead Left Arranger of Private Unitranche Financing Supporting Carlyle's Acquisition of Worldpac (GlobeNewswire)
Sep-04-24 05:51PM	OHA is Administrative Agent and Sole Lender for Emergent BioSolutions Debt Refinancing (GlobeNewswire)
Sep-03-24 06:15PM	T. Rowe Price (TROW) Stock Moves -1.47%: What You Should Know (Zacks)
07:00AM	This 4.6% Yielding Finance Stock Raised Its Dividend Through the Past 4 Recessions (Motley Fool)
Aug-31-24 03:35PM	13 States That Dont Tax Pension Income in the US (Insider Monkey)
Aug-27-24 10:00AM	The Hottest Sectors in Climate Tech? Follow the VC Money (The Wall Street Journal)
Aug-23-24 02:28PM	Analyst Report: T. Rowe Price Group, Inc. (Morningstar Research)
Aug-22-24 09:39AM	Analyst Report: T. Rowe Price Group, Inc. (Morningstar Research)
08:57AM	Don't think we're getting a recession over the next 12 months, T. Rowe Price's Sebastien Page (CNBC TV)
Aug-21-24 12:28PM	T. ROWE PRICE ANNOUNCES ADDITION OF TAYLOR PIDGEON TO EXPAND CANADIAN RETIREMENT DISTRIBUTION BUSINESS (PR Newswire)
09:30AM	Recognizing National Black Business Month (ACCESSWIRE)
Aug-19-24 11:42AM	Is T. Rowe Price Group, Inc. (TROW) the Best Debt Free Dividend Stock To Buy? (Insider Monkey)
09:25AM	T. Rowe Price's Tony Wang on state of the tech sector (CNBC TV)
Aug-14-24 09:15AM	10 S&P 500 stocks to avoid amid risks of a dividend cut: Piper Sandler (Investing.com)
Aug-13-24 10:15AM	T. Rowe Price (TROW) Records 1.1% Sequential Rise in July AUM (Zacks)
Aug-12-24 08:30AM	T. ROWE PRICE GROUP REPORTS PRELIMINARY MONTH-END ASSETS UNDER MANAGEMENT FOR JULY 2024 (PR Newswire)
Aug-08-24 02:20AM	T. Rowe Price Group, Inc. (TROW): The Best Dividend Aristocrat with Over 3% Yield? (Insider Monkey)
Aug-07-24 05:42PM	T. ROWE PRICE OHA SELECT PRIVATE CREDIT FUND ANNOUNCES JUNE 30, 2024 FINANCIAL RESULTS AND DECLARED TOTAL DISTRIBUTIONS OF $0.84 PER SHARE IN Q2 2024 (PR Newswire)
Jul-31-24 09:40AM	Here's Why T. Rowe Price (TROW) is a Strong Value Stock (Zacks)
Jul-30-24 05:35PM	T. ROWE PRICE GROUP DECLARES QUARTERLY DIVIDEND (PR Newswire)
Jul-29-24 06:47PM	Expecting a tough earnings season for Meta, says T.Rowe Price's Dominic Rizzo (CNBC TV)
03:53PM	Analyst Report: T. Rowe Price Group, Inc. (Morningstar Research)
02:36PM	Time-Tested Stocks: 3 Dividend Aristocrats With Yields Over 4% (InvestorPlace)
07:45AM	3 Must-Own Dividend Aristocrats for Reliable Income (InvestorPlace)
Jul-28-24 07:53AM	Want Decades of Passive Income? 3 Stocks to Buy Now and Hold Forever (Motley Fool)
Jul-27-24 01:05AM	Decoding T. Rowe Price Group Inc (TROW): A Strategic SWOT Insight (GuruFocus.com)
12:58AM	Q2 2024 T Rowe Price Group Inc Earnings Call (Thomson Reuters StreetEvents)
Jul-26-24 12:06PM	T. Rowe Price (TROW) Q2 Earnings Beat Estimates, AUM Rises Y/Y (Zacks)
11:58AM	T. Rowe CEO Sees Three-Year Streak of Outflows Ending in 2025 (Bloomberg)
11:45AM	Analyst Report: T. Rowe Price Group, Inc. (Morningstar Research)
07:47AM	T Rowe Price's profit jumps on boost from market rally (Reuters)
07:10AM	T. Rowe: Q2 Earnings Snapshot (Associated Press Finance)
07:00AM	T. ROWE PRICE GROUP REPORTS SECOND QUARTER 2024 RESULTS (PR Newswire)
Jul-25-24 09:35AM	T. ROWE PRICE, IFC VENTURE AWARDED ESG INVESTMENT INITIATIVE OF THE YEAR, AMERICAS, BY ENVIRONMENTAL FINANCE (PR Newswire)

T. Rowe Price Group, Inc. engages in the provision of investment management services. The company was founded by Thomas Rowe Price Jr. in 1937 and is headquartered in Baltimore, MD.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
MacLellan Robert F.	Director	Oct 22 '24	Option Exercise	76.69	4,370	335,124	41,642	Oct 23 10:59 AM
Hiebler Jessica M	Principal Accounting Officer	Sep 13 '24	Sale	104.73	484	50,689	13,939	Sep 16 11:51 AM
Hiebler Jessica M	Officer	Sep 13 '24	Proposed Sale	104.56	484	50,607		Sep 13 04:11 PM
Thomson Andrew Justin Mackenzi	Vice President	Sep 06 '24	Option Exercise	77.24	11,969	924,539	135,593	Sep 09 02:17 PM
Thomson Andrew Justin Mackenzi	Vice President	Sep 06 '24	Sale	102.83	11,969	1,230,726	123,624	Sep 09 02:17 PM
ANDREW JUSTIN THOMSON	Officer	Sep 06 '24	Proposed Sale	102.83	11,969	1,230,726		Sep 06 04:05 PM
Sawyer Dorothy C	VP	Aug 26 '24	Option Exercise	77.24	373	28,812	35,114	Aug 27 11:58 AM
Hiebler Jessica M	Principal Accounting Officer	Jun 27 '24	Option Exercise	69.84	1,401	97,842	15,599	Jun 27 04:47 PM
Hiebler Jessica M	Principal Accounting Officer	Jun 27 '24	Sale	115.85	1,401	162,303	14,198	Jun 27 04:47 PM
Sawyer Dorothy C	VP	Jun 18 '24	Sale	117.00	2,000	234,000	34,710	Jun 18 04:01 PM
MacLellan Robert F.	Director	Apr 29 '24	Option Exercise	78.59	4,370	343,437	37,678	Apr 30 10:20 AM
MacLellan Robert F.	Director	Apr 29 '24	Sale	113.08	3,043	344,102	34,635	Apr 30 10:20 AM
HRABOWSKI FREEMAN A III	Director	Mar 08 '24	Option Exercise	77.64	8,740	678,560	29,813	Mar 11 02:53 PM
HRABOWSKI FREEMAN A III	Director	Mar 08 '24	Sale	118.32	8,740	1,034,147	21,073	Mar 11 02:53 PM
Hiebler Jessica M	Principal Accounting Officer	Feb 09 '24	Option Exercise	77.18	1,138	87,836	15,251	Feb 12 11:32 AM
Hiebler Jessica M	Principal Accounting Officer	Feb 09 '24	Sale	107.13	1,138	121,913	14,113	Feb 12 11:32 AM
Jackson Stephon A.	Vice President	Jan 31 '24	Option Exercise	75.85	15,502	1,175,853	96,814	Feb 01 11:18 AM
Thomson Andrew Justin Mackenzi	Vice President	Dec 18 '23	Option Exercise	76.75	11,969	918,676	135,593	Dec 19 10:44 AM
Thomson Andrew Justin Mackenzi	Vice President	Dec 18 '23	Sale	105.91	11,969	1,267,618	123,624	Dec 19 10:44 AM
Hiebler Jessica M	Principal Accounting Officer	Dec 15 '23	Option Exercise	76.39	3,720	284,171	16,789	Dec 18 12:13 PM
Higginbotham Robert C.T.	Vice President	Dec 12 '23	Sale	99.41	5,977	594,147	32,185	Dec 13 08:44 AM
Higginbotham Robert C.T.	Vice President	Dec 08 '23	Sale	98.71	5,374	530,448	38,162	Dec 11 03:14 PM
Thomson Andrew Justin Mackenzi	Vice President	Dec 08 '23	Sale	98.71	5,812	573,682	123,624	Dec 11 03:13 PM

CBOE Cboe Global Markets Inc daily Stock Chart

Peers: ICE CME NDAQ SPGI MSCI MCO FDS SCHW MKTX EVR

| Held by: VTI VOO VO SPY IVV USMV VTV XLF VOE RSP

Index	S&P 500	P/E	28.74	EPS (ttm)	7.34	Insider Own	0.41%	Shs Outstand	105.53M	Perf Week	6.32%
Market Cap	22.09B	Forward P/E	22.99	EPS next Y	9.18	Insider Trans	-5.64%	Shs Float	104.26M	Perf Month	-1.20%
Income	776.20M	PEG	2.46	EPS next Q	2.14	Inst Own	89.76%	Short Float	3.35%	Perf Quarter	0.65%
Sales	3.96B	P/S	5.58	EPS this Y	10.81%	Inst Trans	0.64%	Short Ratio	3.98	Perf Half Y	16.94%
Book/sh	40.20	P/B	5.25	EPS next Y	6.18%	ROA	9.44%	Short Interest	3.49M	Perf Year	19.23%
Cash/sh	7.30	P/C	28.92	EPS next 5Y	11.69%	ROE	19.41%	52W Range	166.13 - 216.95	Perf YTD	18.16%
Dividend Est.	2.34 (1.11%)	P/FCF	24.34	EPS past 5Y	13.65%	ROI	13.40%	52W High	-2.75%	Beta	0.66
Dividend TTM	2.28 (1.08%)	Quick Ratio	-	Sales past 5Y	7.60%	Gross Margin	48.24%	52W Low	27.00%	ATR (14)	4.79
Dividend Ex-Date	Nov 29, 2024	Current Ratio	-	EPS Y/Y TTM	10.59%	Oper. Margin	29.72%	RSI (14)	57.84	Volatility	2.03% 2.47%
Employees	1647	Debt/Eq	0.38	Sales Y/Y TTM	3.84%	Profit Margin	19.62%	Recom	2.47	Target Price	215.87
Option/Short	Yes / Yes	LT Debt/Eq	0.38	EPS Q/Q	5.97%	Payout	29.44%	Rel Volume	0.96	Prev Close	208.50
Sales Surprise	0.29%	EPS Surprise	1.25%	Sales Q/Q	16.16%	Earnings	Nov 01 BMO	Avg Volume	876.10K	Price	210.98
SMA20	2.50%	SMA50	1.56%	SMA200	10.54%	Trades		Volume	845,132	Change	1.19%

Date	Action	Analyst	Rating Change	Price Target Change
Nov-11-24	Upgrade	Deutsche Bank	Hold → Buy	$212 → $222
Nov-06-24	Downgrade	Morgan Stanley	Equal-Weight → Underweight	$199
Sep-27-24	Initiated	RBC Capital Mkts	Sector Perform	$220
Sep-26-24	Initiated	TD Cowen	Hold	$205
Aug-05-24	Upgrade	JP Morgan	Underweight → Neutral	$168 → $195
Apr-09-24	Downgrade	Morgan Stanley	Overweight → Equal-Weight	$211 → $199
Jan-08-24	Upgrade	Barclays	Equal Weight → Overweight	$189 → $204
Nov-16-23	Downgrade	Argus	Buy → Hold
Oct-11-23	Downgrade	Deutsche Bank	Buy → Hold	$168
Sep-08-23	Resumed	BofA Securities	Buy
Jun-28-23	Initiated	Barclays	Equal Weight	$146
Jan-05-23	Upgrade	Credit Suisse	Neutral → Outperform	$159 → $144
Nov-14-22	Initiated	Redburn	Neutral
Oct-12-22	Initiated	Citigroup	Neutral	$130
Sep-30-22	Upgrade	Goldman	Sell → Neutral	$120 → $126
Aug-17-22	Initiated	Rosenblatt	Buy	$153
Jul-19-22	Upgrade	Morgan Stanley	Underweight → Overweight	$118 → $140
Feb-15-22	Initiated	Credit Suisse	Neutral	$144
Oct-07-21	Upgrade	Compass Point	Neutral → Buy	$125 → $140
Jun-25-21	Resumed	Credit Suisse	Neutral	$94

Show Previous Ratings

Nov-19-24 02:35AM	Cboe Conducts First European Retail Investor Survey; Indicates Strong Demand for European Equity Options and Trusted Financial Education (PR Newswire)
Nov-11-24 12:49PM	Cboe Upgraded To Buy: Deutsche Bank Sees Strong Revenue Growth And Margin Gains Through 2025 (Benzinga)
Nov-06-24 01:42PM	Cboe Faces Downgrade: Analyst Warns Of Earnings Risks Amid Valuation Concerns And Sluggish Volume (Benzinga) -5.09%
Nov-05-24 04:30PM	Cboe Global Markets Reports Trading Volume for October 2024 (PR Newswire)
Nov-02-24 03:01AM	Cboe Global Markets Inc (CBOE) Q3 2024 Earnings Call Highlights: Record Revenue Growth and ... (GuruFocus.com)
01:02AM	Loading…
01:02AM	Decoding Cboe Global Markets Inc (CBOE): A Strategic SWOT Insight (GuruFocus.com)
12:01AM	Q3 2024 Cboe Global Markets Inc Earnings Call (Thomson Reuters StreetEvents)
Nov-01-24 10:00AM	CBOE (CBOE) Q3 Earnings: Taking a Look at Key Metrics Versus Estimates (Zacks)
08:40AM	CBOE Global (CBOE) Q3 Earnings and Revenues Top Estimates (Zacks)
07:41AM	CBOE: Q3 Earnings Snapshot (Associated Press Finance)
07:36AM	Cboe beats third-quarter profit estimates on strong hedging activity (Reuters)
07:30AM	Cboe Global Markets Reports Results for Third Quarter 2024 (PR Newswire)
Oct-31-24 03:34PM	Nasdaq and Cboe Challenge SEC Over New Stock Trading Rule (Bloomberg)
Oct-29-24 09:15AM	Countdown to CBOE (CBOE) Q3 Earnings: Wall Street Forecasts for Key Metrics (Zacks)
03:07AM	Aquis Exchange and Cboe Europe to Launch SimpliCT to Explore Bid for EU Equities Consolidated Tape (PR Newswire)
04:30PM	Loading…
Oct-25-24 04:30PM	Cboe Global Markets Declares Fourth-Quarter 2024 Dividend (PR Newswire)
10:00AM	CBOE Global (CBOE) Earnings Expected to Grow: Should You Buy? (Zacks)
Oct-22-24 08:30AM	Delisting of Securities of Vocodia Holdings Corp and SinglePoint Inc. from Cboe BZX Exchange, Inc. (PR Newswire)
Oct-21-24 03:24PM	Cboe Shares Near Buy Point As 2024 Election Promises Volatility (Investor's Business Daily)
12:02PM	The SEC greenlit Bitcoin ETF options trading. Here come the big fish (Quartz)
Oct-18-24 05:35PM	NYSE, Cboe Win SEC Approval for Bitcoin ETF Options (CoinDesk)
11:50AM	The top 2 lessons all options traders should know: Cboe CEO (Yahoo Finance Video)
Oct-17-24 12:12PM	Cboe CEO Says Firm Still Has Appetite for Deal at Right Price (Bloomberg)
09:50AM	Here's Why CBOE Global (CBOE) is a Strong Momentum Stock (Zacks)
08:00AM	Cboe Global Markets and S&P Dow Jones Indices Plan to Launch New Cboe S&P 500 Constituent Volatility Index (VIXEQ) (PR Newswire)
Oct-16-24 06:35PM	Robinhood to Offer Cboe's Index Options, Expanding Retail Access (PR Newswire)
Oct-15-24 07:41AM	Cboe Global Markets price target raised to $227 from $209 at Oppenheimer (TipRanks)
Oct-11-24 12:10PM	Will CBOE (CBOE) Beat Estimates Again in Its Next Earnings Report? (Zacks)
Oct-09-24 04:30PM	Cboe to Launch Options on VIX Futures on Monday, October 14 (PR Newswire)
Oct-07-24 10:00AM	Precidian to List First ADRhedged Securities in the U.S. on Cboe, Providing Exposure to Individual International Companies with an Embedded Currency Hedge (PR Newswire)
09:38AM	Loading…
Oct-05-24 09:38AM	Broadcom, Cava Lead Five Stocks Near Buy Points (Investor's Business Daily)
Oct-03-24 04:30PM	Cboe Global Markets Reports Trading Volume for September 2024 (PR Newswire)
04:09PM	Market Cools As New Half-Point Rate-Cut Chances Dim, But 3 Growth Stocks Hit Buy Points (Live Coverage) (Investor's Business Daily)
01:52PM	Small Caps, Nasdaq, China Stocks Cool Off In Stock Market Today, But 3 Growth Stocks Hit Buy Points (Live Coverage) (Investor's Business Daily)
Sep-30-24 04:30PM	Cboe Global Markets Announces Date of Third-Quarter 2024 Earnings Release and Conference Call (PR Newswire)
Sep-11-24 01:00PM	Cboe to Launch New Cboe S&P 500 Variance Futures on Monday, September 23 (PR Newswire)
Sep-06-24 07:19PM	Insider Sale at Cboe Global Markets Inc (CBOE) by EVP, CFO Jill Griebenow (GuruFocus.com)
Sep-05-24 07:28PM	CBOE Starts Platform for Trading Private Company Shares (Bloomberg)
07:01PM	Insider Sale at Cboe Global Markets Inc (CBOE): EVP, COO Christopher Isaacson Sells 6,000 Shares (GuruFocus.com)
04:30PM	Cboe Global Markets Reports Trading Volume for August 2024 (PR Newswire)
Sep-04-24 04:30PM	Cboe Global Markets to Present at the Barclays Global Financial Services Conference on September 9 (PR Newswire)
Sep-02-24 04:00AM	Cboe Europe Secures Support of Key Participants for Launch of Cboe BIDS VWAP-X Service (PR Newswire)
Aug-28-24 09:50AM	Why CBOE Global (CBOE) is a Top Momentum Stock for the Long-Term (Zacks)
Aug-26-24 07:00PM	Insider Sale: Director Jennifer Mcpeek Sells Shares of Cboe Global Markets Inc (CBOE) (GuruFocus.com)
Aug-20-24 01:02AM	VanEcks Head of Research: Solana ETF Still in the Works Despite Cboe Filing Removal (CoinMarketCap)
Aug-19-24 10:01AM	Cboe Global (CBOE) Raises Dividend, Ups Share Buyback Capacity (Zacks)
Aug-16-24 04:30PM	Cboe Global Markets Announces Increase in Share Repurchase Authorization; Declares Increased Third-Quarter 2024 Dividend (PR Newswire)
Aug-12-24 11:00AM	Cboe Global Markets Begins Publishing VIXTLT Index on August 12, 2024 (PR Newswire)
Aug-09-24 07:01PM	Insider Sale: EVP Catherine Clay Sells Shares of Cboe Global Markets Inc (CBOE) (GuruFocus.com)
Aug-08-24 08:37AM	Wall Street Engineers Invent a New Head-Spinning Options Trade (Bloomberg)
Aug-07-24 09:00AM	Cboe Announces Planned Launch of Options on VIX Futures, Further Expanding Volatility Product Suite (PR Newswire)
Aug-06-24 07:20PM	Insider Sale: EVP, Global President Dave Howson Sells 5,073 Shares of Cboe Global Markets Inc (CBOE) (GuruFocus.com)
Aug-05-24 04:30PM	Cboe Global Markets Reports Trading Volume for July 2024 (PR Newswire)
11:43AM	3 Safety Trades Holding Up and 2 to Avoid (Barrons.com)
Aug-03-24 05:39AM	Q2 2024 Cboe Global Markets Inc Earnings Call (Thomson Reuters StreetEvents)
01:08AM	Decoding Cboe Global Markets Inc (CBOE): A Strategic SWOT Insight (GuruFocus.com)
Aug-02-24 10:30AM	CBOE (CBOE) Q2 Earnings: How Key Metrics Compare to Wall Street Estimates (Zacks)
10:12AM	Cboe Global (CBOE) Q2 Earnings Surpass Estimates, Improve Y/Y (Zacks)
08:40AM	CBOE Global (CBOE) Beats Q2 Earnings Estimates (Zacks)
07:36AM	CBOE: Q2 Earnings Snapshot (Associated Press Finance)
07:36AM	Cboe's quarterly profit beats estimates as investors crank up hedging activity (Reuters)
07:30AM	Cboe Global Markets Reports Results for Second Quarter 2024 (PR Newswire)
Jul-30-24 09:28AM	Will Cboe Global's (CBOE) Beat Streak Continue in Q2 Earnings? (Zacks)
09:15AM	Curious about CBOE (CBOE) Q2 Performance? Explore Wall Street Estimates for Key Metrics (Zacks)
Jul-29-24 07:01PM	Insider Sale at Cboe Global Markets Inc (CBOE): EVP, Global President Dave Howson Sells Shares (GuruFocus.com)
Jul-26-24 10:00AM	CBOE Global (CBOE) Earnings Expected to Grow: Should You Buy? (Zacks)
Jul-24-24 07:01PM	Insider Sale: EVP, Global President Dave Howson Sells 2,500 Shares of Cboe Global Markets Inc (CBOE) (GuruFocus.com)
Jul-23-24 09:50AM	Here's Why CBOE Global (CBOE) is a Strong Momentum Stock (Zacks)
Jul-22-24 08:00AM	Cboe Announces Planned Launch of New Cboe S&P 500 Variance Futures (PR Newswire)
07:30AM	Cboe to Offer Traders Another Way to Hedge S&P 500 Swings (Bloomberg)
01:49AM	Cboe Confirms Spot Ethereum ETFs Will Start Trading on July 23 (CoinMarketCap)
Jul-10-24 12:10PM	Will CBOE (CBOE) Beat Estimates Again in Its Next Earnings Report? (Zacks)
Jul-09-24 03:26PM	VanEck and 21Shares file for Solana ETFsa bet on a Trump victory (Fortune)
03:00PM	Cboe Global Markets Announces Winners of the 2024 Options Institute Research Grant Program, Sponsored by S&P Dow Jones Indices and SpiderRock Advisors (PR Newswire)
Jul-08-24 05:34PM	VanEck, 21Shares Solana ETF Plan Confirmed in Cboe Filing (CoinDesk)
05:25PM	Cboe files for SEC approval to list Solana ETFs, starts clock for required decision (Reuters)
09:38AM	Cboes Past CEO Tilly Joins $2 Billion Fintech Clear Street (Bloomberg)
03:53AM	Cboe Europe Announces Launch of Cboe BIDS VWAP-X, New Service Enabling Trading at VWAP Price (PR Newswire)
Jul-03-24 01:30PM	Cboe Global Markets Reports Trading Volume for June 2024 (PR Newswire)
Jul-02-24 04:30PM	Cboe Global Markets Announces Date of Second-Quarter 2024 Earnings Release and Conference Call (PR Newswire)
Jul-01-24 09:11AM	Traders Are Flocking to Risky Zero-Dated Options. You Can Go Completely Broke. (Barrons.com)
Jun-28-24 07:21PM	Wall Streets Hottest Lottery Ticket: Zero-Dated Options (Barrons.com)
Jun-25-24 07:00PM	Insider Sale: EVP, COO Christopher Isaacson Sells 6,000 Shares of Cboe Global Markets Inc (CBOE) (GuruFocus.com)
Jun-19-24 12:30PM	Here's Why Hold Strategy is Apt for Cboe Global (CBOE) Stock (Zacks)
Jun-17-24 10:00AM	Cboe Global Markets to Launch New U.S. Treasury Market Volatility Index (VIXTLT) (PR Newswire)
04:03AM	Cboe Europe Derivatives Welcomes IMC as New Trading Participant (PR Newswire)
Jun-11-24 10:00AM	Cboe Announces Expanded Collaboration with FTSE Russell to Drive Innovation in Digital Asset Derivatives (PR Newswire)
Jun-08-24 09:00AM	Equity Listings in Dallas Are No Laughing Matter (The Wall Street Journal)
Jun-05-24 04:30PM	Cboe Global Markets Reports Trading Volume for May 2024 (PR Newswire)
May-31-24 09:50AM	Why CBOE Global (CBOE) is a Top Momentum Stock for the Long-Term (Zacks)
May-29-24 03:30PM	Cboe Global Markets to Present at the Piper Sandler Global Exchange and Trading Conference on June 5 (PR Newswire)
09:00AM	Cboe Global Markets Plans to Expand Credit Futures Offering with Launch of Cboe iBoxx $ Emerging Market Bond Index Futures (PR Newswire)
May-28-24 09:53AM	Members Exchange resolves tech issue that delayed premarket trading (Reuters)
May-22-24 04:14AM	Cboe Europe Derivatives Welcomes Interactive Brokers as New Trading Participant (PR Newswire)
May-21-24 12:26PM	Update: Market Chatter: SEC Asks Nasdaq, CBOE, NYSE to Adjust Filings for Ether ETF Listing (MT Newswires)
11:17AM	Market Chatter: SEC Asks Nasdaq, CBOE, NYSE to Adjust Filings for Ether ETF Listing (MT Newswires)
May-20-24 02:23PM	Here's Why You Should Stay Invested in Cboe Global (CBOE) (Zacks)
May-16-24 04:30PM	Cboe Global Markets Declares Second-Quarter 2024 Dividend (PR Newswire)
12:30PM	Cboe Global Markets Announces 2024 Annual Meeting Results (PR Newswire)
May-09-24 11:00AM	Cboe Global Markets and Metaurus Advisors, LLC Announce Plans to Launch Three New Innovative Equity Indices (PR Newswire)

Cboe Global Markets, Inc. engages in the provision of trading and investment solutions to investors. It operates through the following business segments: Options, North American Equities, Futures, Europe and Asia Pacific, Global FX, and Digital. The Options segment includes the options exchange business, which lists trading options on market indexes and on non-exclusive multiply listed options. The North American Equities segment covers listed cash equities and ETP transaction services that occur on BZX, BYX, EDGX, and EDGA. The Futures segment refers to the business of futures exchange, CFE, which includes offering for trading futures on the VIX Index and bitcoin and other futures products. The Europe and Asia Pacific segment relates to the pan-European listed cash equities transaction services, ETPs, exchange-traded commodities, and international depository receipts that occur on the RIE, operated by Cboe Europe Equities. The Global FX segment represents the institutional FX trading services that occur on the Cboe FX platform. The Digital segment focuses on Cboe Digital, which operates a digital asset spot market and a regulated futures exchange. The company was founded in 1973 and is headquartered in Chicago, IL.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Tomczyk Fredric J	CHIEF EXECUTIVE OFFICER	Oct 12 '24	Option Exercise	206.00	14,817	3,052,302	28,416	Oct 16 04:37 PM
Griebenow Jill	EVP, CFO	Sep 04 '24	Sale	213.33	1,622	346,021	8,844	Sep 06 04:30 PM
Isaacson Christopher A	EVP, COO	Sep 03 '24	Sale	204.89	6,000	1,229,340	39,855	Sep 05 04:30 PM
Griebenow Jill	Officer	Sep 04 '24	Proposed Sale	213.33	1,622	346,021		Sep 04 11:24 AM
Isaacson Christopher A	Officer	Sep 03 '24	Proposed Sale	204.89	6,000	1,229,340		Sep 03 12:25 PM
Wilkinson Allen	SVP, CHIEF ACCOUNTING OFFICER	Aug 26 '24	Sale	213.49	74	15,798	83	Aug 28 04:30 PM
Wilkinson Allen	Officer	Aug 26 '24	Proposed Sale	213.49	74	15,798		Aug 26 04:48 PM
McPeek Jennifer J	Director	Aug 22 '24	Sale	206.11	2,000	412,220	5,109	Aug 26 04:31 PM
McPeek Jennifer J	Director	Aug 22 '24	Proposed Sale	206.10	2,000	412,209		Aug 22 05:47 PM
Wilkinson Allen	SVP, CHIEF ACCOUNTING OFFICER	Aug 19 '24	Option Exercise	204.59	105	21,482	188	Aug 21 04:32 PM
Foley Stephanie	EVP, CHRO	Aug 19 '24	Option Exercise	204.59	356	72,834	954	Aug 21 04:31 PM
Clay Catherine R	EVP, GLOBAL DERIVATIVES	Aug 07 '24	Sale	203.23	600	121,937	4,328	Aug 09 04:30 PM
Clay Catherine R	Officer	Aug 07 '24	Proposed Sale	203.23	600	121,937		Aug 07 04:10 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Aug 02 '24	Sale	192.16	5,073	974,851	7,573	Aug 06 04:30 PM
Howson Dave	Officer	Aug 02 '24	Proposed Sale	192.16	5,073	974,850		Aug 02 05:35 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Jul 25 '24	Sale	188.22	2,392	450,224	12,681	Jul 29 04:36 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Jul 26 '24	Sale	188.14	35	6,585	12,646	Jul 29 04:36 PM
Howson Dave	Officer	Jul 26 '24	Proposed Sale	188.14	35	6,585		Jul 26 04:46 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Jul 22 '24	Sale	186.67	2,500	466,675	15,073	Jul 24 04:35 PM
Isaacson Christopher A	EVP, COO	Jun 21 '24	Sale	175.00	6,000	1,050,000	51,855	Jun 25 04:37 PM
Clay Catherine R	EVP, GLOBAL DERIVATIVES	May 13 '24	Option Exercise	182.15	484	88,161	5,140	May 15 04:43 PM
Clay Catherine R	EVP, GLOBAL DERIVATIVES	May 09 '24	Sale	185.06	1,100	203,566	4,656	May 13 04:37 PM
Wilkinson Allen	SVP, CHIEF ACCOUNTING OFFICER	Mar 11 '24	Sale	184.94	275	50,858	83	Mar 13 04:33 PM
Sexton John P	EVP, GC AND CORP SEC	Mar 11 '24	Sale	185.00	6,968	1,289,080	16,569	Mar 13 04:32 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Feb 19 '24	Option Exercise	186.69	9,734	1,817,240	24,519	Feb 22 04:48 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Feb 20 '24	Sale	186.96	5,322	995,001	17,573	Feb 22 04:48 PM
Griebenow Jill	EVP, CFO	Feb 19 '24	Option Exercise	186.69	2,933	547,562	10,723	Feb 22 04:46 PM
Wilkinson Allen	SVP, CHIEF ACCOUNTING OFFICER	Feb 19 '24	Option Exercise	186.69	551	102,866	442	Feb 22 04:44 PM
Sexton John P	EVP, GC AND CORP SEC	Feb 19 '24	Option Exercise	186.69	3,266	609,730	24,119	Feb 22 04:43 PM
Isaacson Christopher A	EVP, COO	Feb 19 '24	Option Exercise	186.69	8,620	1,609,268	64,203	Feb 22 04:38 PM
Inzirillo Adam	EVP, DATA AND ACCESS SOLUTIONS	Feb 19 '24	Option Exercise	186.69	2,583	482,220	1,680	Feb 22 04:36 PM
Foley Stephanie	EVP, CHRO	Feb 19 '24	Option Exercise	186.69	652	121,722	858	Feb 22 04:35 PM
Clay Catherine R	EVP, GLOBAL DERIVATIVES	Feb 19 '24	Option Exercise	186.69	2,724	508,544	6,074	Feb 22 04:33 PM
Howson Dave	EVP, GLOBAL PRESIDENT	Feb 09 '24	Sale	183.88	8,314	1,528,778	17,573	Feb 13 05:01 PM
Isaacson Christopher A	EVP, COO	Dec 01 '23	Sale	182.23	3,850	701,586	45,102	Dec 05 04:20 PM
Clay Catherine R	EVP, GLOBAL DERIVATIVES	Nov 24 '23	Sale	179.62	1,300	233,506	4,214	Nov 28 04:10 PM

Open in Screener

BGC

BGC Group Inc

Nov 21 • 04:00PM ET

10.16

Dollar change +0.03
Percentage change 0.30	%

Financial • Capital Markets • USA • NASD

Peers: ICE CME NDAQ MKTX CBOE MS GS JPM BAC SCHW

| Held by: IJR VTI IWM VB VBR VXF SPSM IWN IJT SCHA

Index	RUT	P/E	42.11	EPS (ttm)	0.24	Insider Own	26.70%	Shs Outstand	390.09M	Perf Week	-2.12%
Market Cap	4.87B	Forward P/E	9.58	EPS next Y	1.06	Insider Trans	-0.03%	Shs Float	351.62M	Perf Month	11.16%
Income	115.45M	PEG	2.06	EPS next Q	0.25	Inst Own	59.02%	Short Float	2.80%	Perf Quarter	4.74%
Sales	2.21B	P/S	2.21	EPS this Y	20.73%	Inst Trans	0.21%	Short Ratio	3.14	Perf Half Y	20.24%
Book/sh	1.77	P/B	5.73	EPS next Y	7.07%	ROA	2.95%	Short Interest	9.85M	Perf Year	56.79%
Cash/sh	1.22	P/C	8.35	EPS next 5Y	20.48%	ROE	14.29%	52W Range	6.09 - 11.79	Perf YTD	40.72%
Dividend Est.	-	P/FCF	14.77	EPS past 5Y	-35.27%	ROI	5.28%	52W High	-13.83%	Beta	1.48
Dividend TTM	0.07 (0.69%)	Quick Ratio	-	Sales past 5Y	1.15%	Gross Margin	91.78%	52W Low	66.83%	ATR (14)	0.40
Dividend Ex-Date	Nov 21, 2024	Current Ratio	-	EPS Y/Y TTM	506.95%	Oper. Margin	9.48%	RSI (14)	49.04	Volatility	4.77% 4.01%
Employees	3895	Debt/Eq	1.90	Sales Y/Y TTM	13.47%	Profit Margin	5.23%	Recom	1.00	Target Price	12.00
Option/Short	Yes / Yes	LT Debt/Eq	1.54	EPS Q/Q	-11.64%	Payout	57.72%	Rel Volume	0.89	Prev Close	10.13
Sales Surprise	3.34%	EPS Surprise	13.04%	Sales Q/Q	16.06%	Earnings	Oct 31 BMO	Avg Volume	3.14M	Price	10.16
SMA20	-1.70%	SMA50	3.27%	SMA200	15.19%	Trades		Volume	2,797,917	Change	0.30%

Today 04:05PM	BGC's Howard W. Lutnick Nominated for U.S. Secretary of Commerce (PR Newswire)
Oct-31-24 08:00AM	BGC Reports Third Quarter 2024 Financial Results (PR Newswire)
Oct-22-24 07:00AM	BGC Group announces agreement to acquire OTC Global Holdings (PR Newswire)
Oct-10-24 08:30AM	BGC Group expands energy and environmental brokerage services with acquisition of Sage Energy Partners (PR Newswire)
Oct-07-24 08:00AM	BGC Group to Report Third Quarter 2024 Financial Results on October 31, 2024 (PR Newswire)
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Oct-06-24 01:14PM	BGC Group (BGC): A Cheap Stock To Buy Under $10 (Insider Monkey)
Sep-30-24 04:05PM	BGC Group Updates its Outlook for the Third Quarter of 2024 (PR Newswire)
Sep-25-24 08:00AM	BGC Group Announces Extension of Exchange Offer for its 6.600% Senior Notes Due 2029 (PR Newswire) -5.36%
Sep-24-24 08:00AM	BGC Group launches FMX Futures Exchange (PR Newswire)
Sep-13-24 09:20AM	BGC Group's FMX Futures Exchange to launch on September 23, 2024 (PR Newswire)
Aug-26-24 04:05PM	BGC Group to Present at the Barclays 22nd Annual Global Financial Services Conference on September 9, 2024 (PR Newswire)
08:15AM	BGC Announces Launch of Exchange Offer for its 6.600% Senior Notes due 2029 (PR Newswire)
Aug-13-24 04:05PM	BGC Group Announces its 2024 Virtual Annual Meeting of Stockholders (PR Newswire)
Aug-12-24 07:01PM	Director David Richards Sells 43,893 Shares of BGC Group Inc (BGC) (GuruFocus.com)
Jul-30-24 08:00AM	BGC Reports Second Quarter 2024 Financial Results (PR Newswire)
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Jul-09-24 08:00AM	BGC Group to Report Second Quarter 2024 Financial Results on July 30, 2024 (PR Newswire)
Jun-28-24 08:15AM	BGC Group Reaffirms Q2 Guidance - Quick Facts (RTT News)
08:00AM	BGC Group Updates its Outlook for the Second Quarter of 2024 (PR Newswire)
Jun-27-24 09:40AM	Is BGC Group, Inc. (BGC) Outperforming Other Finance Stocks This Year? (Zacks)
May-29-24 08:00AM	BGC Group to Present at the Morgan Stanley US Financials, Payments & CRE Conference on June 11, 2024 (PR Newswire)
May-23-24 09:40AM	Is BGC Group, Inc. (BGC) Stock Outpacing Its Finance Peers This Year? (Zacks)
08:50AM	BGC Group (BGC) Is a Great Choice for 'Trend' Investors, Here's Why (Zacks)
08:00AM	BGC Group to Present at the Piper Sandler Global Exchange & Trading Conference on June 5, 2024 (PR Newswire)
May-10-24 10:37PM	BGC Group (BGC) Announced Several Milestones in Q1 (Insider Monkey)
May-08-24 07:01PM	Insider Sale: COO Sean Windeatt Sells 158,449 Shares of BGC Group Inc (BGC) (GuruFocus.com)
May-07-24 11:38AM	5 Best US Stocks To Invest In Under $10 (Insider Monkey)
09:40AM	Is BGC Group, Inc. (BGC) Outperforming Other Finance Stocks This Year? (Zacks)
08:50AM	Here's Why Momentum in BGC Group (BGC) Should Keep going (Zacks)
May-01-24 09:01AM	BGC Group Inc (BGC) Q1 2024 Earnings Call Transcript Highlights: Robust Growth and Strategic ... (GuruFocus.com)
Apr-30-24 12:53PM	BGC Stock Earnings: BGC Group Meets EPS, Misses Revenue for Q1 2024 (InvestorPlace)
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09:33AM	BGC Group Inc Reports Strong Q1 Earnings, Aligning with Analyst Projections (GuruFocus.com)
09:10AM	BGC Group (BGC) Q1 Earnings Match Estimates (Zacks)
08:00AM	BGC Reports First Quarter 2024 Financial Results (PR Newswire)
Apr-29-24 10:02AM	13 Best Growth Stocks Under $10 to Buy (Insider Monkey)
Apr-25-24 08:00AM	Ten global investment banks and market making firms join BGC in the creation of FMX to launch premier U.S. Treasury and U.S. Interest Rate Futures trading marketplace (PR Newswire)
Apr-03-24 04:05PM	BGC Group to Report First Quarter 2024 Financial Results on April 30, 2024 (PR Newswire)
Mar-28-24 04:05PM	BGC Group Updates its Outlook for the First Quarter of 2024 (PR Newswire)
Mar-04-24 08:00AM	BGC Group Set to Join S&P SmallCap 600 (PR Newswire) +14.65%
Mar-03-24 11:33PM	12 Best Single Digit Stocks To Invest In (Insider Monkey)
Mar-01-24 06:47PM	Super Micro Computer and Deckers Outdoor Set to Join S&P 500; Others to Join S&P 100, S&P MidCap 400 and S&P SmallCap 600 (PR Newswire) +14.65%
Feb-15-24 09:19AM	BGC Group, Inc (NYSE:BGC) Q4 2023 Earnings Call Transcript (Insider Monkey)
Feb-14-24 08:36AM	BGC Group Inc Reports Record Fourth Quarter Revenues and Adjusted Earnings (GuruFocus.com)
08:00AM	BGC Reports Fourth Quarter and Full Year 2023 Financial Results (PR Newswire)
Jan-25-24 08:00AM	BGC Group to Present at the Bank of America Financial Services Conference on February 20, 2024 (PR Newswire)
Jan-22-24 05:10PM	Billionaire Howard Lutnick Is Taking On Exchange Giant CME (The Wall Street Journal)
04:58PM	BGC Group Announces CFTC Approval for FMX Futures Exchange (PR Newswire)
Jan-08-24 04:05PM	BGC's Fourth Quarter 2023 Financial Results Announcement to Be Issued Prior to Market Open on Wednesday, February 14, 2024 (PR Newswire)
Jan-02-24 08:15AM	3 Charts For Investors to Watch Tuesday: IQVIA Holdings, BGC Group, WGMI ETF (Investopedia)
Dec-29-23 03:34PM	BGC stock jumps on upbeat Q4 outlook (Yahoo Finance Video) +6.80%
08:00AM	BGC Group Updates its Outlook for the Fourth Quarter of 2023 and Provides Update to FMX Announcement Timing (PR Newswire)
Dec-26-23 08:04PM	Rate Volatility Spurs Global Broker BGC to Move Into Yen Swaps (Bloomberg)
Nov-30-23 09:00AM	Poten & Partners Expands Its Energy Transition Business into Hydrogen, Ammonia and Methanol (PR Newswire)
Oct-30-23 08:52AM	BGC Group Inc (BGC) Reports Q3 2023 Earnings with 16% Revenue Growth (GuruFocus.com)
06:30AM	BGC Reports Third Quarter 2023 Financial Results (PR Newswire)
Oct-17-23 03:00AM	Fenics Market Data announces strategic partnership with ZE PowerGroup to distribute Energy and Commodities Market Data (PR Newswire)
Oct-11-23 09:48AM	BGC Group (BGC) Soars 5.0%: Is Further Upside Left in the Stock? (Zacks)
Oct-09-23 04:05PM	BGC Group Announces Its 2023 Virtual Annual Meeting of Stockholders (PR Newswire) +5.02%
Oct-05-23 04:05PM	BGC's Third Quarter 2023 Financial Results Announcement to Be Issued Prior to Market Open on Monday, October 30, 2023 (PR Newswire)
08:00AM	BGC Group, Inc. Announces Final Results in Exchange Offers and Consent Solicitations (PR Newswire)
Oct-03-23 08:30AM	Do Options Traders Know Something About BGC Group (BGC) Stock We Don't? (Zacks)
Sep-29-23 08:00AM	BGC Group Updates its Outlook for the Third Quarter of 2023 (PR Newswire)
Sep-20-23 08:00AM	BGC Group, Inc. Announces Early Participation Results in Exchange Offers and Consent Solicitations and Extension of Early Participation Premium (PR Newswire)
Sep-13-23 03:50PM	Cantor Fitzgerald and BGC Group Raise Spirits and Funds with Charity Day 2023 (PR Newswire)
03:29PM	BGC Group and Cantor Fitzgerald Raise Spirits and Funds with Charity Day 2023 (PR Newswire)
Sep-06-23 08:31AM	BGC Group, Inc. Commences Offers to Exchange Three Series of Notes Issued by BGC Partners, Inc. for Notes Issued by BGC Group, Inc. (PR Newswire)
Sep-05-23 07:00AM	Capitalab Switches 10,000 LIBOR Swaptions to SOFR in New Swaption Migration Service (PR Newswire)
Aug-23-23 02:00AM	Fenics Market Data Launches AUD Interest Rate Swaps Service (PR Newswire)
Aug-03-23 06:03AM	BGC Group Second Quarter 2023 Earnings: US$0.05 loss per share (vs US$0.039 profit in 2Q 2022) (Simply Wall St.)
Aug-02-23 08:50AM	BGC Reports Second Quarter 2023 Financial Results (PR Newswire) +10.94%
Jul-31-23 08:00AM	BGC Group Hires Nicholas and Eric Ernst to Launch Weather Derivatives Desk (PR Newswire)
Jul-10-23 04:05PM	BGC's Second Quarter 2023 Financial Results Announcement to Be Issued Prior to Market Open on Wednesday, August 2, 2023 (PR Newswire)

BGC Group, Inc. engages in the provision of brokerage and financial technology services. It offers trade execution and broker-dealer services specializing in Fixed Income (Rates and Credit), Foreign Exchange, Equities, Energy and Commodities, Shipping, and Futures. The company was founded on April 19, 2021 and is headquartered in New York, NY.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Richards David	Director	Aug 09 '24	Sale	9.02	43,893	395,915	14,506	Aug 12 04:19 PM
Windeatt Sean A	Chief Operating Officer	May 07 '24	Sale	8.75	118,449	1,036,429	641,175	May 08 04:06 PM
Windeatt Sean A	Chief Operating Officer	May 06 '24	Sale	8.73	40,000	349,200	759,624	May 08 04:06 PM

LPLA LPL Financial Holdings Inc daily Stock Chart

Peers: SCHW MS RJF AMP STT NTRS BK WFC GS UBS

| Held by: VTI VO VXF VUG VOT IWP QUAL IWF IWR IAI

Index	-	P/E	24.32	EPS (ttm)	13.29	Insider Own	0.77%	Shs Outstand	74.66M	Perf Week	2.77%
Market Cap	24.20B	Forward P/E	17.02	EPS next Y	18.99	Insider Trans	-0.98%	Shs Float	74.30M	Perf Month	25.29%
Income	1.01B	PEG	1.97	EPS next Q	3.97	Inst Own	96.83%	Short Float	1.22%	Perf Quarter	44.42%
Sales	11.52B	P/S	2.10	EPS this Y	2.82%	Inst Trans	-0.80%	Short Ratio	1.13	Perf Half Y	17.76%
Book/sh	37.05	P/B	8.72	EPS next Y	17.50%	ROA	9.38%	Short Interest	0.91M	Perf Year	41.95%
Cash/sh	39.58	P/C	8.17	EPS next 5Y	12.36%	ROE	41.36%	52W Range	187.19 - 322.03	Perf YTD	42.01%
Dividend Est.	1.20 (0.37%)	P/FCF	158.45	EPS past 5Y	23.07%	ROI	13.49%	52W High	0.38%	Beta	0.85
Dividend TTM	1.20 (0.37%)	Quick Ratio	-	Sales past 5Y	14.51%	Gross Margin	33.72%	52W Low	72.68%	ATR (14)	7.74
Dividend Ex-Date	Nov 14, 2024	Current Ratio	-	EPS Y/Y TTM	-10.17%	Oper. Margin	14.72%	RSI (14)	80.61	Volatility	1.79% 2.39%
Employees	8400	Debt/Eq	1.69	Sales Y/Y TTM	18.21%	Profit Margin	8.73%	Recom	1.84	Target Price	306.87
Option/Short	Yes / Yes	LT Debt/Eq	1.69	EPS Q/Q	16.46%	Payout	8.76%	Rel Volume	0.61	Prev Close	317.05
Sales Surprise	2.09%	EPS Surprise	12.05%	Sales Q/Q	23.23%	Earnings	Oct 30 AMC	Avg Volume	802.16K	Price	323.24
SMA20	8.82%	SMA50	23.90%	SMA200	26.45%	Trades		Volume	485,804	Change	1.95%

Date	Action	Analyst	Rating Change	Price Target Change
Oct-09-24	Upgrade	Wells Fargo	Equal Weight → Overweight	$235 → $285
Sep-12-24	Initiated	Wells Fargo	Equal Weight	$235
Jul-30-24	Upgrade	BofA Securities	Neutral → Buy	$268
Apr-09-24	Upgrade	Morgan Stanley	Equal-Weight → Overweight	$254 → $315
Apr-04-24	Initiated	Raymond James	Underperform
Jan-04-24	Initiated	TD Cowen	Market Perform	$224
Dec-01-23	Initiated	Redburn Atlantic	Neutral	$240
Sep-07-23	Initiated	Barclays	Overweight	$275
Apr-03-23	Downgrade	Credit Suisse	Outperform → Neutral	$245 → $205
Nov-30-22	Downgrade	Morgan Stanley	Overweight → Equal-Weight	$281 → $239
Nov-17-22	Downgrade	UBS	Buy → Neutral
Nov-01-22	Upgrade	Credit Suisse	Neutral → Outperform	$315
Oct-19-22	Initiated	Credit Suisse	Neutral	$262
Oct-12-22	Initiated	Citigroup	Buy	$290
Apr-07-22	Upgrade	JMP Securities	Mkt Perform → Mkt Outperform	$242
Dec-16-21	Initiated	BofA Securities	Neutral	$184
Nov-02-21	Initiated	Truist	Buy	$200
May-21-21	Downgrade	Credit Suisse	Outperform → Neutral	$166
Mar-19-21	Initiated	UBS	Buy	$160
Aug-13-20	Initiated	Barclays	Overweight	$100

Show Previous Ratings

Today 04:05PM	LPL Financial Reports Monthly Activity for October 2024 (GlobeNewswire)
Nov-20-24 08:55AM	LPL Financial Welcomes Strata Financial Group (GlobeNewswire)
Nov-18-24 03:20PM	LPL Made a $300 Million Bet on Serving Insurers. Prudential Is Its First Client. (Barrons.com)
09:00AM	Prudential Financial Completes Integration with LPL Financial Platform, Delivering Experience Upgrade for its Retail Arm, Prudential Advisors (GlobeNewswire)
Nov-15-24 04:29PM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
08:55AM	Loading…
Nov-14-24 08:55AM	LPL Financial Welcomes Prosperity Investment Management (GlobeNewswire)
Nov-13-24 04:05PM	LPL Financial Hosts Program Leadership Conference for Top Bank and Credit Union Program Executives (GlobeNewswire)
08:56AM	LPL Financial Welcomes Financial Advisors Ryan Kirby, Michael Alvarez (GlobeNewswire)
Nov-12-24 09:00AM	LPL Financial Launches Curated AI Solutions for Advisors (GlobeNewswire)
08:04AM	LPL Financial Holdings (LPLA) Fell Due to Concerns Over Potential Regulation (Insider Monkey)
Nov-11-24 09:00AM	LPL Financial Foundation Awards Over $1 Million to Support Enhancing Diversity in Wealth Management (GlobeNewswire)
08:00AM	LPL Financial Welcomes Nexus Wealth Partners (GlobeNewswire)
Nov-07-24 08:55AM	LPL Financial Welcomes S&G Wealth Partners (GlobeNewswire)
Nov-06-24 09:50AM	Here's Why LPL Financial Holdings Inc. (LPLA) is a Strong Momentum Stock (Zacks) +11.73%
Nov-05-24 02:21PM	LPL Discloses SEC Inquiry Into Its Cash Sweep Practices (Barrons.com)
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08:56AM	LPL Financial Welcomes GWC Financial Advisors to Linsco Channel (GlobeNewswire)
Nov-04-24 04:42PM	Ugly Legal Battle Over Advisor Recruiting Pits Ameriprise Against LPL (Barrons.com)
09:45AM	Here's Why LPL Financial Holdings Inc. (LPLA) is a Strong Growth Stock (Zacks)
Nov-01-24 11:47AM	Weeks Best: Vanguard to Pull Plug on Old Mutual Fund Platform (Barrons.com)
Oct-31-24 11:56AM	LPL Financial Shares Just Hit a Record High. Earnings Blew Past Estimates. (Barrons.com) +6.88%
10:13AM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
08:55AM	Q3 2024 LPL Financial Holdings Inc Earnings Call (Thomson Reuters StreetEvents)
03:20AM	LPL Financial Holdings Inc (LPLA) Q3 2024 Earnings Call Highlights: Record Asset Growth and ... (GuruFocus.com)
Oct-30-24 06:30PM	Here's What Key Metrics Tell Us About LPL Financial (LPLA) Q3 Earnings (Zacks)
06:30PM	LPL Financial Earnings Beat Wall Streets Forecast. The Stock Is Rising. (Barrons.com)
06:10PM	LPL Financial Holdings Inc. (LPLA) Q3 Earnings and Revenues Top Estimates (Zacks)
04:05PM	LPL Financial Announces Third Quarter 2024 Results (GlobeNewswire)
08:00AM	If You Invested $10,000 In LPL Financial Stock 10 Years Ago, How Much Would You Have Now? (Benzinga)
Oct-29-24 03:36PM	LPL Financial Holdings Stock Flashes Improved Relative Price Strength (Investor's Business Daily)
09:15AM	Unveiling LPL Financial (LPLA) Q3 Outlook: Wall Street Estimates for Key Metrics (Zacks)
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08:55AM	LPL Financial Welcomes Goodwin Petrilli Financial (GlobeNewswire)
Oct-25-24 02:29PM	Weeks Best: Where Investment Pros Are Taking Profits (Barrons.com)
Oct-24-24 08:55AM	LPL Financial Welcomes Dougherty, Tedesco & Associates (GlobeNewswire)
Oct-23-24 10:01AM	Analysts Estimate LPL Financial Holdings Inc. (LPLA) to Report a Decline in Earnings: What to Look Out for (Zacks)
Oct-22-24 09:05AM	LPL Financial Replaces Fired CEO (Barrons.com)
08:59AM	LPL Financial Welcomes Financial Advisor William Fenwick (GlobeNewswire)
Oct-21-24 04:20PM	Rich Steinmeier Named Chief Executive Officer of LPL Financial; Elected to Board of Directors (GlobeNewswire)
Oct-16-24 08:55AM	LPL Financial Welcomes Eight Financial Advisors in Florida (GlobeNewswire)
Oct-15-24 05:00AM	Wall Streets been on a two-year tear. Can the party last? (CNN Business)
Oct-14-24 08:55AM	LPL Financial Welcomes Financial Advisor Ashton Medina (GlobeNewswire)
Oct-11-24 03:23PM	Weeks Best: Advisors Share Their Best Investing Ideas (Barrons.com)
08:24AM	Is This the Best Time to Add LPL Financial Holdings (LPLA) to Your Portfolio? (Insider Monkey)
Oct-09-24 04:05PM	LPL Financial Announces Third Quarter 2024 Earnings Release Date and Conference Call (GlobeNewswire)
08:55AM	Air Capital Wealth Management Launches with LPL Financial (GlobeNewswire)
Oct-07-24 04:58PM	The banks best positioned to benefit from easing rates: Expert (Yahoo Finance Video)
10:36AM	LPL Financial Canned Its CEO. What it Means for the Stock. (Barrons.com)
09:00AM	LPL Financial welcomes Morristown Wealth Management (GlobeNewswire)
Oct-04-24 03:51PM	Weeks Best: LPL CEO Is Summarily Dismissed (Barrons.com)
09:01AM	Broker-dealer LPL fires CEO for breaking firms code of conduct (Banking Dive)
Oct-03-24 08:55AM	LPL Financial Welcomes The Noble Group (GlobeNewswire)
Oct-02-24 04:51PM	These Stocks Moved the Most Today: Humana, Nike, Tesla, Conagra, Joby Aviation, Caesars, and More (Barrons.com)
02:37PM	These Stocks Are Moving the Most Today: Humana, Nike, Tesla, Conagra, Joby Aviation, Caesars, and More (Barrons.com)
02:07PM	LPL Financial falls as CEO terminated for cause (Investing.com)
12:25PM	CEO Shakeups: LPL Joins Nike, Starbucks, and More in Leadership Overhauls (Investopedia)
10:34AM	LPL Fires CEO Over Alleged Misconduct. The Stock Is Falling. (Barrons.com)
09:36AM	LPL Financial Stock Slips After CEO Dan Arnold Is Fired (The Wall Street Journal)
Oct-01-24 07:19PM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
04:00PM	LPL Financial Holdings Inc. Announces Termination of President and CEO Dan H. Arnold (Business Wire)
09:00AM	LPL Financial Closes Its Acquisition of Atria Wealth Solutions (GlobeNewswire)
Sep-30-24 11:49AM	Analyst Report: LPL Financial Holdings Inc. (Morningstar Research)
09:00AM	Cheri Belski Joins LPL Financial as Head of Investment Management Solutions (GlobeNewswire)
Sep-26-24 08:55AM	LPL Financial Welcomes GreenPoint Wealth Management (GlobeNewswire)
05:55AM	Zinnia and LPL Financial partner to streamline fulfilment (Life Insurance International)
Sep-25-24 09:40AM	Why LPL Financial Holdings Inc. (LPLA) is a Top Value Stock for the Long-Term (Zacks)
Sep-24-24 09:45AM	Why LPL Financial Holdings Inc. (LPLA) is a Top Growth Stock for the Long-Term (Zacks)
08:55AM	LPL Financial Welcomes 57th Street Wealth Advisors to Linsco Channel (GlobeNewswire)
Sep-19-24 04:05PM	LPL Financial Reports Monthly Activity for August 2024 (GlobeNewswire)
01:36PM	Some Financial Giants Pay Paltry Rates on Investors Cash. Where to Put Your Money. (Barrons.com)
08:55AM	LPL Financial welcomes Bury Financial Group (GlobeNewswire)
Sep-17-24 09:00AM	LPL Financial Expands to Tempe (GlobeNewswire)
Sep-16-24 08:55AM	LPL Financial Welcomes The Bindra Group to Linsco Channel (GlobeNewswire)
Sep-12-24 12:25PM	LPL Financial Snags Advisor Teams With More than $1.5 Billion in Client Assets (Barrons.com)
Sep-11-24 10:38AM	Fed Is 'All Clear For Launch' On Cutting Rates As Inflation Falls To Lowest Point In Over 3 Years, Economist Says (Benzinga)
09:50AM	Why LPL Financial Holdings Inc. (LPLA) is a Top Momentum Stock for the Long-Term (Zacks)
08:55AM	LPL Financial Welcomes Apex Private Wealth Advisors (GlobeNewswire)
Sep-10-24 08:55AM	BrookBridge Private Wealth Joins LPL Private Wealth Management (GlobeNewswire)
Sep-09-24 08:55AM	LPL Financial Welcomes Northern Plains Financial (GlobeNewswire)
Sep-06-24 11:54AM	Weeks Best: Schwab Hit With Lawsuit Over Cash Sweeps (Barrons.com)
Sep-05-24 06:41PM	Manager of the ACGM Total Portfolio Solutions Suite Announces Its Availability via LPL Financial's Manager Access Network (MAN) (PR Newswire)
Sep-04-24 08:45AM	LPL Financial to Buy $9 Billion Wealth Management Firm The Investment Center (Barrons.com)
08:45AM	LPL Financial to Acquire The Investment Center, Inc. (GlobeNewswire)
Sep-03-24 09:00AM	LPL Financial Appoints Tom Gannon as Chief Advocacy Officer (GlobeNewswire)
Aug-30-24 08:19AM	Big banks are taking heat for paying low rates on idle cash (Yahoo Finance)
Aug-26-24 08:56AM	LPL Financial welcomes advisor Kelly Compton (GlobeNewswire)
07:49AM	Legal Challenges to Brokers Cash Practices Mount. New Suits Target LPL, Ameriprise, UBS. (Barrons.com)
Aug-23-24 08:37AM	LPL Financial (LPLA) July Metrics Up 2.1% on Favorable Markets (Zacks)
Aug-22-24 04:17PM	Cash sweeps legal avalanche hits Ameriprise, LPL with new suits (Financial Planning)
04:05PM	LPL Financial Reports Monthly Activity for July 2024 (GlobeNewswire)
Aug-21-24 02:57PM	Schwab, LPL Earnings Could Take a Hit if Sweep Rates Rise (Barrons.com)
09:00AM	Advisors With $4 Billion Leave Osaic to Form New Practice at LPL Financial (Barrons.com)
08:55AM	LPL Financial Welcomes Academy Financial and PFG Advisors (GlobeNewswire)
Aug-20-24 02:50PM	Joe Durans Rise Growth Partners Makes First Investment, in $10 Billion Advisor Firm (Barrons.com)
Aug-19-24 09:00PM	Bragar Eagel & Squire, P.C. Is Investigating Dril-Quip, LPL Financial, Methode, and Medpace and Encourages Investors to Contact the Firm (GlobeNewswire)
08:55AM	4Point Wealth Management Joins LPL Strategic Wealth Services (GlobeNewswire)
Aug-16-24 04:38PM	Ameriprise seeks preliminary injunction in 'unprecedented' LPL suit (Financial Planning)
Aug-15-24 11:00AM	SCORE Foundation Announces Additional Sponsors for SCORE's 60th Anniversary Small Business Pitch Competition Series (PR Newswire)
08:55AM	LPL Financial Welcomes Wealthstead Financial Advisors (GlobeNewswire)
08:39AM	SEC Fines 26 Wealth Management Firms $393 Million for Record-Keeping Violations (Barrons.com)
Aug-14-24 06:33PM	SEC's latest WhatsApp probe nets $393M from LPL, RayJay and more (Financial Planning) +8.64%
05:51PM	SEC Fines Firms $393 Million in Latest WhatsApp Probe Cases (Bloomberg)

LPL Financial Holdings, Inc. serves the advisor-mediated marketplace as the nation's independent broker-dealer and is an investment advisory firm and a custodian. It offers integrated technology solutions, brokerage & advisory platforms, clearing, compliance, business and planning and advice services, consultative practice management programs and training. The company provides personalized financial guidance to millions of American families seeking wealth management, retirement planning, financial planning and asset management solutions. LPL Financial Holdings was founded in 1989 and is headquartered in San Diego, CA.

Insider Trading	Relationship	Date	Transaction	Cost	#Shares	Value ($)	#Shares Total	SEC Form 4
Arnold Dan H.	President & CEO	Jun 14 '24	Option Exercise	39.48	10,000	394,800	148,285	Jun 18 04:13 PM
Arnold Dan H.	President & CEO	Jun 14 '24	Sale	277.31	5,677	1,574,289	142,608	Jun 18 04:13 PM
Sethi Kabir	Managing Director	Feb 26 '24	Sale	266.50	1,300	346,451	10,245	Feb 27 08:04 PM
Gates Greg	Managing Director	Feb 26 '24	Sale	266.27	11,401	3,035,697	19,080	Feb 27 07:51 PM
Enyedi Matthew	Managing Director	Feb 26 '24	Sale	263.00	2,400	631,200	10,495	Feb 27 07:42 PM
Audette Matthew J	CFO and Head of Business Ops	Feb 26 '24	Sale	266.52	5,574	1,485,607	13,663	Feb 27 07:25 PM
Arnold Dan H.	President & CEO	Feb 23 '24	Option Exercise	39.48	7,089	279,874	140,258	Feb 27 07:16 PM
Arnold Dan H.	President & CEO	Feb 26 '24	Option Exercise	39.48	2,911	114,926	176,617	Feb 27 07:16 PM
Arnold Dan H.	President & CEO	Feb 26 '24	Sale	266.54	34,807	9,277,539	141,810	Feb 27 07:16 PM
Arnold Dan H.	President & CEO	Feb 23 '24	Sale	265.66	7,089	1,883,245	133,169	Feb 27 07:16 PM
Enyedi Matthew	Managing Director	Feb 20 '24	Option Exercise	45.55	1,381	62,905	10,015	Feb 22 05:17 PM
Enyedi Matthew	Managing Director	Feb 20 '24	Sale	256.94	1,381	354,834	8,634	Feb 22 05:17 PM
Arnold Dan H.	President & CEO	Feb 20 '24	Option Exercise	39.48	10,000	394,800	147,044	Feb 22 05:06 PM
Arnold Dan H.	President & CEO	Feb 20 '24	Sale	256.35	10,000	2,563,512	137,044	Feb 22 05:06 PM
Audette Matthew J	CFO and Head of Business Ops	Feb 05 '24	Option Exercise	39.48	27,704	1,093,754	40,348	Feb 07 04:47 PM
Audette Matthew J	CFO and Head of Business Ops	Feb 05 '24	Sale	248.55	27,704	6,885,746	12,644	Feb 07 04:47 PM

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